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RNS Number : 5222S Barclays PLC 14 July 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose TULLOW OIL PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Tullow Oil plc
principal trader is connected
(d) Date position held/dealing undertaken: 13 July 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? CAPRICORN ENERGY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,487,813 0.24% 15,054,828 1.05%
(2) Cash-settled derivatives:
13,688,356 0.95% 2,993,823 0.21%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0.00 0.00% 0 0.00%
TOTAL: 17,176,169 1.19% 18,048,651 1.25%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
10p ordinary Purchase 1,105,404 0.4402 GBP 0.4275 GBP
10p ordinary Sale 615,572 0.4440 GBP 0.4262 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Decreasing Long 5 0.4400 GBP
10p ordinary SWAP Decreasing Long 63 0.4322 GBP
10p ordinary SWAP Decreasing Long 64 0.4346 GBP
10p ordinary SWAP Decreasing Long 82 0.4326 GBP
10p ordinary SWAP Decreasing Long 113 0.4294 GBP
10p ordinary CFD Decreasing Long 420 0.4402 GBP
10p ordinary CFD Decreasing Long 3,000 0.4329 GBP
10p ordinary SWAP Decreasing Long 3,045 0.4337 GBP
10p ordinary SWAP Decreasing Long 6,881 0.4359 GBP
10p ordinary SWAP Decreasing Long 22,600 0.4345 GBP
10p ordinary SWAP Decreasing Long 32,652 0.4321 GBP
10p ordinary SWAP Decreasing Long 40,589 0.4316 GBP
10p ordinary SWAP Decreasing Long 57,599 0.4327 GBP
10p ordinary CFD Decreasing Long 69,510 0.4342 GBP
10p ordinary SWAP Decreasing Long 81,647 0.4262 GBP
10p ordinary SWAP Decreasing Long 118,973 0.4290 GBP
10p ordinary SWAP Decreasing Long 168,712 0.4315 GBP
10p ordinary SWAP Decreasing Long 219,565 0.4294 GBP
10p ordinary SWAP Decreasing Long 220,492 0.4316 GBP
10p ordinary SWAP Decreasing Short 11,160 0.4290 GBP
10p ordinary SWAP Increasing Long 5,226 0.4304 GBP
10p ordinary SWAP Increasing Long 11,531 0.4275 GBP
10p ordinary SWAP Increasing Long 18,000 0.4302 GBP
10p ordinary SWAP Increasing Long 26,497 0.4323 GBP
10p ordinary SWAP Increasing Long 30,735 0.4261 GBP
10p ordinary SWAP Increasing Long 50,000 0.4312 GBP
10p ordinary SWAP Increasing Long 177,432 0.4307 GBP
10p ordinary SWAP Opening Long 81,647 0.4262 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Jul 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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