REG - Citigroup GM Aust. CYBG PLC - Form 8 (DD) - CYBG Plc-Amendment
Amendment
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser:
Citigroup Global Markets Australia pty Ltd
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
CYBG Plc
(d) Status of person making the disclosure:
e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)
Corporate Broker to Virgin Money Holdings (UK) Plc
(e) Date dealing undertaken:
16 May 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
No
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
Class of relevant security:
Ordinary
Interests
Short positions
Number
%
Number
%
(1) Relevant securities owned and/or controlled:
1,122,234
0.11
459,884
0.05
(2) Cash-settled derivatives:
0
0.00
0
0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:
0
0.00
0
0.00
TOTAL:
1,122,234
0.11
459,884
0.05
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
Class of relevant security
Purchase/sale
Number of securities
Price per unit (AUD)
CDI
Purchase
43655
5.84
CDI
Purchase
19969
5.84
CDI
Purchase
4573
5.51
CDI
Purchase
235
5.51
CDI
Purchase
2302
5.51
CDI
Purchase
1274
5.51
CDI
Purchase
1029
5.51
CDI
Purchase
955
5.51
CDI
Purchase
1405
5.51
CDI
Purchase
111
5.51
CDI
Purchase
996
5.51
CDI
Purchase
120
5.51
CDI
Purchase
354
5.51
CDI
Purchase
3568
5.51
CDI
Purchase
3291
5.51
CDI
Purchase
618
5.51
CDI
Purchase
577
5.51
CDI
Purchase
700
5.51
CDI
Purchase
862
5.51
CDI
Purchase
740
5.51
CDI
Purchase
288
5.51
CDI
Purchase
970
5.51
CDI
Purchase
358
5.51
CDI
Purchase
249
5.51
CDI
Purchase
243
5.51
CDI
Purchase
923
5.51
CDI
Purchase
3897
5.51
CDI
Purchase
68
5.51
CDI
Purchase
1950
5.52
CDI
Purchase
665
5.52
CDI
Purchase
1910
5.52
CDI
Purchase
50
5.51
CDI
Purchase
46
5.51
CDI
Purchase
12
5.52
CDI
Purchase
29
5.53
CDI
Purchase
2150
5.53
CDI
Purchase
1526
5.53
CDI
Purchase
908
5.53
CDI
Purchase
5227
5.53
CDI
Purchase
534
5.53
CDI
Purchase
937
5.53
CDI
Purchase
1203
5.52
CDI
Purchase
303
5.52
CDI
Purchase
3154
5.52
CDI
Purchase
835
5.52
CDI
Purchase
114
5.52
CDI
Purchase
291
5.52
CDI
Purchase
430
5.53
CDI
Purchase
410
5.53
CDI
Purchase
258
5.53
CDI
Purchase
91
5.53
CDI
Purchase
340
5.53
CDI
Purchase
2706
5.53
CDI
Purchase
145
5.53
CDI
Purchase
6354
5.52
CDI
Purchase
92
5.52
CDI
Purchase
308
5.52
CDI
Purchase
62
5.52
CDI
Purchase
677
5.52
CDI
Purchase
1282
5.53
CDI
Purchase
444
5.53
CDI
Purchase
159
5.53
CDI
Purchase
181
5.53
CDI
Purchase
77
5.53
CDI
Purchase
573
5.53
CDI
Purchase
6
5.53
CDI
Purchase
156
5.53
CDI
Purchase
1436
5.53
CDI
Purchase
323
5.53
CDI
Purchase
2255
5.54
CDI
Purchase
2496
5.54
CDI
Purchase
5130
5.54
CDI
Purchase
2324
5.53
CDI
Purchase
684
5.53
CDI
Purchase
2144
5.53
CDI
Purchase
2369
5.53
CDI
Purchase
734
5.53
CDI
Purchase
808
5.53
CDI
Purchase
2370
5.54
CDI
Purchase
428
5.54
CDI
Purchase
477
5.54
CDI
Purchase
273
5.54
CDI
Purchase
130
5.54
CDI
Purchase
122
5.54
CDI
Purchase
1007
5.54
CDI
Purchase
1847
5.53
CDI
Purchase
1146
5.53
CDI
Purchase
1168
5.53
CDI
Purchase
732
5.53
CDI
Purchase
3277
5.53
CDI
Purchase
164
5.53
CDI
Purchase
2190
5.55
CDI
Purchase
2144
5.55
CDI
Purchase
237
5.55
CDI
Purchase
411
5.55
CDI
Purchase
1132
5.55
CDI
Purchase
3688
5.55
CDI
Purchase
3479
5.55
CDI
Purchase
247
5.55
CDI
Purchase
691
5.54
CDI
Purchase
3226
5.54
CDI
Purchase
634
5.54
CDI
Purchase
251
5.55
CDI
Purchase
1355
5.55
CDI
Purchase
2454
5.55
CDI
Purchase
574
5.55
CDI
Purchase
122
5.55
CDI
Purchase
1
5.55
CDI
Purchase
586
5.55
CDI
Purchase
1289
5.55
CDI
Purchase
1523
5.55
CDI
Purchase
566
5.55
CDI
Purchase
3
5.55
CDI
Purchase
369
5.55
CDI
Purchase
5
5.55
CDI
Purchase
575
5.55
CDI
Purchase
17
5.55
CDI
Purchase
43
5.55
CDI
Purchase
495
5.55
CDI
Purchase
5393
5.54
CDI
Purchase
223
5.54
CDI
Purchase
1134
5.54
CDI
Purchase
1
5.54
CDI
Purchase
406
5.54
CDI
Purchase
303
5.54
CDI
Purchase
100
5.55
CDI
Purchase
643
5.55
CDI
Purchase
1741
5.55
CDI
Purchase
207
5.55
CDI
Purchase
328
5.55
CDI
Purchase
495
5.55
CDI
Purchase
115
5.55
CDI
Purchase
600
5.55
CDI
Purchase
574
5.55
CDI
Purchase
4838
5.55
CDI
Purchase
2155
5.55
CDI
Purchase
1321
5.55
CDI
Purchase
716
5.55
CDI
Purchase
709
5.54
CDI
Purchase
3960
5.54
CDI
Purchase
1006
5.54
CDI
Purchase
5614
5.54
CDI
Purchase
4633
5.54
CDI
Purchase
5948
5.54
CDI
Purchase
3868
5.53
CDI
Purchase
2214
5.53
CDI
Purchase
4730
5.54
CDI
Purchase
4604
5.54
CDI
Purchase
1292
5.54
CDI
Purchase
3407
5.54
CDI
Purchase
2676
5.54
CDI
Purchase
5
5.54
CDI
Purchase
1816
5.54
CDI
Purchase
3026
5.54
CDI
Purchase
433
5.54
CDI
Purchase
385
5.54
CDI
Purchase
310
5.54
CDI
Purchase
13
5.54
CDI
Purchase
1100
5.55
CDI
Purchase
3753
5.55
CDI
Purchase
1565
5.54
CDI
Purchase
4061
5.54
CDI
Purchase
3
5.54
CDI
Purchase
64
5.54
CDI
Purchase
85
5.54
CDI
Purchase
159
5.54
CDI
Purchase
87
5.54
CDI
Purchase
31305
5.55
CDI
Purchase
17470
5.55
CDI
Purchase
1605
5.55
CDI
Purchase
20000
5.55
CDI
Purchase
8746
5.55
CDI
Purchase
3179
5.55
CDI
Purchase
9444
5.55
CDI
Purchase
171
5.55
CDI
Purchase
7304
5.55
CDI
Purchase
3179
5.55
CDI
Purchase
9445
5.55
CDI
Purchase
43405
5.55
CDI
Purchase
624
5.55
CDI
Purchase
10755
5.55
CDI
Purchase
5404
5.55
CDI
Purchase
10000
5.55
CDI
Purchase
7482
5.55
CDI
Purchase
8853
5.55
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
Class of relevant security
Purchases/ sales
Total number of securities
Highest price per unit paid/received
Lowest price per unit paid/received
(b) Cash-settled derivative transactions
Class of relevant security
Product description
Nature of dealing
Number of reference securities
Price per unit (JPY)
e.g. CFD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security
Product description e.g. call option
Writing, purchasing, selling, varying etc.
Number of securities to which option relates
Exercise price per unit
Type
e.g. American, European etc.
Expiry date
Option money paid/ received per unit
CDI
Call Option
Purchasing
416,543
5.612
American
16may18
0.1277
(ii) Exercise
Class of relevant security
Product description
e.g. call option
Exercising/ exercised against
Number of securities
Exercise price per unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security
Nature of dealing
e.g. subscription, conversion
Details
Price per unit (if applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions)
NO
Supplemental Form 8 (SBL)
NO
Date of disclosure:
22 May 2018
Contact name:
Craig Watson
Telephone number:
+44 2890 409605
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.ENDDCCATMLTMBJTMIP
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