Brief: UP FinTech Says CSRC Beijing Bureau Initiated Investigation

UP Fintech Holding

22/05/2026 15:36

May 22 (Reuters) - UP Fintech Holding Ltd 1M5y.F:

UP FINTECH HOLDING: CSRC BEIJING BUREAU INITIATED INVESTIGATION INTO THEIR SUSPECTED ILLEGAL OPERATIONS OF SECURITIES, FUND AND FUTURES BUSINESS

UP FINTECH HOLDING LTD: TIANHUA WU, A DIRECTOR AND CEO AND CONTROLLING PERSON OF CO, HAS ALSO RECEIVED WARNING AND PENALTY OF RMB1.25 MILLION

UP FINTECH-CSRC FOUND UNITS HAD UNLICENSED CROSS-BORDER SECURITIES BUSINESS  ILLEGAL ACTIVITIES RELATING TO FUND  FUTURES BUSINESS IN MAINLAND CHINA

UP FINTECH HOLDING: CSRC IMPOSED PENALTIES OF ABOUT RMB308.1 MILLION  CONFISCATION OF ILLEGAL INCOME OF ABOUT RMB103.1 MILLION RELATED TO INVESTIGATION

UP FINTECH HOLDING:AS OF END OF 2025,RETAIL CLIENT ASSETS IN MAINLAND CHINA UNDER CONSOLIDATED ACCOUNTS CONSTITUTED ABOUT 10% OF TOTAL CLIENT ASSETS

UP FINTECH: COOPERATING WITH REGULATORY AUTHORITIES, TO STRICTLY IMPLEMENT RECTIFICATION MEASURES REQUIRED BY AUTHORITIES

Source text: [ID:n0001193125-26-235622]

Further company coverage: [1M5y.F]

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