REG - UBS AG (EPT) Smith (DS) PLC - Form 8.5 (EPT/RI) - Smith (DS) plc Amendment
16/04/2024 12:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240412:nRSL6546Ka&default-theme=true
RNS Number : 8297K UBS AG (EPT) 16 April 2024
This announcement replaces the previous RNS announcement 6546K released at
12:09 on the 15(th) April 2024. Amendments to sections 2a and 2b. All other
information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Smith (DS) plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Mondi plc connected to UBS
connected:
(d) Date dealing undertaken: 11 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p Ordinary Buy 4829548 4.13062 GBP 4.06400 GBP
10p Ordinary Sell 6004401 4.13000 GBP 4.06400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p Ordinary CFD Long 14131 4.082617 GBP
10p Ordinary CFD Long 4156 4.08846469 GBP
10p Ordinary CFD Long 96815 4.09831398 GBP
10p Ordinary CFD Long 24389 4.08719 GBP
10p Ordinary CFD Long 314 4.0796624 GBP
10p Ordinary CFD Long 4740 4.0865211 GBP
10p Ordinary CFD Long 262 4.079 GBP
10p Ordinary CFD Long 10900 4.10186330275229 GBP
10p Ordinary CFD Long 11100 4.09171441441441 GBP
10p Ordinary CFD Long 1620 4.09662345679012 GBP
10p Ordinary CFD Long 3251 4.103257 GBP
10p Ordinary CFD Long 42791 4.1291738917062 GBP
10p Ordinary CFD Long 1950000 4.100307 GBP
10p Ordinary CFD Long 379489 4.13 GBP
10p Ordinary CFD Long 10064 4.098 GBP
10p Ordinary CFD Long 2000 4.099052 GBP
10p Ordinary CFD Long 304254 4.104963 GBP
10p Ordinary CFD Long 8376 4.096 GBP
10p Ordinary CFD Long 2000 4.099 GBP
10p Ordinary CFD Long 50209 4.08 GBP
10p Ordinary CFD Long 4739 4.074 GBP
10p Ordinary CFD Long 7913 4.076 GBP
10p Ordinary CFD Long 4820 4.077 GBP
10p Ordinary CFD Long 2877 4.078 GBP
10p Ordinary CFD Long 3869284 4.122 GBP
10p Ordinary CFD Long 23164 4.1259 GBP
10p Ordinary CFD Short 1320 4.13062121212121 GBP
10p Ordinary CFD Short 34746 4.08 GBP
10p Ordinary CFD Short 7012 4.079064 GBP
10p Ordinary CFD Short 680 4.130206 GBP
10p Ordinary CFD Short 438014 4.13 GBP
10p Ordinary CFD Short 40536 4.0841 GBP
10p Ordinary CFD Short 552822 4.08753074 GBP
10p Ordinary CFD Short 141201 4.129296 GBP
10p Ordinary CFD Short 20005 4.08877730567358 GBP
10p Ordinary CFD Short 3975 4.08187 GBP
10p Ordinary CFD Short 7905 4.08071473750791 GBP
10p Ordinary CFD Short 11700 4.08181025641026 GBP
10p Ordinary CFD Short 377 4.08551459 GBP
10p Ordinary CFD Short 45483 4.1299108 GBP
10p Ordinary CFD Short 322 4.08035404 GBP
10p Ordinary CFD Short 4232 4.086252 GBP
10p Ordinary CFD Short 2 4.11 GBP
10p Ordinary CFD Short 24 4.10483299666667 GBP
10p Ordinary CFD Short 8578 4.088774 GBP
10p Ordinary CFD Short 7677 4.13005163 GBP
10p Ordinary CFD Short 1321 4.12364118 GBP
10p Ordinary CFD Short 53871 4.10092309 GBP
10p Ordinary CFD Short 9368 4.087281 GBP
10p Ordinary CFD Short 80000 4.0885 GBP
10p Ordinary CFD Short 48858 4.083079 GBP
10p Ordinary CFD Short 3869284 4.122 GBP
10p Ordinary CFD Short 182000 4.083 GBP
10p Ordinary CFD Short 22615 4.09081587 GBP
10p Ordinary CFD Short 21158 4.10220541 GBP
10p Ordinary CFD Short 5970 4.0862111 GBP
10p Ordinary CFD Long 23164 4.12190
GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERBGGDSDUBDGSLRecent news on UBS AG
See all newsREG - UBS AG - Pre Stabilisation Notice - Rabobank 12yr Covered
AnnouncementREG - UBS AG - Pre Stabilisation Notice - UK DMO
AnnouncementREG - UBS AG - Post Stabilisation Notice - BPER 7yr covered
AnnouncementREG - UBS AG (EPT) Smith (DS) PLC - Form 8.5 (EPT/RI) - Smith (DS) plc Amendment
AnnouncementREG - Morgan StanleyEurope Banco de Sabadell - Stabilisation Notice
Announcement