REG - Deutsche Bank AG CYBG PLC - Form 8.5 (EPT/NON-RI) - CYBG Plc

Virgin Money UKAnnouncement

29/05/2018 11:35

RNS Number : 5397P
Deutsche Bank AG
29 May 2018
 


FORM 8.5 (EPT/NON-RI)
 
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 




(a) Name of exempt principal trader:


Deutsche Bank AG (Sydney)




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


CYBG Plc




(c) Name of the party to the offer with which exempt principal trader is connected:


CYBG Plc




(d) Date position held/dealing undertaken:
     For an opening position disclosure, state the latest practicable date prior to the disclosure


28/05/2018




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?
     If it is a cash offer or possible cash offer, state "N/A"


Yes - Virgin Money Holdings (UK) plc




 
2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
 
(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
 




Class of relevant security:
 


10p ordinary




 
 


Interests


Short positions




Number


%


Number


%




(1) Relevant securities owned and/or controlled:


703,039


0.08


        6,122,900


0.69




(2) Cash-settled derivatives:
 


5,957,015


0.67


642,721


0.07




(3) Stock-settled derivatives (including options) and agreements to purchase/sell:




















 
     TOTAL:


6,660,054


0.75


6,765,621


0.76




 
All interests and all short positions should be disclosed.
 
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
 
(b)        Rights to subscribe for new securities (including directors' and other employee options)
 




Class of relevant security in relation to which subscription right exists:








Details, including nature of the rights concerned and relevant percentages:








 
 
3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 




Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
AUD


Lowest price per unit paid/received
AUD




CDI


Purchase


129,278


5.2600


5.1750




CDI


Sale


84,591


5.2600


5.1800




 
 
(b)        Cash-settled derivative transactions
 




Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit
AUD




CDI


Swap


Long


16


5.2143




CDI


Swap


Long


17


5.2340




CDI


Swap


Long


18


5.2155




CDI


Swap


Long


18


5.2200




CDI


Swap


Long


37


5.2334




CDI


Swap


Long


42


5.2341




CDI


Swap


Long


48


5.2237




CDI


Swap


Long


70


5.2257




CDI


Swap


Long


70


5.2231




CDI


Swap


Long


99


5.2152




CDI


Swap


Long


108


5.2226




CDI


Swap


Long


109


5.2208




CDI


Swap


Long


127


5.2226




CDI


Swap


Long


139


5.2229




CDI


Swap


Long


141


5.2258




CDI


Swap


Long


164


5.2233




CDI


Swap


Long


167


5.2256




CDI


Swap


Long


186


5.2289




CDI


Swap


Long


194


5.2152




CDI


Swap


Long


237


5.2155




CDI


Swap


Long


270


5.2338




CDI


Swap


Long


286


5.2296




CDI


Swap


Long


314


5.2240




CDI


Swap


Long


526


5.2337




CDI


Swap


Long


541


5.2381




CDI


Swap


Long


800


5.2224




CDI


Swap


Long


1,023


5.2230




CDI


Swap


Long


1,038


5.2255




CDI


Swap


Long


1,232


5.2285




CDI


Swap


Long


1,340


5.2555




CDI


Swap


Long


1,556


5.2224




CDI


Swap


Long


1,918


5.2291




CDI


Swap


Long


1,991


5.2230




CDI


Swap


Long


2,020


5.2255




CDI


Swap


Long


2,058


5.2239




CDI


Swap


Long


2,216


5.2152




CDI


Swap


Long


3,597


5.2374




CDI


Swap


Long


5,969


5.2338




CDI


Swap


Long


9,539


5.2204




CDI


Swap


Long


17,673


5.2224




CDI


Swap


Long


22,582


5.2230




CDI


Swap


Long


22,916


5.2256




CDI


Swap


Long


26,230


5.1750




CDI


Swap


Long


44,458


5.2085




CDI


Swap


Long


55,600


5.2246




CDI


Swap


Short


21


5.1738




CDI


Swap


Short


24


5.1734




CDI


Swap


Short


46


5.1626




CDI


Swap


Short


175


5.1720




CDI


Swap


Short


286


5.1626




CDI


Swap


Short


347


5.1718




CDI


Swap


Short


751


5.2253




CDI


Swap


Short


770


5.1719




CDI


Swap


Short


1,328


5.2445




CDI


Swap


Short


1,336


5.1795




CDI


Swap


Short


1,336


5.1645




CDI


Swap


Short


2,347


5.1719




CDI


Swap


Short


3,706


5.2171




CDI


Swap


Short


24,052


5.2201




CDI


Swap


Short


50,032


5.2326




 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 




Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit






































 
(ii)        Exercise
 




Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 




 
(d)        Other dealings (including subscribing for new securities)
 




Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 












 
 
4.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 




Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




 
None
 




 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 




Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




 
None
 




 
(c)        Attachments
 




Is a Supplemental Form 8 (Open Positions) attached?


NO




 
 




Date of disclosure:


29/05/2018




Contact name:


Mihai Ardelean




Telephone number:


+44 20 754-53037




 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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