REG - JPMorgan Sec.Plc Capricorn Energy PLC Tullow Oil PLC - Form 8.5 (EPT/RI)-Capricorn Energy plc
06/06/2022 11:45
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RNS Number : 8463N JPMorgan Securities Plc 06 June 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Capricorn Energy plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Corporate Broker to Capricorn Energy Plc and Tullow Oil plc
connected:
(d) Date dealing undertaken: 1 June 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, Tullow Oil plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
21/13p ordinary Purchase 3,270,197 2.0980 GBP 1.9830 GBP
Sale 3,528,780 2.0740 GBP 1.9790 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
21/13p ordinary Equity Swap Decrease Long 809 1.9956 GBP
82,254 2.0080 GBP
83,030 2.0081 GBP
15 2.0082 GBP
4,467 2.0089 GBP
42,485 2.0147 GBP
35,881 2.0160 GBP
16,257 2.0182 GBP
9,396 2.0188 GBP
1,550 2.0200 GBP
2,168 2.0201 GBP
2,025 2.0202 GBP
173,950 2.0215 GBP
1,248 2.0217 GBP
4,394 2.0222 GBP
59,400 2.0258 GBP
9,372 2.0280 GBP
322 2.0289 GBP
614 2.0291 GBP
46 2.0294 GBP
645 2.0302 GBP
443 2.0313 GBP
278 2.0336 GBP
1,901 2.0340 GBP
2,232 2.0347 GBP
126 2.0348 GBP
974 2.0354 GBP
184 2.0395 GBP
1,381 2.0403 GBP
120 2.0419 GBP
943 2.0426 GBP
964 2.0482 GBP
52 2.0581 GBP
433 2.0582 GBP
Decrease Short 5,542 2.0079 GBP
500,000 2.0171 GBP
204 2.0180 GBP
4,007 2.0227 GBP
57,739 2.0233 GBP
2,891 2.0263 GBP
66,392 2.0316 GBP
Increase Long 244,573 2.0080 GBP
18,000 2.0177 GBP
21,960 2.0204 GBP
285 2.0220 GBP
14,041 2.0295 GBP
3,032 2.0368 GBP
3,616 2.0492 GBP
Increase Short 9,041 2.0100 GBP
33,993 2.0253 GBP
3,268 2.0357 GBP
36,645 2.0519 GBP
Opening a Long Position 7,999 2.0216 GBP
Opening a Short Position 13,798 2.0157 GBP
62,194 2.0510 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 6 June 2022
Contact name: Alwyn Basch
Telephone number: 020 7742 7407
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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