REG - Yellow Cake PLC - TR-1: Notification of major holdings

Yellow CakeAnnouncement

30/09/2021 07:05

RNS Number : 4663N
  
Yellow Cake PLC
  
30 September 2021
  
 

TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: 


Yellow Cake PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


X




An acquisition or disposal of financial instruments








An event changing the breakdown of voting rights








Other (please specify)iii:








3. Details of person subject to the notification obligationiv




Name


Exchange Traded Concepts, LLC (SEC Registered Investment Adviser)




City and country of registered office (if applicable)


10900 Hefner Pointe Dr. Suite 400 Oklahoma City, OK 73120




4. Full name of shareholder(s) (if different from 3.)v




Name


Exchange Traded Concepts Trust (Multiple Series Trust) (Shares held in URNM ETF Fund, which is a series of the Exchange Traded Concepts Trust)




City and country of registered office (if applicable)


10900 Hefner Pointe Dr. Suite 400 Oklahoma City, OK 73120




5. Date on which the threshold was crossed or reachedvi:


September 16, 2021




6. Date on which issuer notified (DD/MM/YYYY):


September 29, 2021




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


6.52


N/A


6.52


6.52




Position of previous notification (if 
applicable)


4.2






4.2
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




JE00BF50RG45


10,019,461






6.52




















































SUBTOTAL 8. A


10,019,461


6.52




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is 
exercised/converted.


% of voting rights




N/A








































































SUBTOTAL 8. B 1












 
 




B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash 
settlementxii


Number of voting rights 


% of voting rights




N/A
























































































SUBTOTAL 8.B.2












 
 
 















 



9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)








Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Exchange Traded Concepts Trust


6.52






6.52


















































































10. In case of proxy voting, please identify:




Name of the proxy holder


Exchange Traded Concepts, LLC (SEC Registered RIA)




The number and % of voting rights held


10,019,461           and                   6.52%




The date until which the voting rights will be held


Until disposition of shares










11. Additional informationxvi
















 



Place of completion


New York, NY




Date of completion


September 29, 2021



 

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