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RNS Number : 5473D Morgan Stanley & Co. Int'l plc 20 October 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Tullow Oil plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Capricorn Energy plc
connected:
(d) Date dealing undertaken: 19 October 2022
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Capricorn Energy plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary PURCHASES 1,141,438 0.3766 GBP 0.3586 GBP
10p ordinary SALES 1,387,432 0.3768 GBP 0.3586 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD increasing a long position 18,852 0.3639 GBP
10p ordinary CFD increasing a long position 54,363 0.3642 GBP
10p ordinary CFD increasing a long position 15,659 0.3659 GBP
10p ordinary CFD increasing a long position 1,112 0.3660 GBP
10p ordinary CFD increasing a long position 85 0.3661 GBP
10p ordinary CFD increasing a long position 1,747 0.3662 GBP
10p ordinary CFD increasing a long position 602 0.3662 GBP
10p ordinary CFD increasing a long position 342 0.3662 GBP
10p ordinary CFD increasing a long position 2,261 0.3662 GBP
10p ordinary CFD increasing a long position 126 0.3662 GBP
10p ordinary CFD increasing a long position 2,401 0.3664 GBP
10p ordinary CFD increasing a long position 10,453 0.3664 GBP
10p ordinary CFD increasing a long position 13,026 0.3664 GBP
10p ordinary CFD increasing a long position 339 0.3664 GBP
10p ordinary CFD increasing a long position 1,973 0.3664 GBP
10p ordinary CFD increasing a long position 759 0.3664 GBP
10p ordinary CFD increasing a long position 364 0.3667 GBP
10p ordinary CFD increasing a long position 2,215 0.3667 GBP
10p ordinary CFD increasing a long position 161 0.3667 GBP
10p ordinary CFD increasing a long position 9,753 0.3673 GBP
10p ordinary CFD increasing a long position 8,011 0.3673 GBP
10p ordinary CFD increasing a long position 331 0.3674 GBP
10p ordinary CFD increasing a long position 149 0.3674 GBP
10p ordinary CFD increasing a long position 5,831 0.3674 GBP
10p ordinary CFD increasing a long position 850 0.3674 GBP
10p ordinary CFD increasing a long position 1,061 0.3674 GBP
10p ordinary CFD increasing a long position 4,560 0.3674 GBP
10p ordinary CFD increasing a long position 979 0.3675 GBP
10p ordinary CFD increasing a long position 71 0.3675 GBP
10p ordinary CFD increasing a long position 160 0.3675 GBP
10p ordinary CFD increasing a long position 8,159 0.3706 GBP
10p ordinary CFD increasing a long position 8,965 0.3723 GBP
10p ordinary CFD increasing a long position 23,586 0.3726 GBP
10p ordinary CFD increasing a long position 166,433 0.3728 GBP
10p ordinary CFD increasing a long position 61,548 0.3731 GBP
10p ordinary CFD increasing a long position 17,592 0.3736 GBP
10p ordinary CFD increasing a long position 6,238 0.3744 GBP
10p ordinary CFD increasing a long position 8,695 0.3744 GBP
10p ordinary CFD increasing a long position 77,807 0.3748 GBP
10p ordinary CFD increasing a long position 6,618 0.3748 GBP
10p ordinary CFD increasing a long position 9,756 0.3760 GBP
10p ordinary CFD increasing a short position 3,669 0.3656 GBP
10p ordinary CFD increasing a short position 2,401 0.3667 GBP
10p ordinary CFD increasing a short position 339 0.3667 GBP
10p ordinary CFD increasing a short position 149 0.3675 GBP
10p ordinary CFD increasing a short position 1,061 0.3675 GBP
10p ordinary CFD increasing a short position 9,776 0.3748 GBP
10p ordinary CFD reducing a long position 1 0.3612 GBP
10p ordinary CFD reducing a long position 56 0.3612 GBP
10p ordinary CFD reducing a long position 18,852 0.3672 GBP
10p ordinary CFD reducing a long position 23,586 0.3705 GBP
10p ordinary CFD reducing a long position 21,927 0.3727 GBP
10p ordinary CFD reducing a long position 64,966 0.3748 GBP
10p ordinary CFD reducing a long position 168,483 0.3748 GBP
10p ordinary CFD reducing a long position 858 0.3773 GBP
10p ordinary CFD reducing a short position 3,462 0.3731 GBP
10p ordinary CFD reducing a short position 488 0.3744 GBP
10p ordinary CFD reducing a short position 5,625 0.3748 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 October 2022
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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