RNS Number : 1223H
Alliance Pharma PLC
01 May 2025
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0031030819
Issuer Name
ALLIANCE PHARMA PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Glazer Capital, LLC
City of registered office (if applicable)
New York
Country of registered office (if applicable)
USA
4. Details of the shareholder
Name
City of registered office
Country of registered office
Glazer Enhanced Offshore Fund, Ltd.
Grand Cayman
Cayman Islands
5. Date on which the threshold was crossed or reached
25-Apr-2025
6. Date on which Issuer notified
28-Apr-2025
7. Total positions of person(s) subject to the notification obligation
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
6.586544
1.342566
7.929110
42862035
Position of previous notification (if applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB0031030819
35604587
6.586544
Sub Total 8.A
35604587
6.586544%
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Sub Total 8.B1
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Total Equity Return Swaps
Cash
7257448
1.342566
Sub Total 8.B2
7257448
1.342566%
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
Paul J. Glazer
Glazer Capital, LLC
6.586544
1.342566
7.929110%
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Glazer Capital, LLC is the discretionary investment manager for investment funds and a separate managed account (the "Clients"). This filing is a notification of major holding in the aggregate on behalf of such Clients.
12. Date of Completion
28-Apr-2025
13. Place Of Completion
New York, USA
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