REG - JPMorgan Sec.Plc Virgin Money UK PLC - Form 8.5 (EPT/RI)-Virgin Money UK plc
12/03/2024 11:45
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RNS Number : 5410G JPMorgan Securities Plc 12 March 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Virgin Money UK plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Joint financial adviser and joint corporate broker to Virgin Money UK plc
connected:
(d) Date dealing undertaken: 11 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
10p ordinary Purchase 2,548,721 2.1286 GBP 2.1000 GBP
Sale 3,273,829 2.1289 GBP 2.1000 GBP
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
CDI Purchase - - -
Sale - - -
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
10p ordinary Equity Swap Decrease Long 390 2.1011 GBP
43,178 2.1050 GBP
54,410 2.1051 GBP
20,436 2.1052 GBP
18,335 2.1053 GBP
105,000 2.1056 GBP
55,445 2.1059 GBP
127,794 2.1060 GBP
108 2.1066 GBP
51,868 2.1071 GBP
83 2.1073 GBP
70 2.1075 GBP
3,632 2.1079 GBP
44,139 2.1093 GBP
8,674 2.1106 GBP
787 2.1125 GBP
405 2.1126 GBP
1,362 2.1150 GBP
26,009 2.1199 GBP
1,160 2.1235 GBP
Decrease Short 67,136 2.1050 GBP
2,562 2.1054 GBP
16,297 2.1060 GBP
652 2.1064 GBP
138,596 2.1090 GBP
11,847 2.1120 GBP
26,823 2.1121 GBP
Increase Long 36,266 2.1000 GBP
22,269 2.1009 GBP
1,102 2.1020 GBP
5,090 2.1027 GBP
7,881 2.1041 GBP
802 2.1044 GBP
4 2.1045 GBP
10,090 2.1047 GBP
63,081 2.1048 GBP
1,403 2.1050 GBP
1,222 2.1051 GBP
18,876 2.1057 GBP
3,386 2.1060 GBP
85,706 2.1062 GBP
165 2.1069 GBP
6,350 2.1071 GBP
83 2.1073 GBP
23,352 2.1081 GBP
4,133 2.1088 GBP
5,098 2.1107 GBP
950,000 2.1166 GBP
39,544 2.1187 GBP
29,199 2.1192 GBP
11,814 2.1199 GBP
1,013,769 2.1225 GBP
Increase Short 4,718 2.1013 GBP
677 2.1050 GBP
1,088 2.1052 GBP
22,822 2.1079 GBP
279,904 2.1239 GBP
246,542 2.1286 GBP
Opening a short position 31,073 2.1048 GBP
450,000 2.1065 GBP
50,000 2.1070 GBP
250,000 2.1101 GBP
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
CDI Equity Swap Opening a long position 93,424 4.0866 AUD
Opening a short position 30,601 4.0831 AUD
37,402 4.0880 AUD
25,421 4.0901 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12 March 2024
Contact name: Natasha Mondon
Telephone number: 01202 325175
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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