REG - Unilever PLC - Director/PDMR Shareholding

UnileverAnnouncement

29/04/2020 17:00

RNS Number : 3855L
  
Unilever PLC
  
29 April 2020
  
 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Fabian Garcia




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


President, North America (a member of the Unilever Leadership Executive ("ULE"))




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
                                                                             




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
 
CUSIP904767704




b) 
 


Nature of the transaction 
 
 


Transition award of  conditional Unilever PLC ADRs with a potential maximum vesting level of 200%; the transition award will vest in 4 equal tranches.




c)


Currency


USD - United States Dollar
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




$0.00


43,539



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
43,539
 
$0.00
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


New York Stock Exchange - XNYS 



 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Sunny Jain




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


President, Beauty & Personal Care (a member of the Unilever Leadership Executive ("ULE"))




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
                                                                             




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share
 
CUSIP904767704




b) 
 


Nature of the transaction 
 
 


1. 8,528 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; 
2. 17,056 shares is the total maximum grant of 200% (initial grant 8,528) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix).  




c)


Currency


USD - United States Dollar
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




$51.58


8,528




$0.00


8,528



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
17,056
 
$439,874.24
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


New York Stock Exchange - XNYS 



 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Sanjiv Mehta




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


President, South Asia (a member of the Unilever Leadership Executive ("ULE"))




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
 




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 




b) 
 


Nature of the transaction 
 
 


1. 4,604 shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; 
2. 9,208 shares is the total maximum grant of 200% (initial grant 4,604) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)




c)


Currency


GBP - British Pound
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




£40.92


4,604




£0.00


4,604



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
9,208
 
£188,395.68
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


London Stock Exchange - XLON



 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Leena Nair




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


Chief HR Officer (a member of the Unilever Leadership Executive ("ULE"))




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
 




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 




b) 
 


Nature of the transaction 
 
 


1. 4,310 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member acquired PLC shares in a 50/50 mix; 
2. 8,620 shares is the total maximum grant of 200% (initial grant 4,310) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)




c)


Currency


GBP - British Pound
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




£40.92


4,310




£0.00


4,310



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
8,620
 
£176,365.20
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


London Stock Exchange - XLON



 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Graeme Pitkethly




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


Director (CFO, a member of the Unilever Leadership Executive ("ULE"))




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
 




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 




b) 
 


Nature of the transaction 
 
 


1. 15,863 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only; 
2. 31,726 shares is the total maximum grant of 200% (initial grant 15,863) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix).




c)


Currency


GBP - British Pound
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




£40.92


15,863




£0.00


15,863



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
31,726
 
£649,113.96
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


London Stock Exchange - XLON



 




 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them



1 
 


Details of the person discharging managerial responsibilities / person closely associated 
 




a) 
 


Name 
 


 Richard Slater




2 
 


Reason for the notification  
 




a) 
 


Position/status 
 
 


Chief R&D Officer (a member of the Unilever Leadership Executive ("ULE")) 




b) 
 


Initial notification /Amendment 
 


Initial Notification




3 
 


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor 
                                                                             




a) 
 


Name 
 


Unilever PLC




b) 
 


LEI 
 


549300MKFYEKVRWML317




4 
 


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted 
 




a) 
 


Description of the financial instrument, type of instrument 
 
Identification code 
 


 
Unilever PLC ordinary 3 1/9 pence shares
 
GB00B10RZP78
 




b) 
 


Nature of the transaction 
 
 


1. 8,051 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member chose to receive PLC shares only.
2. 16,102 shares is the total maximum grant of 200% (initial grant 8,051) which is a conditional grant of matching shares under the MCIP operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix. ULE members receive a corresponding number of performance-related shares (matching shares) under the MCIP. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix)
 




c)


Currency


GBP - British Pound
 




d) 
 


Price(s) and volume(s) 
 
 


 



Price(s)
 


Volume(s)




40.92


8,051




£0.00


8,051



 
 




e) 
 


Aggregated information 
 
- Volume 
 
- Total 
 


 
 
16,102
 
£329,446.92
 




f) 
 


Date of the transaction 
 


2020-04-24




g) 
 


Place of the transaction 
 


London Stock Exchange - XLON



 


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