For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221010:nRSJ3287Ca&default-theme=true
RNS Number : 3287C Morgan Stanley & Co. Int'l plc 10 October 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Tullow Oil plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Capricorn Energy plc
connected:
(d) Date dealing undertaken: 07 October 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Capricorn Energy plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary SALES 609,594 0.4510 GBP 0.4370 GBP
10p ordinary PURCHASES 594,959 0.4512 GBP 0.4400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD increasing a long position 6,311 0.4449 GBP
10p ordinary CFD increasing a long position 113,462 0.4458 GBP
10p ordinary CFD increasing a long position 36,261 0.4460 GBP
10p ordinary CFD increasing a long position 63,385 0.4463 GBP
10p ordinary CFD increasing a long position 672 0.4470 GBP
10p ordinary CFD increasing a long position 1,080 0.4490 GBP
10p ordinary CFD increasing a long position 10,000 0.4494 GBP
10p ordinary CFD increasing a short position 6,278 0.4460 GBP
10p ordinary CFD increasing a short position 6,214 0.4465 GBP
10p ordinary CFD increasing a short position 12,262 0.4473 GBP
10p ordinary CFD increasing a short position 19,531 0.4487 GBP
10p ordinary CFD reducing a long position 117 0.4400 GBP
10p ordinary CFD reducing a long position 20,491 0.4447 GBP
10p ordinary CFD reducing a long position 2,895 0.4447 GBP
10p ordinary CFD reducing a long position 544 0.4447 GBP
10p ordinary CFD reducing a long position 7,464 0.4447 GBP
10p ordinary CFD reducing a long position 9,302 0.4447 GBP
10p ordinary CFD reducing a long position 6,121 0.4460 GBP
10p ordinary CFD reducing a long position 6,620 0.4460 GBP
10p ordinary CFD reducing a long position 12,018 0.4460 GBP
10p ordinary CFD reducing a long position 874 0.4460 GBP
10p ordinary CFD reducing a long position 937 0.4460 GBP
10p ordinary CFD reducing a long position 14,976 0.4460 GBP
10p ordinary CFD reducing a long position 27,867 0.4466 GBP
10p ordinary CFD reducing a long position 2,256 0.4468 GBP
10p ordinary CFD reducing a long position 6,190 0.4468 GBP
10p ordinary CFD reducing a long position 2,811 0.4468 GBP
10p ordinary CFD reducing a long position 162 0.4468 GBP
10p ordinary CFD reducing a long position 876 0.4468 GBP
10p ordinary CFD reducing a long position 5,252 0.4471 GBP
10p ordinary CFD reducing a long position 11,577 0.4471 GBP
10p ordinary CFD reducing a long position 1,636 0.4471 GBP
10p ordinary CFD reducing a long position 306 0.4471 GBP
10p ordinary CFD reducing a long position 4,215 0.4471 GBP
10p ordinary CFD reducing a long position 35,854 0.4474 GBP
10p ordinary CFD reducing a long position 29,454 0.4474 GBP
10p ordinary CFD reducing a long position 5,749 0.4475 GBP
10p ordinary CFD reducing a long position 2,609 0.4475 GBP
10p ordinary CFD reducing a long position 812 0.4475 GBP
10p ordinary CFD reducing a long position 2,094 0.4475 GBP
10p ordinary CFD reducing a long position 152 0.4475 GBP
10p ordinary CFD reducing a long position 5,443 0.4483 GBP
10p ordinary CFD reducing a long position 14,953 0.4483 GBP
10p ordinary CFD reducing a long position 6,784 0.4483 GBP
10p ordinary CFD reducing a long position 396 0.4483 GBP
10p ordinary CFD reducing a long position 2,113 0.4483 GBP
10p ordinary CFD reducing a long position 1 0.4488 GBP
10p ordinary CFD reducing a long position 10,000 0.4508 GBP
10p ordinary CFD reducing a short position 1,738 0.4370 GBP
10p ordinary CFD reducing a short position 6,214 0.4458 GBP
10p ordinary CFD reducing a short position 22,167 0.4460 GBP
10p ordinary CFD reducing a short position 34,601 0.4460 GBP
10p ordinary CFD reducing a short position 19,531 0.4476 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 10 October 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERFIFFAISLILIF