REG - Wells Fargo & Co GXO Logistics, Inc. - Form 8.3 - GXO Logistics, Inc
08/03/2022 15:45
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RNS Number : 0765E Wells Fargo & Company 08 March 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Wells Fargo & Co.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form GXO Logistics, Inc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 07/03/2022
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If YES, specify which:
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.01 common stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,412,003 1.23 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 0 0 13,900 0.01
purchase/sell:
1,412,003 1.23 13,900 0.01
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
USD
USD 0.01 common stock Purchase 66 64.23
USD 0.01 common stock Purchase 5 64.41
USD 0.01 common stock Purchase 54 65.22
USD 0.01 common stock Purchase 15 66.57
USD 0.01 common stock Purchase 50 67.18
USD 0.01 common stock Purchase 23 67.75
USD 0.01 common stock Purchase 3 67.76
USD 0.01 common stock Purchase 11 67.91
USD 0.01 common stock Purchase 74 68.18
USD 0.01 common stock Purchase 25 68.28
USD 0.01 common stock Purchase 32 68.63
USD 0.01 common stock Purchase 25 69.23
USD 0.01 common stock Purchase 13 69.41
USD 0.01 common stock Purchase 11 65.46
USD 0.01 common stock Purchase 200 64.12
USD 0.01 common stock Purchase 200 65.13
USD 0.01 common stock Purchase 50 65.36
USD 0.01 common stock Purchase 5 65.62
USD 0.01 common stock Purchase 200 66.33
USD 0.01 common stock Purchase 97 66.57
USD 0.01 common stock Purchase 150 66.59
USD 0.01 common stock Purchase 46 66.7
USD 0.01 common stock Purchase 56 67
USD 0.01 common stock Purchase 3 67.1
USD 0.01 common stock Purchase 58 67.49
USD 0.01 common stock Purchase 9 67.66
USD 0.01 common stock Purchase 25 67.79
USD 0.01 common stock Purchase 200 68.16
USD 0.01 common stock Purchase 10 68.16
USD 0.01 common stock Purchase 336 68.19
USD 0.01 common stock Purchase 20 68.51
USD 0.01 common stock Purchase 1 69.06
USD 0.01 common stock Purchase 54 69.24
USD 0.01 common stock Purchase 1 69.4
USD 0.01 common stock Purchase 7 69.41
USD 0.01 common stock Purchase 14 70.09
USD 0.01 common stock Purchase 17 70.53
USD 0.01 common stock Purchase 17 70.96
USD 0.01 common stock Purchase 250 71.19
USD 0.01 common stock Purchase 100 72.54
Total 2533
USD 0.01 common stock Sale 100 65.49
USD 0.01 common stock Sale 37 65.54
USD 0.01 common stock Sale 173 66.77
USD 0.01 common stock Sale 8 67.96
USD 0.01 common stock Sale 4 68.46
USD 0.01 common stock Sale 5 69.44
USD 0.01 common stock Sale 50 69.59
USD 0.01 common stock Sale 10 69.34
USD 0.01 common stock Sale 250 64.21
USD 0.01 common stock Sale 350 64.26
USD 0.01 common stock Sale 3663 64.27
USD 0.01 common stock Sale 1337 64.28
USD 0.01 common stock Sale 64 64.29
USD 0.01 common stock Sale 3 64.34
USD 0.01 common stock Sale 225 64.66
USD 0.01 common stock Sale 154 64.86
USD 0.01 common stock Sale 2115 65.36
USD 0.01 common stock Sale 120 65.62
USD 0.01 common stock Sale 250 65.71
USD 0.01 common stock Sale 700 65.82
USD 0.01 common stock Sale 30 65.85
USD 0.01 common stock Sale 37 65.89
USD 0.01 common stock Sale 125 67.39
USD 0.01 common stock Sale 50 67.57
USD 0.01 common stock Sale 1 67.71
USD 0.01 common stock Sale 25 67.84
USD 0.01 common stock Sale 43 68.07
USD 0.01 common stock Sale 182 68.18
USD 0.01 common stock Sale 3 68.38
USD 0.01 common stock Sale 12 68.9
USD 0.01 common stock Sale 101 69.29
USD 0.01 common stock Sale 16 69.31
USD 0.01 common stock Sale 6 69.44
USD 0.01 common stock Sale 250 71.09
USD 0.01 common stock Sale 110 71.37
USD 0.01 common stock Sale 400 73
Total 11009
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
N/A N/A N/A N/A N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
USD e.g. American, European etc.
USD 0.01 common Call Option Purchasing 400 95.00 American 18/03/2022 0.2 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure: 08/03/2022
Contact name: Corinna Chan
Telephone number*: 07824-545125
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Wells Fargo & Co.
Name of offeror/offeree in relation to whose relevant securities the GXO LOGISTICS INC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD
USD 0.01 common Call Option Writing 1400 130.00 American 22/07/15
USD 0.01 common Call Option Writing 600 90.00 American 22/04/14
USD 0.01 common Call Option Writing 7000 95.00 American 22/03/18
USD 0.01 common Call Option Writing 100 85.00 American 22/03/18
USD 0.01 common Call Option Writing 100 110.00 American 22/07/15
USD 0.01 common Call Option Writing 100 80.00 American 22/03/18
USD 0.01 common Call Option Writing 1200 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 200 80.00 American 22/04/14
USD 0.01 common Call Option Writing 400 105.00 American 22/10/21
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 200 95.00 American 22/04/14
USD 0.01 common Call Option Writing 300 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 500 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 200 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 95.00 American 22/04/14
USD 0.01 common Call Option Writing 100 80.00 American 22/04/14
USD 0.01 common Call Option Writing 100 80.00 American 22/04/14
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
None
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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