REG - Barclays PLC Tullow Oil PLC - Form 8.5 (EPT/NON-RI) Tullow Oil plc

Tullow OilAnnouncement

29/06/2022 12:15

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RNS Number : 6539Q  Barclays PLC  29 June 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              TULLOW OIL PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Tullow Oil plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    28 June 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     CAPRICORN ENERGY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    10p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number       (%)
 (1)          Relevant securities owned
              and/or controlled:                                3,791,476           0.26%               14,886,866   1.04%

 (2)          Cash-settled derivatives:
                                                                13,577,754          0.94%               3,161,841    0.22%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0            0.00%

              TOTAL:                                            17,369,230          1.21%               18,048,707   1.25%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 10p ordinary                Purchase              691,810                         0.5043 GBP              0.4951 GBP
 10p ordinary                Sale                  601,982                         0.5010 GBP              0.4974 GBP

 

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 10p ordinary        CFD                  Decreasing Long               230         0.5015 GBP
 10p ordinary        SWAP                 Decreasing Long               1,612       0.4978 GBP
 10p ordinary        CFD                  Decreasing Long               3,564       0.5014 GBP
 10p ordinary        SWAP                 Decreasing Long               4,070       0.5008 GBP
 10p ordinary        CFD                  Decreasing Long               7,012       0.4978 GBP
 10p ordinary        SWAP                 Decreasing Long               15,977      0.5020 GBP
 10p ordinary        SWAP                 Decreasing Long               20,809      0.5043 GBP
 10p ordinary        SWAP                 Decreasing Long               21,133      0.4997 GBP
 10p ordinary        CFD                  Decreasing Long               25,365      0.5011 GBP
 10p ordinary        SWAP                 Decreasing Short              2,201       0.4951 GBP
 10p ordinary        SWAP                 Decreasing Short              6,028       0.5001 GBP
 10p ordinary        SWAP                 Decreasing Short              12,570      0.4988 GBP
 10p ordinary        SWAP                 Decreasing Short              18,473      0.4970 GBP
 10p ordinary        SWAP                 Decreasing Short              37,001      0.4984 GBP
 10p ordinary        SWAP                 Decreasing Short              37,403      0.4990 GBP
 10p ordinary        SWAP                 Decreasing Short              62,962      0.4979 GBP
 10p ordinary        SWAP                 Increasing Long               59,032      0.4986 GBP
 10p ordinary        SWAP                 Increasing Long               59,907      0.4999 GBP
 10p ordinary        SWAP                 Increasing Long               78,503      0.4985 GBP
 10p ordinary        SWAP                 Increasing Long               134,835     0.4994 GBP
 10p ordinary        SWAP                 Increasing Long               423,861     0.4980 GBP
 10p ordinary        SWAP                 Increasing Short              423,861     0.4980 GBP
 10p ordinary        SWAP                 Opening Short                 423,861     0.4980 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  29 Jun 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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