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RNS Number : 6695C GoldmanSachs International 12 October 2022
Amendment - due to the amendment of Derivative transactions, the disclosure
made on 11 October for dealings on 10 October has been updated. Section 2(b)
has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form TULLOW OIL PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is CAPRICORN ENERGY PLC
connected:
(d) Date dealing undertaken: 10 October 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosed previously for CAPRICORN ENERGY PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchases 514,504 0.4462 GBP 0.4290 GBP
10p ordinary Sales 677,835 0.4500 GBP 0.4244 GBP
300,000
0.4747 USD
0.4747 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Opening a long position 64,864 0.4287 GBP
10p ordinary CFD Increasing a short position 7,130 0.4295 GBP
10p ordinary CFD Increasing a long position 11,000 0.4296 GBP
10p ordinary CFD Opening a long position 14,382 0.4301 GBP
10p ordinary CFD Reducing a long position 2,965 0.4301 GBP
10p ordinary CFD Reducing a short position 17,608 0.4302 GBP
10p ordinary CFD Increasing a long position 88,655 0.4302 GBP
10p ordinary CFD Increasing a short position 86,025 0.4302 GBP
10p ordinary CFD Increasing a short position 19,936 0.4302 GBP
10p ordinary CFD Increasing a short position 89,232 0.4302 GBP
10p ordinary CFD Increasing a long position 39,050 0.4304 GBP
10p ordinary CFD Increasing a short position 47,892 0.4307 GBP
10p ordinary CFD Increasing a long position 34,025 0.4309 GBP
10p ordinary CFD Reducing a short position 39,611 0.4311 GBP
10p ordinary CFD Reducing a short position 100 0.4312 GBP
10p ordinary CFD Increasing a short position 26,193 0.4315 GBP
10p ordinary CFD Reducing a short position 2,714 0.4330 GBP
10p ordinary CFD Increasing a short position 12,044 0.4331 GBP
10p ordinary CFD Reducing a long position 10,000 0.4360 GBP
10p ordinary CFD Reducing a short position 15,575 0.4381 GBP
10p ordinary CFD Reducing a short position 7,406 0.4388 GBP
10p ordinary CFD Increasing a long position 53,213 0.4412 GBP
10p ordinary CFD Reducing a long position 2,660 0.4455 GBP
10p ordinary CFD Reducing a long position 2,342 0.4459 GBP
10p ordinary CFD Reducing a long position 2,567 0.4465 GBP
10p ordinary CFD Increasing a long position 18,000 0.4747 USD
10p ordinary CFD Increasing a long position 87,000 0.4747 USD
10p ordinary CFD Increasing a long position 9,000 0.4747 USD
10p ordinary CFD Increasing a long position 186,000 0.4747 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 12 October 2022
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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