REG - Citigroup Global MktAMS AG - Form 8.5 (EPT/RI) <Origin Href="QuoteRef">AMS.S</Origin>

ams OSRAM AGAnnouncement

06/09/2014 18:43

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RNS Number : 9731M
Citigroup Global Markets Limited
22 July 2014 
 
FORM 8.5 (EPT/RI) 
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH 
 
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY 
 
Rule 8.5 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                      Citigroup Global Markets Limited  
 (b) Name of offeror/offeree in relation to whose                          AMS AG                            
 relevant securities this form relates:                                                                      
 Use a separate form for each offeror/offeree                                                                
 (c)Name of the party to the offer with which exempt                       AMS AG                            
 principal trader is connected:                                                                              
 (d) Date dealing undertaken:                                              21 July 2014                      
 (e)Has the EPT previously disclosed,                                      YES                               
 or is it today                                                                                              
 disclosing, under the Code in respect of any other party to this offer?                                     
 
 
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER 
 
(a) Purchases and sales 
 
 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received  
                                                                           (CHF)                                 (CHF)                                
 Common                      Sale              469                         140.9075                              140.6266                             
 Common                      Purchase          526                         143.3674                              140.6378                             
 
 
(b) Derivatives transactions (other than options) 
 
 Class of relevant security           Product description   e.g.TRS  Nature of dealing        Number of reference securities  Price per unit  
                                                                     e.g. opening/closing a                                                   
                                                                     long/short position,                                                     
                                                                     increasing/reducing a                                                    
                                                                     long/short position                                                      
 Common Shares of USD 0.01 par value  TRS                            Increasing Long          57                              143.3674        
 
 
(c) Options transactions in respect of existing securities 
 
(i) Writing, selling, purchasing or varying 
 
 Class of relevant security  Product description   e.g.call option  Writing, purchasing,  Number of securities to  Exercise price per unit  Type e.g. American,  Expiry date  Option money paid/ received per unit  
                                                                    selling,              which option relates                              European etc.                                                           
                                                                    varying etc.                                                                                                                                    
                                                                                                                                                                                                                    
 
 
(ii) Exercising 
 
 Class of relevant security  Product description  Number of    Exercise price per unit  
                             e.g. call option     securities                            
                                                                                        
 
 
(d) Other dealings (including subscribing for new securities) 
 
 Class of relevant security  Nature of dealing               Details  Price per unit    
                             e.g. subscription, conversion            (if applicable)   
                                                                                        
 
 
The currency of all prices and other monetary amounts should be stated. 
 
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in. 
 
3. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding,                    
 formal or informal, relating to relevant securities which may be an inducement to deal                
 or refrain from dealing entered into by the exempt principal trader making the                        
 disclosure and any party to the offer or any person acting in concert with                            
 a party to the offer: If there are no such agreements, arrangements or understandings, state "none"   
 None                                                                                                  
 
 
(b) Agreements, arrangements or understandings relating to options or
derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between                                                                                                                        
 the exempt principal trader making the disclosure and any other person relating to:                                                                                                                        
 (i) the voting rights of any relevant securities under any option; or                                                                                                                                      
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"   
 None                                                                                                                                                                                                       
 
 
 Date of disclosure:  22 July 2014        
 Contact name:        Craig Watson        
 Telephone number:    +44 (28) 9040-9605  
 
 
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk. 
 
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
This information is provided by RNS
The company news service from the London Stock Exchange