REG - United Utilities Grp - Director/PDMR Shareholding
RNS Number : 3398MUnited Utilities Group PLC13 September 2019
UNITED UTILITIES GROUP PLC
Classification - Director/PDMR Shareholding
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Louise Beardmore
2
Reason for the notification
a)
Position/status
Customer Services and People Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
7,781
2)
£7.588
7,781
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
7,781
Nil
2)
7,781
£59,042.23
e)
Date of the transaction
1) 2019-09-10
2) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
James Bullock
2
Reason for the notification
a)
Position/status
Strategy and Regulation Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and balance retention.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
5,470
2)
£7.588
2,578
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
5,470
Nil
2)
2,578
£19,561.86
e)
Date of the transaction
1) 2019-09-10
2) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Simon Gardiner
2
Reason for the notification
a)
Position/status
Company Secretary/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and retention of the balance.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
13,323
2)
£7.588
13,323
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
13,323
Nil
2)
13,323
£101,094.92
e)
Date of the transaction
1) 2019-09-10
2) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Gaynor Kenyon
2
Reason for the notification
a)
Position/status
Corporate Affairs Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
10,893
2)
£7.588
10,893
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
10,893
Nil
2)
10,893
£82,656.08
e)
Date of the transaction
1) 2019-09-10
2) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Philip Aspin
2
Reason for the notification
a)
Position/status
Group Financial Controller/ PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
5,503
2)
£7.588
5,503
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
5,503
Nil
2)
5,503
£41,756.76
e)
Date of the transaction
3) 2019-09-10
4) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Simon Chadwick
2
Reason for the notification
a)
Position/status
Digital Services & Central Operations/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
4,336
2)
£7.588
4,336
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
4,336
Nil
2)
4,336
£32,901.57
e)
Date of the transaction
5) 2019-09-10
6) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
James Keith Haslett
2
Reason for the notification
a)
Position/status
Director of Wastewater/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
1,508
2)
£7.588
1,508
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
1,508
Nil
2)
1,508
£11,442.70
e)
Date of the transaction
7) 2019-09-10
8) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Joanne Harrison
2
Reason for the notification
a)
Position/status
Asset Management Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
2,182
2)
£7.588
2,182
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
2,182
Nil
2)
2,182
£16,557.02
e)
Date of the transaction
9) 2019-09-10
10) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tom Lissett
2
Reason for the notification
a)
Position/status
Director of Bioresource & Energy Services/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities and retention of balance.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
1,541
2)
£7.588
727
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
1,541
Nil
2)
727
£5,516.78
e)
Date of the transaction
11) 2019-09-10
12) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Martin Padley
2
Reason for the notification
a)
Position/status
Water and Scientific Services Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities retention of balance.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
4,285
2)
£7.588
2,020
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
4,285
Nil
2)
2,020
£15,327.76
e)
Date of the transaction
13) 2019-09-10
14) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Richard Ratcliff
2
Reason for the notification
a)
Position/status
Engineering Delivery Director/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
1,923
2)
£7.588
1,923
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
1,923
Nil
2)
1,923
£14,591.72
e)
Date of the transaction
15) 2019-09-10
16) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paula Steer
2
Reason for the notification
a)
Position/status
Director of Health, Safety and Wellbeing/PDMR
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
United Utilities Group PLC
b)
LEI
2138002IEYQAOC88ZJ59
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares of 5p each
GB00B39J2M42
b)
Nature of the transaction
1) Transfer of the beneficial interest in Ordinary Shares by Ocorian Corporate Services (UK) Limited as the trustee of the United Utilities Employee Share Trust to the person named above pursuant to the vesting of a Conditional Award granted on 28 June 2016 under the United Utilities Group PLC Long Term Plan 2013; and
2) Disposal of Ordinary Shares acquired pursuant to the vesting of the award referred to in paragraph 1 above incorporating the sale of sufficient shares to cover income tax and national insurance liabilities.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
1)
Nil
3,982
2)
£7.588
3,982
d)
Aggregated information
- Aggregated volume
- Price
Aggregated volume
Aggregated price
1)
3,982
Nil
2)
3,982
£30,215.42
e)
Date of the transaction
17) 2019-09-10
18) 2019-09-10
f)
Place of the transaction
London Stock Exchange (XLON)
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