REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)- Replacement of Anglo American
20/05/2024 15:30
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RNS Number : 1560P Morgan Stanley & Co. Int'l plc 20 May 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,216,871 26.4800 GBP 25.9100 GBP
USD 0.54945 ordinary SALES 813,794 26.4800 GBP 25.9200 GBP
USD 0.54945 ordinary SALES 2,838 30.7058 EUR 30.3096 EUR
USD 0.54945 ordinary PURCHASES 818 30.7604 EUR 30.6181 EUR
USD 0.54945 ordinary SALES 4,245 33.4126 USD 33.4126 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 140 25.9217 GBP
USD 0.54945 ordinary CFD increasing a long position 158 26.0592 GBP
USD 0.54945 ordinary CFD increasing a long position 718 26.1245 GBP
USD 0.54945 ordinary CFD increasing a long position 30 26.1787 GBP
USD 0.54945 ordinary CFD increasing a long position 2,915 26.1900 GBP
USD 0.54945 ordinary CFD increasing a long position 4,512 26.1988 GBP
USD 0.54945 ordinary CFD increasing a long position 57 26.1996 GBP
USD 0.54945 ordinary CFD increasing a long position 3,798 26.2373 GBP
USD 0.54945 ordinary CFD increasing a long position 2,933 26.2377 GBP
USD 0.54945 ordinary CFD increasing a long position 732 26.2500 GBP
USD 0.54945 ordinary CFD increasing a long position 4,156 26.2500 GBP
USD 0.54945 ordinary CFD increasing a long position 19,876 26.2500 GBP
USD 0.54945 ordinary CFD increasing a long position 300 26.2514 GBP
USD 0.54945 ordinary CFD increasing a long position 12,554 26.2620 GBP
USD 0.54945 ordinary CFD increasing a long position 171 26.2800 GBP
USD 0.54945 ordinary CFD increasing a long position 18,267 26.2895 GBP
USD 0.54945 ordinary CFD increasing a long position 105 26.4442 GBP
USD 0.54945 ordinary CFD increasing a long position 25,692 607.9015 ZAR
USD 0.54945 ordinary CFD increasing a long position 53,904 608.6393 ZAR
USD 0.54945 ordinary CFD increasing a short position 13,204 26.0766 GBP
USD 0.54945 ordinary CFD increasing a short position 4,808 26.0996 GBP
USD 0.54945 ordinary CFD increasing a short position 476 26.1150 GBP
USD 0.54945 ordinary CFD increasing a short position 29 26.1150 GBP
USD 0.54945 ordinary CFD increasing a short position 1,110 26.1726 GBP
USD 0.54945 ordinary CFD increasing a short position 27,630 26.1849 GBP
USD 0.54945 ordinary CFD increasing a short position 60,000 26.1917 GBP
USD 0.54945 ordinary CFD increasing a short position 34,132 26.1937 GBP
USD 0.54945 ordinary CFD increasing a short position 47,336 26.1960 GBP
USD 0.54945 ordinary CFD increasing a short position 2,469 26.1991 GBP
USD 0.54945 ordinary CFD increasing a short position 152 26.1991 GBP
USD 0.54945 ordinary CFD increasing a short position 1,805 26.2096 GBP
USD 0.54945 ordinary CFD increasing a short position 4,404 26.2139 GBP
USD 0.54945 ordinary CFD increasing a short position 6,114 26.2196 GBP
USD 0.54945 ordinary CFD increasing a short position 19,876 26.2500 GBP
USD 0.54945 ordinary CFD increasing a short position 9,311 26.2500 GBP
USD 0.54945 ordinary CFD increasing a short position 22 26.2500 GBP
USD 0.54945 ordinary CFD increasing a short position 4,454 26.2500 GBP
USD 0.54945 ordinary CFD increasing a short position 220 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 70 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 93 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 7,127 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 350 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 1,780 26.2664 GBP
USD 0.54945 ordinary CFD increasing a short position 19,931 26.3107 GBP
USD 0.54945 ordinary CFD increasing a short position 1,500 26.3200 GBP
USD 0.54945 ordinary CFD increasing a short position 22 26.3300 GBP
USD 0.54945 ordinary CFD increasing a short position 759 26.3532 GBP
USD 0.54945 ordinary CFD increasing a short position 15,942 26.4075 GBP
USD 0.54945 ordinary CFD increasing a short position 1,275 26.4075 GBP
USD 0.54945 ordinary CFD increasing a short position 26,942 26.4075 GBP
USD 0.54945 ordinary CFD increasing a short position 3,986 26.4075 GBP
USD 0.54945 ordinary CFD increasing a short position 6,855 26.4075 GBP
USD 0.54945 ordinary CFD increasing a short position 191 26.4087 GBP
USD 0.54945 ordinary CFD increasing a short position 34,960 26.4310 GBP
USD 0.54945 ordinary CFD increasing a short position 49 30.5800 EUR
USD 0.54945 ordinary CFD increasing a short position 219 30.6266 EUR
USD 0.54945 ordinary CFD increasing a short position 527 30.6769 EUR
USD 0.54945 ordinary CFD increasing a short position 23 30.7605 EUR
USD 0.54945 ordinary CFD increasing a short position 2,347 606.4273 ZAR
USD 0.54945 ordinary CFD increasing a short position 30,523 607.7220 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,213 608.5548 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,414 609.2575 ZAR
USD 0.54945 ordinary CFD increasing a short position 19,620 610.2864 ZAR
USD 0.54945 ordinary CFD reducing a long position 28,300 26.1491 GBP
USD 0.54945 ordinary CFD reducing a long position 152 26.1721 GBP
USD 0.54945 ordinary CFD reducing a long position 95 26.1941 GBP
USD 0.54945 ordinary CFD reducing a long position 3,281 26.1944 GBP
USD 0.54945 ordinary CFD reducing a long position 374 26.1944 GBP
USD 0.54945 ordinary CFD reducing a long position 2,456 26.1960 GBP
USD 0.54945 ordinary CFD reducing a long position 6,033 26.2081 GBP
USD 0.54945 ordinary CFD reducing a long position 4,986 26.2081 GBP
USD 0.54945 ordinary CFD reducing a long position 449 26.2157 GBP
USD 0.54945 ordinary CFD reducing a long position 33,673 26.2157 GBP
USD 0.54945 ordinary CFD reducing a long position 304 26.2157 GBP
USD 0.54945 ordinary CFD reducing a long position 110 26.2158 GBP
USD 0.54945 ordinary CFD reducing a long position 4,208 26.2247 GBP
USD 0.54945 ordinary CFD reducing a long position 5,446 26.2252 GBP
USD 0.54945 ordinary CFD reducing a long position 42,069 26.2257 GBP
USD 0.54945 ordinary CFD reducing a long position 94 26.2341 GBP
USD 0.54945 ordinary CFD reducing a long position 14,056 26.2397 GBP
USD 0.54945 ordinary CFD reducing a long position 4,092 26.2419 GBP
USD 0.54945 ordinary CFD reducing a long position 6,110 26.2482 GBP
USD 0.54945 ordinary CFD reducing a long position 8,258 26.2500 GBP
USD 0.54945 ordinary CFD reducing a long position 104,506 26.2500 GBP
USD 0.54945 ordinary CFD reducing a long position 293 26.2500 GBP
USD 0.54945 ordinary CFD reducing a long position 18,267 26.2550 GBP
USD 0.54945 ordinary CFD reducing a long position 12,554 26.2864 GBP
USD 0.54945 ordinary CFD reducing a long position 1,652 26.3000 GBP
USD 0.54945 ordinary CFD reducing a long position 198 26.3300 GBP
USD 0.54945 ordinary CFD reducing a long position 924 26.4087 GBP
USD 0.54945 ordinary CFD reducing a long position 4,281 606.6569 ZAR
USD 0.54945 ordinary CFD reducing a long position 53,896 608.2533 ZAR
USD 0.54945 ordinary CFD reducing a short position 148 26.1673 GBP
USD 0.54945 ordinary CFD reducing a short position 314 26.1853 GBP
USD 0.54945 ordinary CFD reducing a short position 86 26.2176 GBP
USD 0.54945 ordinary CFD reducing a short position 228 26.2358 GBP
USD 0.54945 ordinary CFD reducing a short position 44,144 26.2415 GBP
USD 0.54945 ordinary CFD reducing a short position 45,594 26.2481 GBP
USD 0.54945 ordinary CFD reducing a short position 71 26.2500 GBP
USD 0.54945 ordinary CFD reducing a short position 102 26.2500 GBP
USD 0.54945 ordinary CFD reducing a short position 2,511 26.2500 GBP
USD 0.54945 ordinary CFD reducing a short position 135 26.2500 GBP
USD 0.54945 ordinary CFD reducing a short position 115 26.2500 GBP
USD 0.54945 ordinary CFD reducing a short position 22 26.2514 GBP
USD 0.54945 ordinary CFD reducing a short position 678 26.2551 GBP
USD 0.54945 ordinary CFD reducing a short position 19,300 26.4396 GBP
USD 0.54945 ordinary CFD reducing a short position 1,550 26.4397 GBP
USD 0.54945 ordinary CFD reducing a short position 960 26.4800 GBP
USD 0.54945 ordinary CFD reducing a short position 22 26.4800 GBP
USD 0.54945 ordinary CFD reducing a short position 23 30.3095 EUR
USD 0.54945 ordinary CFD reducing a short position 2 30.3100 EUR
USD 0.54945 ordinary CFD reducing a short position 2,813 30.7061 EUR
USD 0.54945 ordinary CFD reducing a short position 4,245 33.4125 GBP
USD 0.54945 ordinary CFD reducing a short position 4,281 606.6550 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,480 608.0891 ZAR
USD 0.54945 ordinary CFD reducing a short position 14,703 608.1831 ZAR
USD 0.54945 ordinary CFD reducing a short position 34,684 608.2724 ZAR
USD 0.54945 ordinary CFD reducing a short position 2,029 608.6364 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X5) SHORT 170 20.6000 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X6) SHORT 31 6.6200 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary CALL WRITING 39,099 2560.8690 European 15/05/2024 0.6413 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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