REG - JP Morgan Sec LLC Xeris Pharmaceutical - Xeris Pharmaceuticals, Inc 8.3

Xeris Biopharma HoldingsAnnouncement

24/08/2021 14:15

RNS Number : 6411J
  
J.P. Morgan Securities LLC
  
24 August 2021
  
 

Ap19
 
 
 
FORM 8.3
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
 
1.       KEY INFORMATION
 




Name of person dealing (Note 1)


J.P. Morgan Securities LLC




Company dealt in


Xeris Pharmaceuticals, Inc.




Class of relevant security to which the dealings being disclosed relate (Note 2)


$0.001 common stock




Date of dealing


23 August 2021




 
2.         INTERESTS AND SHORT POSITIONS
 
(a)        Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)




 


Long


Short




 


Number


 


(%)


Number


 


(%)




(1) Relevant securities


1,873,510                2.82


35,070             0.05




(2) Derivatives (other than options)


                 0.00


                 0.00




(3) Options and agreements to purchase/sell


                 0.00


                 0.00




Total


1,873,510                2.82


35,070             0.05



 
 
 
 
 
 
 




 

 
 
 
1.       DEALINGS (Note 4)
 
(a)      Purchases and sales
 




 
Purchase/sale


 
Number of relevant securities


 
Price per unit (USD)
 
(Note 5)




Sale (Borrow Return)
 
Sale (New Loan)
 
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
Purchase
 
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale
Sale


147,300
 
22,100
 
3
4
4
2
3
3
3
4
10
17
4
7
22
3
4
3
11
3
15
5
2
30
3
15
52
3
15
8
3
50
7
3
5
14
19
13
7
32
23
12
14
9
50
16
7
20
10
16
48
7
900
2
40
16
8
1
22
7
6
8
17
17
17
16
25
17
27
600
208
18,350
11
807
21,346
20,452
113,849
300
44,441
7,945
300
 
1
3
4
4
2
3
3
3
4
3
10
12
29
4
7
22
4
4
3
11
3
7
11
16
5
30
2
30
3
7
15
56
3
21
15
8
3
84
7
6
18
3
5
14
25
13
7
10
128
101
58
56
23
53
12
42
9
62
16
7
53
20
27
10
32
16
66
7
900
2
48
16
8
1
22
7
48
6
8
8
3
17
9
25
17
16
25
17
52
46
27
11
113,849


#N/A
 
#N/A
 
2.4867          USD
2.4875          USD
2.4925          USD
2.5000          USD
2.5067          USD
2.5100          USD
2.5133          USD
2.5150          USD
2.5240          USD
2.5300          USD
2.5325          USD
2.5343          USD
2.5368          USD
2.5400          USD
2.5425          USD
2.5433          USD
2.5436          USD
2.5467          USD
2.5500          USD
2.5520          USD
2.5550          USD
2.5553          USD
2.5567          USD
2.5593          USD
2.5600          USD
2.5633          USD
2.5647          USD
2.5650          USD
2.5667          USD
2.5700          USD
2.5714          USD
2.5733          USD
2.5740          USD
2.5743          USD
2.5750          USD
2.5754          USD
2.5757          USD
2.5800          USD
2.5830          USD
2.5850          USD
2.5857          USD
2.5867          USD
2.5900          USD
2.5913          USD
2.5914          USD
2.5950          USD
2.5970          USD
2.5988          USD
2.6000          USD
2.6014          USD
2.6015          USD
2.6050          USD
2.6100          USD
2.6144          USD
2.6150          USD
2.6200          USD
2.6300          USD
2.6343          USD
2.6350          USD
2.6450          USD
2.6559          USD
2.6800          USD
2.7218          USD
2.7300          USD
2.7400          USD
2.7406          USD
2.7596          USD
2.7802          USD
2.8044          USD
2.8085          USD
2.8100          USD
2.8361          USD
2.8430          USD
2.8452          USD
2.8462          USD
2.8502          USD
2.8553          USD
2.8615          USD
2.8700          USD
 
2.4800          USD
2.4867          USD
2.4875          USD
2.4925          USD
2.5000          USD
2.5067          USD
2.5100          USD
2.5133          USD
2.5150          USD
2.5200          USD
2.5240          USD
2.5283          USD
2.5300          USD
2.5325          USD
2.5343          USD
2.5368          USD
2.5400          USD
2.5425          USD
2.5433          USD
2.5436          USD
2.5467          USD
2.5471          USD
2.5491          USD
2.5500          USD
2.5520          USD
2.5537          USD
2.5550          USD
2.5553          USD
2.5567          USD
2.5586          USD
2.5593          USD
2.5600          USD
2.5633          USD
2.5638          USD
2.5647          USD
2.5650          USD
2.5667          USD
2.5700          USD
2.5714          USD
2.5717          USD
2.5722          USD
2.5733          USD
2.5740          USD
2.5743          USD
2.5750          USD
2.5754          USD
2.5757          USD
2.5760          USD
2.5775          USD
2.5793          USD
2.5797          USD
2.5800          USD
2.5830          USD
2.5847          USD
2.5850          USD
2.5857          USD
2.5867          USD
2.5900          USD
2.5913          USD
2.5914          USD
2.5936          USD
2.5950          USD
2.5963          USD
2.5970          USD
2.5972          USD
2.5988          USD
2.6000          USD
2.6014          USD
2.6015          USD
2.6050          USD
2.6100          USD
2.6144          USD
2.6150          USD
2.6200          USD
2.6300          USD
2.6343          USD
2.6346          USD
2.6350          USD
2.6400          USD
2.6450          USD
2.6500          USD
2.6559          USD
2.6700          USD
2.6800          USD
2.7218          USD
2.7300          USD
2.7400          USD
2.7406          USD
2.7433          USD
2.7454          USD
2.7596          USD
2.8100          USD
2.8462          USD




 
 
 
(b)      Derivatives transactions (other than options transactions)
 




Product name,
e.g. CFD


Nature of transaction
(Note 6)


Number of relevant securities
(Note 7)


Price per unit
(USD) (Note 5)




Equity Swap


Decrease Long


113,849


2.8462          USD




 
 
 
(c)      Options transactions in respect of existing relevant securities
 
 
(i)       Writing, selling, purchasing or varying
 
 




Product name,
e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc.


Expiry date


Option money paid/received per unit (Note 5)




 


 


 


 


 


 


 




 
 
(ii)      Exercising
 




Product name,
e.g. call option


Number of securities


Exercise price per unit (Note 5)




 


 


 




 
 
(d)      Other dealings (including transactions in respect of new securities) (Note 4)
 




Nature of transaction
(Note 8)


Details


Price per unit
(if applicable) (Note 5)




 


 


 




 
                          
 
Ap21
 
2.       OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.
 
     None
 
 
 
 
 
Is a Supplemental Form 8 attached? (Note 9)                                            NO
 




Date of disclosure


 24 August 2021




Contact name


Alwyn Basch




Telephone number


0207 742 7407




If a connected EFM, name of offeree/offeror with which connected


N/A




If a connected EFM, state nature of connection (Note 10)


N/A




 
 
 
 

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