REG - Morgan StanleyEurope - Form 8.5 (EPT/NON-RI) - Aqua Acquisition Sub LLC
29/07/2025 12:15
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RNS Number : 0128T Morgan Stanley Europe SE 29 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 28 July 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 180 138.7600 EUR 136.8400 EUR
USD 0.0001 common SALES 180 138.7600 EUR 136.8400 EUR
USD 0.0001 common PURCHASES 5,836 161.2688 USD 159.5957 USD
USD 0.0001 common SALES 5,836 161.2688 USD 159.5957 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4NZM4) LONG 50 2.2600 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4NZM4) SHORT 50 2.2600 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4X4R1) LONG 253 4.1200 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4X4R1) LONG 336 4.1528 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4X4R1) SHORT 253 4.1200 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4X4R1) SHORT 336 4.1528 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BL01KP49) LONG 2,500 0.5200 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BL01KP49) SHORT 2,500 0.5200 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) LONG 7 196.6700 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) LONG 7 201.2500 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 14 198.9600 SEK
USD 0.0001 common Mini Future (ISIN DE000MB2G049) LONG 382 6.5260 EUR
USD 0.0001 common Mini Future (ISIN DE000MB2G049) SHORT 382 6.5260 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 644 64.9400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 644 65.1600 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 644 64.9400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 644 65.1600 SEK
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG99DZ0) LONG 150 4.4700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG99DZ0) SHORT 150 4.4700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) LONG 3,999 3.5400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) SHORT 3,999 3.5400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ1BR40) LONG 180 4.9400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ1BR40) SHORT 180 4.9400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) LONG 240 2.2000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) SHORT 240 2.2000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) LONG 85 2.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) SHORT 85 2.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 3,000 1.7000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) SHORT 3,000 1.7000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK919L1) LONG 11 3.0500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK919L1) SHORT 11 3.0500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM0ZGL0) LONG 188 2.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM0ZGL0) SHORT 188 2.7900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 352 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 3,584 1.1900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 888 1.2506 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 250 1.2600 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 4,186 1.1933 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 500 1.2200 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 388 1.2900 EUR
USD 0.0001 common Warrants (ISIN DE000ME9VKE7) LONG 1,833 0.1900 EUR
USD 0.0001 common Warrants (ISIN DE000ME9VKE7) SHORT 1,833 0.1900 EUR
USD 0.0001 common Warrants (ISIN DE000MG4VLH7) LONG 244 1.5000 EUR
USD 0.0001 common Warrants (ISIN DE000MG4VLH7) SHORT 244 1.5000 EUR
USD 0.0001 common Warrants (ISIN DE000MG6F4Q3) LONG 2,000 0.1550 EUR
USD 0.0001 common Warrants (ISIN DE000MG6F4Q3) SHORT 2,000 0.1550 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSK5) LONG 5,800 1.3600 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSK5) SHORT 5,800 1.3600 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 July 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD European 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD European 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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