REG - Wells Fargo & Co GXO Logistics, Inc. - Form 8.3 - GXO Logistics Inc.

Wells Fargo & CoAnnouncement

19/04/2022 11:15

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RNS Number : 5939I  Wells Fargo & Company  19 April 2022

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      Wells Fargo & Co.
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   GXO Logistics, Inc
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       14/04/2022

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           NO
 disclosures in respect of any other party to the offer?

                                                                                If YES, specify which:
      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          USD 0.01 common stock

                                                                      Interests           Short positions

                                                                      Number      %       Number    %
 (1) Relevant securities owned and/or controlled:                     1,331,365   1.16    0         0

 (2) Cash-settled derivatives:                                        0           0       0         0

 (3) Stock-settled derivatives (including options) and agreements to  0           0       5,200     0.00
 purchase/sell:
                                                                      *1,331,365  1.16    5,200     0.00

      TOTAL:

 

*The change in the holding of -98 shares since the last disclosure of 13 April
is due to the transfer of 98 shares of discretionary holdings.

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit

                                                                  USD
 USD 0.01 common             Purchase       24                    56.76
 USD 0.01 common             Purchase       7                     56.81
 USD 0.01 common             Purchase       21                    56.85
 USD 0.01 common             Purchase       30                    56.95
 USD 0.01 common             Purchase       5                     57.1
 USD 0.01 common             Purchase       132                   57.2
 USD 0.01 common             Purchase       11                    57.3
 USD 0.01 common             Purchase       18                    57.35
 USD 0.01 common             Purchase       21                    57.39
 USD 0.01 common             Purchase       80                    57.44
 USD 0.01 common             Purchase       13                    57.47
 USD 0.01 common             Purchase       19                    57.49
 USD 0.01 common             Purchase       22                    57.5
 USD 0.01 common             Purchase       263                   57.54
 USD 0.01 common             Purchase       24                    57.57
 USD 0.01 common             Purchase       43                    57.61
 USD 0.01 common             Purchase       7                     57.65
 USD 0.01 common             Purchase       174                   58.38
 USD 0.01 common             Purchase       194                   58.91
 USD 0.01 common             Purchase       7                     59.35
                             Total          1115
 USD 0.01 common             Sale           130                   57.09
 USD 0.01 common             Sale           5900                  57.36
 USD 0.01 common             Sale           178                   57.38
 USD 0.01 common             Sale           1                     57.42
 USD 0.01 common             Sale           22                    57.48
 USD 0.01 common             Sale           4                     57.5
 USD 0.01 common             Sale           10728                 57.51
 USD 0.01 common             Sale           27                    57.58
 USD 0.01 common             Sale           100                   57.67
 USD 0.01 common             Sale           88                    57.99
 USD 0.01 common             Sale           1195                  58.59
 USD 0.01 common             Sale           8                     58.78
 USD 0.01 common             Sale           42                    58.81
 USD 0.01 common             Sale           600                   59
 USD 0.01 common             Sale           100                   59.03
 USD 0.01 common             Sale           400                   59.04
 USD 0.01 common             Sale           180                   59.07
 USD 0.01 common             Sale           6                     59.14
                             Total          19709

 

 

 (b)       Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 N/A                         N/A                  N/A                                                                            N/A                             N/A

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                             USD                      e.g. American, European etc.                USD
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  Yes

 

 

 Date of disclosure:  19/04/2022
 Contact name:        Stacy Otieno
 Telephone number*:   07880261735

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

 Full name of person making disclosure:                                Wells Fargo & Co.
 Name of offeror/offeree in relation to whose relevant securities the  GXO LOGISTICS INC
 disclosure relates:

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of relevant security  Product description e.g. call option  Written or purchased  Number of securities to which option or derivative relates  Exercise price per unit  Type                           Expiry date

                                                                                                                                                                              e.g. American, European etc.

                                                                                                                                                     USD
 USD 0.01 common             Call Option                           Written               100                                                         80.00                    American                       20/05/22
 USD 0.01 common             Call Option                           Written               500                                                         85.00                    American                       20/05/22
 USD 0.01 common             Call Option                           Written               100                                                         75.00                    American                       15/07/22
 USD 0.01 common             Call Option                           Written               200                                                         70.00                    American                       20/05/22
 USD 0.01 common             Call Option                           Written               100                                                         75.00                    American                       20/05/22
 USD 0.01 common             Call Option                           Written               300                                                         100.00                   American                       21/10/22
 USD 0.01 common             Call Option                           Written               400                                                         105.00                   American                       21/10/22
 USD 0.01 common             Call Option                           Written               1000                                                        90.00                    American                       20/05/22
 USD 0.01 common             Call Option                           Written               100                                                         115.00                   American                       21/10/22
 USD 0.01 common             Call Option                           Written               400                                                         80.00                    American                       15/07/22
 USD 0.01 common             Call Option                           Written               200                                                         80.00                    American                       14/04/22
 USD 0.01 common             Call Option                           Written               600                                                         90.00                    American                       14/04/22
 USD 0.01 common             Call Option                           Written               1200                                                        95.00                    American                       14/04/22

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 None

 

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

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