For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220324:nRSX9587Fa&default-theme=true
RNS Number : 9587F Wells Fargo & Company 24 March 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Wells Fargo & Co.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form GXO Logistics, Inc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 23/03/2022
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If YES, specify which:
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.01 common stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 1,421,733 1.24 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 0 0 13,400 0.01
purchase/sell:
*1,421,733 1.24 13,400 0.01
TOTAL:
*The change in the holding of -128 shares since the last disclosure of
22nd March is due to the transfer of 93 shares of discretionary holdings and
a total of 35 shares delivered out.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
USD
USD 0.01 common Buy 50 74.75
USD 0.01 common Buy 10 74.76
USD 0.01 common Buy 50 74.8131
USD 0.01 common Buy 13 74.96
USD 0.01 common Buy 200 75.1619
USD 0.01 common Buy 11 75.1699
USD 0.01 common Buy 121 75.1993
USD 0.01 common Buy 18 75.37
USD 0.01 common Buy 22 75.43
USD 0.01 common Buy 93 75.49
USD 0.01 common Buy 63 75.77
USD 0.01 common Buy 3 76.0033
USD 0.01 common Buy 25 76.02
USD 0.01 common Buy 500 76.22
USD 0.01 common Buy 35 76.398
USD 0.01 common Buy 24 76.445
USD 0.01 common Buy 50 76.4598
USD 0.01 common Buy 552 76.47
USD 0.01 common Buy 3 76.4737
USD 0.01 common Buy 10 76.56
USD 0.01 common Buy 100 76.5618
USD 0.01 common Buy 30 76.5692
USD 0.01 common Buy 10 76.57
USD 0.01 common Buy 3 76.5775
USD 0.01 common Buy 55 76.5787
USD 0.01 common Buy 460 76.59
USD 0.01 common Buy 3 76.6052
USD 0.01 common Buy 27 76.6134
USD 0.01 common Buy 33 76.665
Total 2574
USD 0.01 common Sell 6 74.81
USD 0.01 common Sell 12 75.35
USD 0.01 common Sell 1 75.7937
USD 0.01 common Sell 17 75.97
USD 0.01 common Sell 13 76.2113
USD 0.01 common Sell 3 76.4
USD 0.01 common Sell 103 76.51
USD 0.01 common Sell 186 76.5152
USD 0.01 common Sell 3 76.77
Total 344
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
N/A N/A N/A N/A N/A
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc. USD
USD 0.01 common stock Call Option Purchasing 100 95 American 14/04/2022 0.15 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
Date of disclosure: 24/03/2022
Contact name: Stacy Otieno
Telephone number*: 07880-261735
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Wells Fargo & Co.
Name of offeror/offeree in relation to whose relevant securities the GXO LOGISTICS INC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD
USD 0.01 common Call Option Written 1400 130.00 American 22/07/15
USD 0.01 common Call Option Written 600 90.00 American 22/04/14
USD 0.01 common Call Option Written 100 75.00 American 22/07/15
USD 0.01 common Call Option Written 100 110.00 American 22/07/15
USD 0.01 common Call Option Written 100 115.00 American 22/10/21
USD 0.01 common Call Option Written 1200 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 6400 80.00 American 22/04/14
USD 0.01 common Call Option Written 400 105.00 American 22/10/21
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 200 95.00 American 22/04/14
USD 0.01 common Call Option Written 300 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 500 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 200 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 95.00 American 22/04/14
USD 0.01 common Call Option Written 100 80.00 American 22/04/14
USD 0.01 common Call Option Written 100 80.00 American 22/04/14
USD 0.01 common Call Option Written 400 80.00 American 22/07/15
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
None
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END RETEZLFLLXLXBBF