REG - Anglo American PLC Deutsche Bank AG - Holding(s) in Company <Origin Href="QuoteRef">AAL.L</Origin> <Origin Href="QuoteRef">DBKGn.DE</Origin>

Anglo AmericanAnnouncement

27/06/2017 16:05

RNS Number : 3216J
Anglo American PLC
27 June 2017
Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
ANGLO AMERICAN PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
 
An acquisition or disposal of financial instruments
 x
An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name
Deutsche Bank AG
City and country of registered office (if applicable)
Frankfurt, Germany
4. Full name of shareholder(s) (if different from 3.)
Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:
22/06/2017
6. Date on which issuer notified (DD/MM/YYYY):
26/06/2017
7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached
2.59%
4.24%
6.83%
1,404,605,828
Position of previous notification (if 
applicable)
2.49%
4.64%
7.14%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix
% of voting rights
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B1XZS820
34,849,912
1,554,140
2.48%
0.11%










SUBTOTAL 8. A
36,404,052
2.59%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights that may be acquired if the instrument is 
exercised/converted.
% of voting rights
Right To Recall


1,269,073
0.09%
Call Option
15-Dec-17

1,406,000
0.10%
Exchangeable Bond
11-Apr-20

9,144,427
0.65%


SUBTOTAL 8. B 1
11,819,500
0.84%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument
Expiration
datex
Exercise/
Conversion Period xi
Physical or cash 
settlementxii
Number of voting rights 
% of voting rights
Swaps
04-Mar-19


22,403,389
1.59%
Call Option Cash
10-Dec-18


10,420,426
0.74%
Put Option Cash
10-Dec-18


11,401,569
0.81%
Put Option Physical
15-Dec-17


3,300,000
0.23%
Option Swaps
15-Dec-17


250,000
0.02%



SUBTOTAL 8.B.2
47,775,384
3.40%
9. Information in relation to the person subject to the notification obligation (please mark the 
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
x
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

Namexv
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold





















10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held


11. Additional informationxvi

Place of completion
London
Date of completion
26/06/2017
John Mills
Group Company Secretary
Anglo American plc
27 June 2017

This information is provided by RNS
The company news service from the London Stock Exchange
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