REG - Anglo American PLC Deutsche Bank AG - Holding(s) in Company

Anglo AmericanAnnouncement

19/04/2018 15:00

RNS Number : 4583L
Anglo American PLC
19 April 2018
 

Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Legal Entity Identifier: 549300S9XF92D1X8ME43
 
TR-1: Standard form for notification of major holdings
 



NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i










1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:


ANGLO AMERICAN PLC




1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)




Non-UK issuer








2. Reason for the notification (please mark the appropriate box or boxes with an "X")




An acquisition or disposal of voting rights


 




An acquisition or disposal of financial instruments


  




An event changing the breakdown of voting rights








Other (please specify)iii: Change in delta-adjusted holdings for cash-settled financial instruments


X




3. Details of person subject to the notification obligationiv




Name


Deutsche Bank AG




City and country of registered office (if applicable)


Frankfurt, Germany




4. Full name of shareholder(s) (if different from 3.)




Name








City and country of registered office (if applicable)








5. Date on which the threshold was crossed or reachedvi:


16/04/2018




6. Date on which issuer notified (DD/MM/YYYY):


18/04/2018




7. Total positions of person(s) subject to the notification obligation








% of voting rights attached to shares (total of 8. A)


% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)


Total of both in % (8.A + 8.B)


Total number of voting rights of issuervii




Resulting situation on the date on which threshold was crossed or reached


2.16%


4.86%


7.02%


1,404,766,876




Position of previous notification (if
applicable)


2.04%


4.86%


6.90%
















 



8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii




A: Voting rights attached to shares




Class/type of

shares
ISIN code (if possible)


Number of voting rightsix


% of voting rights




Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)


Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)


Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)




GB00B1XZS820


       29,658,598


          655,987


2.11%


0.05%
















































SUBTOTAL 8. A


30,314,585


2.16%




 
 




B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Periodxi


Number of voting rights that may be acquired if the instrument is
exercised/converted.


% of voting rights




Right to Recall










7,500


0.00%




Physically-settled Call Option


20-Jul-18






2,000,000


0.14%




Exchangeable Bond


10-Oct-20






8,611,866


0.61%












SUBTOTAL 8. B 1


10,619,366


0.75%










B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))




Type of financial instrument


Expiration

datex


Exercise/

Conversion Period xi


Physical or cash
settlementxii


Number of voting rights


% of voting rights




Equity Swaps


21-Feb-23






Cash


25,891,209


1.84%




Call Option


10-Dec-18






Cash


26,879,581


1.91%




Put Option


10-Dec-18






Cash


1,904,361


0.14%




Put Option


21-Dec-18






Physical


1,500,000


0.11%




Option Swaps


21-Sep-18






Cash


1,250,000


0.09%




Exchange Traded Fund










Cash


292,537


0.02%
















SUBTOTAL 8.B.2


57,717,688


4.11%





















 



9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")




Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii








Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)


x




Namexv


% of voting rights if it equals or is higher than the notifiable threshold


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold


Total of both if it equals or is higher than the notifiable threshold




Deutsche Bank Aktiengesellschaft






4.86%


7.02%




Deutsche Holdings (Luxembourg) S.à r.l.
















Deutsche Group Holdings (SA) Proprietary Limited
















Deutsche Holdings (SA) (Proprietary) Limited
















Deutsche Securities (Proprietary) Limited


































Deutsche Bank Aktiengesellschaft






4.86%


7.02%




DB USA Corporation
















DB U.S. Financial Markets Holding Corporation
















Deutsche Bank Securities Inc.






















10. In case of proxy voting, please identify:




Name of the proxy holder








The number and % of voting rights held








The date until which the voting rights will be held














11. Additional informationxvi
















 



Place of completion


London




Date of completion


18/04/2018



 
Clare Davage
Deputy Company Secretary                                                                  
Anglo American plc
19 April 2018
 
 
 
 



This information is provided by RNS
The company news service from the London Stock Exchange
 
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