REG - Anglo American PLC Deutsche Bank AG - Holding(s) in Company <Origin Href="QuoteRef">AAL.L</Origin> <Origin Href="QuoteRef">DBKGn.DE</Origin>
RNS Number : 9279DAnglo American PLC02 May 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached:ii
ANGLO AMERICAN PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
x
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation:iiiDeutsche Bank AG
4. Full name of shareholder(s)
(if different from 3.):ivDeutsche Bank AG, London Branch
Deutsche Securities (Proprietary) Limited
Deutsche Bank AG, Frankfurt
5. Date of the transaction and date on
which the threshold is crossed or
reached:v26/04/2017
6. Date on which issuer notified:
28/04/2017
7. Threshold(s) that is/are crossed or
reached: vi, viiAbove 6%
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of
shares
if possible using
the ISIN CODESituation previous
to the triggering
transactionResulting situation after the triggering transaction
Number
of
SharesNumber
of
Voting
RightsNumber
of sharesNumber of voting
rights% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB00B1XZS820
26,307,194
26,307,194
32,907,279
32,907,279
0
2.34%
0
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrumentExpiration
date xiiiExercise/
Conversion Period xivNumber of voting
rights that may be
acquired if the
instrument is
exercised/ converted.% of voting
rightsRight to Recall
Call Option
Exchangeable Bond
19-Oct-17
11-Apr-20
1,030,438
1,956,000
10,196,182
0.07%
0.14%
0.73%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrumentExercise price
Expiration date xvii
Exercise/
Conversion period xviiiNumber of voting rights instrument refers to
% of voting rights xix, xx
Swaps
Call Option
Put Option
Put Option
04-Nov-19
10-Dec-18
15-Dec-17
10-Dec-18
16,014,511
19,899,503
3,300,000
3,149,080
Nominal
Delta
0.23%
1.14%
1.42%
0.22%
Total (A+B+C)
Number of voting rights
Percentage of voting rights
88,452,993
6.29%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Deutsche Bank AG, London Branch 6.17%
Deutsche Bank AG, Frankfurt
Deutsche Securities (Pty) Ltd
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will ceaseto hold:
12. Date on which proxy holder will cease to holdvoting rights:
13. Additional information:14. Contact name:
John Mills, Group Company Secretary
15. Contact telephone number:
+44 (0) 207 968 8964
This information is provided by RNSThe company news service from the London Stock ExchangeENDHOLEADSAEFPXEFF
Recent news on Anglo American
See all newsREG - Anglo American PLC - Total Voting Rights
AnnouncementREG - Anglo American PLC - Anglo American Half Year 2025 financial report
AnnouncementREG - Anglo American PLC - Kumba Iron Ore interim results
AnnouncementREG - Valterra Platinum - Results for the six months ended 30 June 2025
AnnouncementREG - Valterra Platinum - Interim Dividend Declaration
Announcement