REG - Morgan Stanley&CoLLC Unilever PLC Unilever NV. - Form 8.5 (EPT/RI) - Unilever Plc and Unilever N.V. <Origin Href="QuoteRef">ULVR.L</Origin> <Origin Href="QuoteRef">UNc.AS</Origin>

UnileverAnnouncement

20/02/2017 10:45

RNS Number : 3069X
Morgan Stanley & Co. LLC
20 February 2017
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader:
Morgan Stanley & Co. LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
 Use a separate form for each offeror/offeree
Unilever Plc and Unilever N.V.
(c) Name of the party to the offer with which exempt principal trader is connected:
Unilever Plc and Unilever N.V.
(d) Date dealing undertaken:
17 FEBRUARY 2017
(e)Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?
Yes 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security
Purchases/sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
ADRs
PURCHASES
7,344,347
48.8100 USD
42.5200 USD
ADRs
SALES
7,346,270
48.8100 USD
42.5200 USD
New York registry
PURCHASES
6,654,815
49.1600 USD
42.4100 USD
New York registry
SALES
6,594,004
49.1600 USD
42.4100 USD
ODRs
PURCHASES
1,177,977
44.8000 EUR
39.5396 EUR
ODRs
SALES
1,177,977
44.8000 EUR
39.5396 EUR
3 1_9p ordinary
PURCHASES
42,350
38.2000 GBP
33.5856 GBP
3 1_9p ordinary
SALES
42,350
38.1999 GBP
33.5852 GBP
(b) Cash-settled derivative transactions
Class of relevant security
Product description 
 e.g. CFD
Nature of dealing 
e.g. opening/closing a long/short position, increasing/reducing a long/short position
Number of reference securities
Price per unit
N/A
N/A
N/A
N/A
N/A 
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description  e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type e.g. American, European etc.
Expiry date
Option money paid/ received per unit
ADRs
CALL
SALE 
100
47.5000
A
17/02/2017
0.1400 USD
ADRs
CALL
SALE 
100
47.5000
A
17/02/2017
0.1400 USD
ADRs
CALL
SALE 
100
47.5000
A
17/02/2017
0.1600 USD
ADRs
CALL
SALE 
100
47.5000
A
17/02/2017
0.1600 USD
ADRs
CALL
SALE 
100
47.5000
A
17/02/2017
0.1700 USD
ADRs
PUT
SALE 
100
42.5000
A
19/05/2017
0.6800 USD
ODRs
CALL
PURCHASE 
52,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
29,500
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
16,900
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
900
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
180,300
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
96,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
133,700
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
63,900
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
35,000
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
PURCHASE 
28,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
16,900
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
52,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
29,500
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
35,000
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
96,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
28,800
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
133,700
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
63,900
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
180,300
48.0000
A
21/04/2017
0.5300 EUR
ODRs
CALL
SALE 
900
48.0000
A
21/04/2017
0.5300 EUR
New York registry
PUT
PURCHASE 
500
40.0000
A
18/08/2017
0.6700 USD
New York registry
CALL
SALE 
500
45.0000
A
19/05/2017
3.8700 USD
ADRs
CALL
PURCHASE 
400
50.0000
A
19/05/2017
0.7000 USD
ADRs
CALL
PURCHASE 
1,000
50.0000
A
17/03/2017
0.8600 USD
ADRs
CALL
SALE 
7,500
55.0000
A
17/03/2017
0.1500 USD
ADRs
CALL
SALE 
100
50.0000
A
17/03/2017
0.8400 USD
ADRs
CALL
SALE 
400
50.0000
A
19/05/2017
0.8400 USD
New York registry
CALL
PURCHASE 
200
50.0000
A
17/03/2017
0.4600 USD
New York registry
PUT
PURCHASE 
500
45.0000
A
17/03/2017
0.5300 USD
New York registry
CALL
PURCHASE 
100
45.0000
A
17/03/2017
2.1400 USD
New York registry
CALL
PURCHASE 
300
45.0000
A
17/03/2017
2.5100 USD
New York registry
CALL
SALE 
200
55.0000
A
17/03/2017
0.0900 USD
New York registry
CALL
SALE 
1,500
55.0000
A
17/03/2017
0.1400 USD
New York registry
CALL
SALE 
200
50.0000
A
17/03/2017
0.4400 USD
New York registry
CALL
SALE 
300
50.0000
A
17/03/2017
0.4400 USD
New York registry
CALL
SALE 
400
50.0000
A
17/03/2017
1.1000 USD
New York registry
CALL
SALE 
200
45.0000
A
18/08/2017
3.3800 USD
New York registry
CALL
SALE 
200
45.0000
A
18/08/2017
3.3800 USD
New York registry
CALL
SALE 
100
45.0000
A
17/02/2017
3.8200 USD
New York registry
CALL
SALE 
100
45.0000
A
18/08/2017
5.2200 USD
ADRs
CALL
PURCHASE 
100
42.5000
A
17/02/2017
3.8800 USD
ADRs
PUT
SALE 
1,000
47.5000
A
17/02/2017
0.5000 USD
ADRs
CALL
SALE 
900
42.5000
A
17/02/2017
4.5600 USD
(ii) Exercise
Class of relevant security
Product description e.g. call option
Number of securities
Exercise price per unit
N/A
N/A
N/A
N/A 
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing e.g. subscription, conversion
Details
Price per unit (if applicable)
N/A
N/A
N/A
N/A 
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or 
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure:
20 FEBRUARY 2017
Contact name:
Craig Horsley 
Telephone number:
+44(141) 245 7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS
The company news service from the London Stock Exchange
  END
FERTMMMTMBJTBRR