REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)-Replacement of BHP Group Limited
20/05/2024 16:00
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RNS Number : 1575P Morgan Stanley & Co. Int'l plc 20 May 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 2,755 59.5760 USD 58.8800 USD
ADR SALES 2,755 59.5760 USD 58.8800 USD
Ordinary NPV PURCHASES 281,161 23.6900 GBP 23.1150 GBP
Ordinary NPV SALES 375,300 23.7000 GBP 23.1100 GBP
Ordinary NPV PURCHASES 164,820 44.4250 AUD 44.0900 AUD
Ordinary NPV SALES 225,676 44.4300 AUD 44.0900 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD increasing a long position 1,098 23.2600 GBP
Ordinary NPV CFD increasing a long position 52 23.2710 GBP
Ordinary NPV CFD increasing a long position 13,673 23.5190 GBP
Ordinary NPV CFD increasing a long position 5,323 23.5844 GBP
Ordinary NPV CFD increasing a long position 1,523 44.1774 AUD
Ordinary NPV CFD increasing a long position 16,474 44.1870 AUD
Ordinary NPV CFD increasing a long position 10,982 44.1870 AUD
Ordinary NPV CFD increasing a long position 1,386 44.1999 AUD
Ordinary NPV CFD increasing a long position 926 44.1999 AUD
Ordinary NPV CFD increasing a long position 409 44.2217 AUD
Ordinary NPV CFD increasing a long position 90,132 542.7789 ZAR
Ordinary NPV CFD increasing a long position 10,642 544.1718 ZAR
Ordinary NPV CFD increasing a long position 996 544.9165 ZAR
Ordinary NPV CFD increasing a long position 8,169 545.0195 ZAR
Ordinary NPV CFD increasing a long position 11,291 546.0392 ZAR
Ordinary NPV CFD increasing a short position 6,000 23.2847 GBP
Ordinary NPV CFD increasing a short position 1,400 23.3879 GBP
Ordinary NPV CFD increasing a short position 14,000 23.3997 GBP
Ordinary NPV CFD increasing a short position 177 23.4100 GBP
Ordinary NPV CFD increasing a short position 13,409 23.4804 GBP
Ordinary NPV CFD increasing a short position 307 23.5200 GBP
Ordinary NPV CFD increasing a short position 302 23.6007 GBP
Ordinary NPV CFD increasing a short position 150 44.0900 AUD
Ordinary NPV CFD increasing a short position 1,694 44.0995 AUD
Ordinary NPV CFD increasing a short position 35,682 44.1593 AUD
Ordinary NPV CFD increasing a short position 5,658 44.2465 AUD
Ordinary NPV CFD increasing a short position 42,846 543.4366 ZAR
Ordinary NPV CFD increasing a short position 2,093 544.1718 ZAR
Ordinary NPV CFD reducing a long position 167 23.1466 GBP
Ordinary NPV CFD reducing a long position 698 23.2288 GBP
Ordinary NPV CFD reducing a long position 153 23.2600 GBP
Ordinary NPV CFD reducing a long position 1,550 23.5176 GBP
Ordinary NPV CFD reducing a long position 16,517 23.5788 GBP
Ordinary NPV CFD reducing a long position 993 44.1500 AUD
Ordinary NPV CFD reducing a long position 3,825 44.1568 AUD
Ordinary NPV CFD reducing a long position 10,377 44.1666 AUD
Ordinary NPV CFD reducing a long position 1,389 44.1666 AUD
Ordinary NPV CFD reducing a long position 1,950 44.1666 AUD
Ordinary NPV CFD reducing a long position 70 44.2375 AUD
Ordinary NPV CFD reducing a long position 741 44.2392 AUD
Ordinary NPV CFD reducing a long position 399 44.2477 AUD
Ordinary NPV CFD reducing a long position 47,286 542.1830 ZAR
Ordinary NPV CFD reducing a long position 823 542.4307 ZAR
Ordinary NPV CFD reducing a long position 8,549 544.1718 ZAR
Ordinary NPV CFD reducing a long position 996 544.9152 ZAR
Ordinary NPV CFD reducing a long position 10,262 545.0195 ZAR
Ordinary NPV CFD reducing a short position 302 23.2600 GBP
Ordinary NPV CFD reducing a short position 81,031 23.2600 GBP
Ordinary NPV CFD reducing a short position 1,090 23.2600 GBP
Ordinary NPV CFD reducing a short position 9,651 23.2860 GBP
Ordinary NPV CFD reducing a short position 3,413 23.4707 GBP
Ordinary NPV CFD reducing a short position 307 23.5500 GBP
Ordinary NPV CFD reducing a short position 22,101 23.5505 GBP
Ordinary NPV CFD reducing a short position 104 23.6400 GBP
Ordinary NPV CFD reducing a short position 4,945 44.0900 AUD
Ordinary NPV CFD reducing a short position 2,663 44.1500 AUD
Ordinary NPV CFD reducing a short position 101 44.1600 AUD
Ordinary NPV CFD reducing a short position 296 44.1600 AUD
Ordinary NPV CFD reducing a short position 806 44.1697 AUD
Ordinary NPV CFD reducing a short position 244 44.1697 AUD
Ordinary NPV CFD reducing a short position 321 44.1697 AUD
Ordinary NPV CFD reducing a short position 848 44.1697 AUD
Ordinary NPV CFD reducing a short position 1,134 44.1697 AUD
Ordinary NPV CFD reducing a short position 320 44.1697 AUD
Ordinary NPV CFD reducing a short position 2,242 44.1706 AUD
Ordinary NPV CFD reducing a short position 763 44.1706 AUD
Ordinary NPV CFD reducing a short position 165 44.2000 AUD
Ordinary NPV CFD reducing a short position 34,557 44.2290 AUD
Ordinary NPV CFD reducing a short position 20,000 44.2322 AUD
Ordinary NPV CFD reducing a short position 126 44.2399 AUD
Ordinary NPV CFD reducing a short position 47,179 44.2406 AUD
Ordinary NPV CFD reducing a short position 110 44.2500 AUD
Ordinary NPV CFD reducing a short position 1,203 44.3000 AUD
Ordinary NPV CFD reducing a short position 10,000 44.3826 AUD
Ordinary NPV CFD reducing a short position 823 542.4307 ZAR
Ordinary NPV CFD reducing a short position 2,093 545.0195 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 400 38.3891 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 20 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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