REG - Altona Rare Earths - TR1: Notification of Major Holdings
16/10/2024 16:30
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RNS Number : 4802I Altona Rare Earths PLC 16 October 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the
FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying issuer of existing shares to Altona Rare Earths PLC
which voting rights are attached(ii):
1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
UK
2. Reason for the notification (please mark the appropriate box or boxes with
an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)(iii):
3. Details of person subject to the notification obligation(iv)
Name Spreadex Ltd
City and country of registered office (if applicable) St Albans, UK
4. Full name of shareholder(s) (if different from 3.)(v)
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached(vi): 15 Oct 2024
6. Date on which issuer notified (DD/MM/YYYY): 16 Oct 2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments Total of both in % (8.A + 8.B) Total number of voting rights held in issuer
(total of 8.B 1 + 8.B 2)
Resulting situation on the date on which threshold was crossed or reached 4.8768% 0.3067% 5.1835% 8,450,000
Position of previous notification (if 4.5394% 0 4.5394%
applicable)
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if possible)
Direct Indirect Dire I
ct n
(Art 9 of Directive 2004/109/EC) (DTR5.1) (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
d
(Art i
9 of r
Dire e
ctiv c
e t
2004
/109 (
/EC) A
(DTR r
5.1) t
1
0
o
f
D
i
r
e
c
t
i
v
e
2
0
0
4
/
1
0
9
/
E
C
)
(
D
T
R
5
.
2
.
1
)
GB00BFZNKV91 7,950,000 n/a 4.8768% n/a
SUBTOTAL 8. A 7,950,000 4.8768%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of financial instrument Expiration Exercise/ Number of voting rights that may be acquired if the instrument is % of voting rights
date(x)
Conversion Period(xi)
exercised/converted.
CFD/Spreadbet 500,000 0.3067%
SUBTOTAL 8. B 1 500,000 0.3067%
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument Expiration Exercise/ Physical or cash Number of voting rights % of voting rights
date(x)
Conversion Period (xi)
settlement(xii)
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural X
person or legal entity and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional rows as
necessary)
Name(xv) % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher Total of both if it equals or is higher than the notifiable threshold
than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder n/a
The number and % of voting rights held n/a
The date until which the voting rights will be held n/a
11. Additional information(xvi)
n/a Lorenzo Dal Col
01727 895144
Spreadex is an FCA regulated provider of spread betting and CFD trading.
Founded in 1999, Spreadex gives both retail and professional traders the
opportunity to trade over 10,000 global markets, including UK small caps. For
more information see www.spreadex.com/financials
(https://www.spreadex.com/financials) .
Place of completion UK
Date of completion 16 Oct 24
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