REG - UBS AG (EPT) Rio Tinto - Form 8.5 (EPT/RI) - Rio Tinto plc Replacement
23/01/2026 12:00
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RNS Number : 1913Q UBS AG (EPT) 23 January 2026
This announcement replaces the previous RNS announcement 6201P released at
11:56 on the 20(th) of January 2026. Amendments to section 2a. All other
information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Rio Tinto plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 16 January 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Buy 1211527 64.00000 GBP 58.00000 GBP
10p ordinary Sell 1147502 63.98000 GBP 55.00000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR Buy 121845 86.35000 USD 65.00000 USD
ADR Sell 11266 85.20413 USD 85.06556 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary CFD Long 99 63.555 GBP
10p ordinary CFD Long 451 63.585 GBP
10p ordinary CFD Long 20 63.735 GBP
10p ordinary CFD Long 191 63.485026 GBP
10p ordinary CFD Long 638 63.55 GBP
10p ordinary CFD Long 135 63.615037 GBP
10p ordinary CFD Long 147 63.625034 GBP
10p ordinary CFD Long 735 63.515 GBP
10p ordinary CFD Long 200 63.4 GBP
10p ordinary CFD Long 109 63.38 GBP
10p ordinary CFD Long 75 63.385067 GBP
10p ordinary CFD Long 100408 63.35 GBP
10p ordinary CFD Long 1322 63.46 GBP
10p ordinary CFD Long 56 63.405 GBP
10p ordinary CFD Long 933 63.395 GBP
10p ordinary CFD Long 147 63.43 GBP
10p ordinary CFD Long 7 63.205714 GBP
10p ordinary CFD Long 478 63.295 GBP
10p ordinary CFD Long 94 63.41 GBP
10p ordinary CFD Long 903 63.42 GBP
10p ordinary CFD Long 102 63.37 GBP
10p ordinary CFD Long 201 63.375025 GBP
10p ordinary CFD Long 579 63.355 GBP
10p ordinary CFD Long 36 63.32 GBP
10p ordinary CFD Long 10 63.25 GBP
10p ordinary CFD Long 1361 63.462675 GBP
10p ordinary CFD Long 650 63.363508 GBP
10p ordinary CFD Long 241 63.53946058 GBP
10p ordinary CFD Long 34 63.30405 GBP
10p ordinary CFD Long 28700 63.5293703832996 GBP
10p ordinary CFD Long 883 63.3061268403171 GBP
10p ordinary CFD Long 1917 63.3750860719875 GBP
10p ordinary CFD Long 147 73.15537415 EUR
10p ordinary CFD Long 1611 63.4087 GBP
10p ordinary CFD Long 18 63.71 GBP
10p ordinary CFD Long 1769 63.38832956 GBP
10p ordinary CFD Long 13903 63.47 GBP
10p ordinary CFD Long 105 63.4880001619048 GBP
10p ordinary CFD Long 208 73.3475 EUR
10p ordinary CFD Long 858 63.4323 GBP
10p ordinary CFD Long 471 63.4368 GBP
10p ordinary CFD Long 150 63.4687 GBP
10p ordinary CFD Long 2258 73.154712 EUR
10p ordinary CFD Long 145 63.36 GBP
10p ordinary CFD Long 469 63.28 GBP
10p ordinary CFD Long 286 63.31 GBP
10p ordinary CFD Long 56 63.645 GBP
10p ordinary CFD Long 182 63.655 GBP
10p ordinary CFD Long 15 63.59 GBP
10p ordinary CFD Long 15 63.27 GBP
10p ordinary CFD Long 68 63.485 GBP
10p ordinary CFD Long 128 63.325 GBP
10p ordinary CFD Long 36 63.18 GBP
10p ordinary CFD Long 76 63.305 GBP
10p ordinary CFD Long 70 63.0 GBP
10p ordinary CFD Long 264 63.095 GBP
10p ordinary CFD Long 264 63.13 GBP
10p ordinary CFD Long 15 63.075333 GBP
10p ordinary CFD Long 15 63.05 GBP
10p ordinary CFD Long 235 63.34 GBP
10p ordinary CFD Long 116 63.425 GBP
10p ordinary CFD Long 136 63.365 GBP
10p ordinary CFD Long 72 62.875 GBP
10p ordinary CFD Long 38 63.495 GBP
10p ordinary CFD Long 50 63.345 GBP
10p ordinary CFD Long 155 63.385032 GBP
10p ordinary CFD Long 72 63.275 GBP
10p ordinary CFD Long 47895 63.425093 GBP
10p ordinary CFD Long 63 63.45 GBP
10p ordinary CFD Long 81 63.485062 GBP
10p ordinary CFD Long 592 63.545 GBP
10p ordinary CFD Long 79 63.435 GBP
10p ordinary CFD Long 24 63.535 GBP
10p ordinary CFD Long 29 63.525172 GBP
10p ordinary CFD Long 220 63.475 GBP
10p ordinary CFD Long 118 63.52 GBP
10p ordinary CFD Long 101 63.51 GBP
10p ordinary CFD Long 93 63.725 GBP
10p ordinary CFD Long 85 63.565 GBP
10p ordinary CFD Long 118 63.54 GBP
10p ordinary CFD Short 6 63.4747603333333 GBP
10p ordinary CFD Short 4 63.8725 GBP
10p ordinary CFD Short 2 63.875 GBP
10p ordinary CFD Short 623 73.23049759 EUR
10p ordinary CFD Short 90 63.465778 GBP
10p ordinary CFD Short 9 63.4747602222222 GBP
10p ordinary CFD Short 8 63.87375 GBP
10p ordinary CFD Short 784 73.0695153065689 EUR
10p ordinary CFD Short 105 63.47 GBP
10p ordinary CFD Short 15 63.8733333333333 GBP
10p ordinary CFD Short 5 63.874 GBP
10p ordinary CFD Short 2 63.87 GBP
10p ordinary CFD Short 9635 63.506242 GBP
10p ordinary CFD Short 40000 63.457277 GBP
10p ordinary CFD Short 156 73.16333333 EUR
10p ordinary CFD Short 21095 63.238353 GBP
10p ordinary CFD Short 3469 63.43740116 GBP
10p ordinary CFD Short 88 73.22818182 EUR
10p ordinary CFD Short 108 73.1681481458333 EUR
10p ordinary CFD Short 476 63.4795168067227 GBP
10p ordinary CFD Short 152 63.4260004 GBP
10p ordinary CFD Short 154 63.4795454545455 GBP
10p ordinary CFD Short 972 72.994455 EUR
10p ordinary CFD Short 62 63.4050005 GBP
10p ordinary CFD Short 443 64.0 GBP
10p ordinary CFD Short 1052 63.325105 GBP
10p ordinary CFD Short 157280 63.45311 GBP
ADR CFD Long 9 85.065556 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 January 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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