REG - AllianzGI-GlobalAMS AGDialog Semiconductor - Form 8.3 - AMS AG <Origin Href="QuoteRef">AMS.S</Origin>

ams-OSRAM AGAnnouncement

06/09/2014 18:39

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RNS Number : 8881M
AllianzGI-Global Equity Business
21 July 2014 
 
FORM 8.3 
 
PUBLIC DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE 
 
Rule 8.3 of the Takeover Code (the "Code") 
 
1.         KEY INFORMATION 
 
 (a) Identity of the person whose positions/dealings are being disclosed:                                                                                    Allianz Global Investors - Global Equity Business Unit  
 (b) Owner or controller of interests and short positions disclosed, if different from 1(a):     The naming of nominee or vehicle companies is insufficient                                                          
 (c) Name of offeror/offeree in relation to whose relevant securities this form relates:     Use a separate form for each offeror/offeree                    AMS AG                                                  
 (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:                                                                                                
 (e) Date position held/dealing undertaken:                                                                                                                  18 July 2014                                            
 (f)  Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?                      Yes - Dialog Semiconductor Plc                          
 
 
2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
(a)        Interests and short positions in the relevant securities of the
offeror or offeree to which the disclosure relates following the dealing (if
any) 
 
 Class of relevant security:                       Common     
                                                   Interests  Short positions  
 Number                                            %          Number           %  
 (1) Relevant securities owned and/or controlled:  648,241    4.78%                 
 (2) Derivatives (other than options):                                              
 (3) Options and agreements to purchase/sell:      23,800     0.18%                 
 TOTAL:                                            672,041    4.96%                 
 
 
All interests and all short positions should be disclosed. 
 
Details of any open derivative or option positions, or agreements to purchase
or sell relevant securities, should be given on a Supplemental Form 8 (Open
Positions). 
 
(b)        Rights to subscribe for new securities (including directors' and
other executive options) 
 
 Class of relevant security in relation to which subscription right exists:     
 Details, including nature of the rights concerned and relevant percentages:    
 
 
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security. 
 
3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
(a)        Purchases and sales 
 
 Class of relevant security  Purchase/sale  Number of securities  Price per unit  
 Common share                Purchase       1,896                 CHF 1.3842      
 
 
(b)        Derivatives transactions (other than options) 
 
 Class of relevant security  Product descriptione.g. CFD  Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position  Number of reference securities  Price per unit  
                                                                                                                                                                                                                  
 
 
(c)        Options transactions in respect of existing securities 
 
(i)         Writing, selling, purchasing or varying 
 
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Typee.g. American, European etc.  Expiry date  Option money paid/ received per unit  
                                                                                                                                                                                                                                                                           
 
 
(ii)        Exercising 
 
 Class of relevant security  Product descriptione.g. call option  Number of securities  Exercise price per unit  
                                                                                                                 
 
 
(d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security  Nature of dealinge.g. subscription, conversion  Details  Price per unit (if applicable)  
                                                                                                                      
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 
 
4.         OTHER INFORMATION 
 
(a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:If there are no such agreements, arrangements or understandings, state "none"  
 None                                                                                                                                                                                                                                                                                                                                                                                                                   
 
 
(b)        Agreements, arrangements or understandings relating to options or
derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:(i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:If there are no such agreements, arrangements or understandings, state "none"  
 None                                                                                                                                                                                                                                                                                                                                                                                                                                  
 
 
(c)        Attachments 
 
 Is a Supplemental Form 8 (Open Positions) attached?  YES  
 
 
 Date of disclosure:  21 July 2014          
 Contact name:        Albane Charrier       
 Telephone number:    +44 (0) 20 7065 1503  
 
 
Telephone number: 
 
+44 (0) 20 7065 1503 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.  The Panel's Market Surveillance Unit is
available for consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
SUPPLEMENTAL FORM 8 (OPEN POSITIONS) 
 
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR
SELL ETC. 
 
Note 5(i) on Rule 8 of the Takeover Code (the "Code") 
 
1.         KEY INFORMATION 
 
 Identity of person whose open positions are being disclosed:                              Allianz Global Investors - Global Equity Business Unit  
 Name of offeror/offeree in relation to whose relevant securities the disclosure relates:  AMS AG                                                  
 
 
2.         OPTIONS AND DERIVATIVES 
 
 Class of relevant security  Product description e.g. call option  Written or purchased  Number of securities to which option or derivative relates  Exercise price per unit  Typee.g.American, European etc.  Expiry date  
 Common                      Call Option                           Purchased             11,900                                                      120 EUR                  American                         19 Sep 2014  
 Common                      Put Option                            Written               11,900                                                      120 EUR                  American                         19 Sep 2014  
 
 
3.         AGREEMENTS TO PURCHASE OR SELL ETC. 
 
 Full details should be given so that the nature of the interest or position can be fully understood:  
                                                                                                       
 
 
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to contracts for differences ("CFDs") or spread bets. 
 
The currency of all prices and other monetary amounts should be stated. 
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
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