REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-Replacement of BHP Group Limited
09/05/2024 07:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240507:nRSG4807Na&default-theme=true
RNS Number : 6985N Morgan Stanley & Co. Int'l plc 08 May 2024
AMENDMENT(2(c)(i))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 247 56.4250 USD 56.1319 USD
ADR SALES 247 56.4250 USD 56.1319 USD
Ordinary NPV PURCHASES 628,543 22.4900 GBP 22.1500 GBP
Ordinary NPV SALES 331,916 22.5800 GBP 22.1500 GBP
Ordinary NPV PURCHASES 4,379,628 42.4171 AUD 42.3337 AUD
Ordinary NPV SALES 4,365,569 42.5015 AUD 42.3045 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 1,936 22.4674 GBP
Ordinary NPV CFD increasing a long position 225 42.3486 AUD
Ordinary NPV CFD increasing a long position 2 517.6400 ZAR
Ordinary NPV CFD increasing a long position 6,358 518.3925 ZAR
Ordinary NPV CFD increasing a long position 19,510 518.7143 ZAR
Ordinary NPV CFD increasing a long position 5,317 519.0743 ZAR
Ordinary NPV CFD increasing a long position 700 519.4826 ZAR
Ordinary NPV CFD increasing a short position 33,270 22.2401 GBP
Ordinary NPV CFD increasing a short position 33,076 22.3410 GBP
Ordinary NPV CFD increasing a short position 89,674 22.4100 GBP
Ordinary NPV CFD increasing a short position 604 22.4224 GBP
Ordinary NPV CFD increasing a short position 47 42.2700 AUD
Ordinary NPV CFD increasing a short position 1,787 42.3458 AUD
Ordinary NPV CFD increasing a short position 643 42.3708 AUD
Ordinary NPV CFD increasing a short position 32,698 42.3784 AUD
Ordinary NPV CFD increasing a short position 49,046 42.3784 AUD
Ordinary NPV CFD increasing a short position 32 42.3798 AUD
Ordinary NPV CFD increasing a short position 504 42.3943 AUD
Ordinary NPV CFD increasing a short position 32 42.3948 AUD
Ordinary NPV CFD increasing a short position 256 42.3978 AUD
Ordinary NPV CFD increasing a short position 1,191 42.3978 AUD
Ordinary NPV CFD increasing a short position 890 42.3978 AUD
Ordinary NPV CFD increasing a short position 846 42.3978 AUD
Ordinary NPV CFD increasing a short position 337 42.3978 AUD
Ordinary NPV CFD increasing a short position 336 42.3978 AUD
Ordinary NPV CFD increasing a short position 527 42.4100 AUD
Ordinary NPV CFD increasing a short position 24 42.4949 AUD
Ordinary NPV CFD increasing a short position 7,800 42.5453 AUD
Ordinary NPV CFD increasing a short position 1,041 518.3925 ZAR
Ordinary NPV CFD reducing a long position 1 22.2100 GBP
Ordinary NPV CFD reducing a long position 29,710 22.3524 GBP
Ordinary NPV CFD reducing a long position 988 22.4100 GBP
Ordinary NPV CFD reducing a long position 274 22.4100 GBP
Ordinary NPV CFD reducing a long position 8,713 22.4148 GBP
Ordinary NPV CFD reducing a long position 17,019 22.4148 GBP
Ordinary NPV CFD reducing a long position 102,154 22.4148 GBP
Ordinary NPV CFD reducing a long position 10,688 22.4148 GBP
Ordinary NPV CFD reducing a long position 2,855 22.4148 GBP
Ordinary NPV CFD reducing a long position 8,055 22.4148 GBP
Ordinary NPV CFD reducing a long position 24,493 22.4148 GBP
Ordinary NPV CFD reducing a long position 2,086 22.4148 GBP
Ordinary NPV CFD reducing a long position 5,776 22.4324 GBP
Ordinary NPV CFD reducing a long position 11,411 22.4500 GBP
Ordinary NPV CFD reducing a long position 8,898 42.3458 AUD
Ordinary NPV CFD reducing a long position 449 42.3580 AUD
Ordinary NPV CFD reducing a long position 2,391 42.3580 AUD
Ordinary NPV CFD reducing a long position 320 42.3580 AUD
Ordinary NPV CFD reducing a long position 4,278,300 42.4100 AUD
Ordinary NPV CFD reducing a long position 39,223 42.4221 AUD
Ordinary NPV CFD reducing a long position 2,020,500 42.5000 AUD
Ordinary NPV CFD reducing a long position 3,428 42.5000 AUD
Ordinary NPV CFD reducing a long position 2 517.6400 ZAR
Ordinary NPV CFD reducing a long position 5,317 518.3925 ZAR
Ordinary NPV CFD reducing a long position 14,767 519.0743 ZAR
Ordinary NPV CFD reducing a long position 700 519.4826 ZAR
Ordinary NPV CFD reducing a long position 37 521.3000 ZAR
Ordinary NPV CFD reducing a short position 38,611 22.3271 GBP
Ordinary NPV CFD reducing a short position 157 22.3300 GBP
Ordinary NPV CFD reducing a short position 6,318 22.3792 GBP
Ordinary NPV CFD reducing a short position 7,809 22.4100 GBP
Ordinary NPV CFD reducing a short position 1,969 22.4100 GBP
Ordinary NPV CFD reducing a short position 26,866 22.4470 GBP
Ordinary NPV CFD reducing a short position 21 22.4600 GBP
Ordinary NPV CFD reducing a short position 585 22.5800 GBP
Ordinary NPV CFD reducing a short position 101 42.2600 AUD
Ordinary NPV CFD reducing a short position 307 42.2600 AUD
Ordinary NPV CFD reducing a short position 307 42.2802 AUD
Ordinary NPV CFD reducing a short position 942 42.2802 AUD
Ordinary NPV CFD reducing a short position 1,000 42.3510 AUD
Ordinary NPV CFD reducing a short position 666 42.3510 AUD
Ordinary NPV CFD reducing a short position 4,115 42.3639 AUD
Ordinary NPV CFD reducing a short position 24,742 42.3700 AUD
Ordinary NPV CFD reducing a short position 3,977 42.3897 AUD
Ordinary NPV CFD reducing a short position 700 42.4044 AUD
Ordinary NPV CFD reducing a short position 590,940 42.4100 AUD
Ordinary NPV CFD reducing a short position 45,956 42.4100 AUD
Ordinary NPV CFD reducing a short position 15,190 42.4110 AUD
Ordinary NPV CFD reducing a short position 4,610 42.4253 AUD
Ordinary NPV CFD reducing a short position 1,317 42.4430 AUD
Ordinary NPV CFD reducing a short position 35,106 42.4728 AUD
Ordinary NPV CFD reducing a short position 2,278 42.5000 AUD
Ordinary NPV CFD reducing a short position 9,450 519.0743 ZAR
Ordinary NPV CFD reducing a short position 37 521.3000 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
Ordinary NPV Accumulator Option Writing 72,072 37.3786 AUD European 02/05/2025 0.0000 AUD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short call Exercised against 1,188 42.4460 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 09 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERAPMPTMTIMBRIRecent news on Yes Bank
See all newsREG - Morgan Stanley & Co. Aviva PLC - Form 8.5 (EPT/RI)-Replacement of Aviva plc
AnnouncementREG - Morgan Stanley & Co. Aviva PLC - Form 8.5 (EPT/RI)- Replacement of Aviva plc
AnnouncementREG - Morgan Stanley & Co. Aviva PLC - Form 8.5 (EPT/RI) - Replacement of Aviva plc
AnnouncementREG - Morgan Stanley & Co. Aviva PLC - Form 8.5 (EPT/RI)- Replacement of Aviva plc
AnnouncementREG - Morgan Stanley & Co. Aviva PLC - Form 8.5 (EPT/RI)-Replacement of Aviva plc
Announcement