REG - Barclays PLC Tullow Oil PLC - Form 8.5 (EPT/NON-RI) Tullow Oil plc

Tullow OilAnnouncement

13/10/2022 11:45

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RNS Number : 8217C  Barclays PLC  13 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                  KEY INFORMATION
 (a)           Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)           Name of offeror/offeree in relation to whose                                              TULLOW OIL PLC
               relevant securities this form relates:
 (c)           Name of the party to the offer with which exempt                                          Tullow Oil plc
               principal trader is connected
 (d)           Date position held/dealing undertaken:                                                    12 October 2022
 (e)           In addition to the company in 1(b) above, is the exempt principal                         YES:
               trader making disclosures in respect of any other party to the offer?                     CAPRICORN ENERGY PLC
 2.                                                                                  POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)           Interests and short positions in the relevant securities of the offeror or
               offeree
               to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                     10p ordinary
                                                                 Interests                               Short Positions
                                                                 Number              (%)                 Number                    (%)
 (1)           Relevant securities owned
               and/or controlled:                                4,747,834           0.33%               10,080,792                0.70%

 (2)           Cash-settled derivatives:
                                                                 8,368,499           0.58%               3,942,308                 0.27%

 (3)           Stock-settled derivatives (including options)
               and agreements to purchase/sell:                  0                   0.00%               0                         0.00%

               TOTAL:                                            13,116,333          0.91%               14,023,100                0.97%

 (b)           Rights to subscribe for new securities (including directors and other
               executive
               options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 10p ordinary                Purchase              1,006,995                       0.3980 GBP              0.3808 GBP
 10p ordinary                Sale                  1,722,377                       0.3960 GBP              0.3834 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product              Nature of dealing             Number of   Price per
 relevant           description                                        reference   unit
 security                                                              securities
 10p ordinary        SWAP                Decreasing Short              11,643      0.3883 GBP
 10p ordinary        SWAP                Decreasing Short              142,960     0.3852 GBP
 10p ordinary        SWAP                Decreasing Short              237,266     0.3842 GBP
 10p ordinary        SWAP                Decreasing Short              240,714     0.3838 GBP
 10p ordinary        SWAP                Decreasing Short              301,335     0.3859 GBP
 10p ordinary        SWAP                Decreasing Short              356,505     0.3872 GBP
 10p ordinary        CFD                 Increasing Long               2,651       0.3828 GBP
 10p ordinary        CFD                 Increasing Long               3,114       0.3844 GBP
 10p ordinary        CFD                 Increasing Long               4,400       0.3980 GBP
 10p ordinary        CFD                 Increasing Long               13,032      0.4117 GBP
 10p ordinary        CFD                 Increasing Long               20,784      0.3895 GBP
 10p ordinary        CFD                 Increasing Long               40,218      0.3838 GBP
 10p ordinary        CFD                 Increasing Long               157,719     0.3898 GBP
 10p ordinary        CFD                 Increasing Long               171,796     0.3849 GBP
 10p ordinary        SWAP                Increasing Long               188,000     0.3881 GBP
 10p ordinary        SWAP                Increasing Short              6,000       0.3808 GBP
 10p ordinary        SWAP                Increasing Short              11,167      0.3855 GBP
 10p ordinary        SWAP                Increasing Short              32,782      0.3912 GBP
 10p ordinary        SWAP                Increasing Short              39,278      0.3834 GBP
 10p ordinary        SWAP                Increasing Short              40,380      0.3999 GBP
 10p ordinary        SWAP                Increasing Short              240,714     0.3838 GBP
 10p ordinary        SWAP                Opening Long                  11,643      0.3883 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  13 Oct 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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