REG - Anglo American PLC - Director/PDMR Shareholding

Anglo AmericanAnnouncement

07/03/2018 13:30

RNS Number : 9976G
Anglo American PLC
07 March 2018
Anglo American plc (the 'Company')
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
Notification of transactions by Directors / PDMRs
The Company received notification on 5 and 6 March 2018 of the following transactions in its Ordinary Shares by Directors/PDMRs:
Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP")
Awards made under the BSP and LTIP in March 2015 vested on 3 March 2018 to Directors/PDMRs as noted below. Shares were released and sold to cover withholding taxes on 5 March 2018, the first trading day after vesting, at 16.934 per share.
In the case of awards granted under the LTIP in 2015, the relevant performance conditions were met as to 50% (full details can be found in the Company's 2017 Annual Report and Accounts). 50% of the awards therefore vested to the following Directors/PDMRs, net of the shares sold to cover taxes, as noted below. The net shares are subject to a further two-year holding period, during which time they may not be sold or transferred. The remaining 50% of the share awards did not vest and lapsed on the same date.
Bruce Cleaver's and Anik Michaud's 2015 LTIP awards were made prior to their becoming PDMRs, therefore these were not subject to the performance condition or a holding period and have vested and been released in full.
Director/PDMR
Share Plan
Shares Granted
Shares Vested
Shares sold for tax
Net shares retained by Director/PDMR
Mark Cutifani
BSP
51,061
51,061
23,999
27,062
Mark Cutifani
LTIP
362,275
181,137
85,135
96,002
Tony O'Neill
BSP
31,381
31,381
14,750
16,631
Tony O'Neill
LTIP
195,000
97,500
45,825
51,675
Bruce Cleaver
BSP
29,508
29,508
13,870
15,638
Bruce Cleaver
LTIP
22,300
22,300
10,481
11,819
Seamus French
BSP
30,146
30,146
14,169
15,977
Seamus French
LTIP
135,000
67,500
31,725
35,775
Anik Michaud
BSP
15,204
15,204
7,146
8,058
Anik Michaud
LTIP
18,200
18,200
8,554
9,646
Duncan Wanblad
BSP
22,162
22,162
10,417
11,745
Duncan Wanblad
LTIP
135,000
67,500
31,725
35,775
Peter Whitcutt
BSP
28,670
28,670
13,475
15,195
Peter Whitcutt
LTIP
135,000
67,500
31,725
35,775
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Mark Cutifani
2.
Reason for the notification
a)
Position / status
Chief Executive (Director/PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
51,061
GBP 0.00
181,137
e)
Aggregated information
Aggregated volume
Price
232,198
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
23,999
GBP 16.934
85,135
e)
Aggregated information
Aggregated volume
Price
109,134
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Tony O'Neill
2.
Reason for the notification
a)
Position / status
Technical Director (Director/PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
31,381
GBP 0.00
97,500
e)
Aggregated information
Aggregated volume
Price
128,881
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
14,750
GBP 16.934
45,825
e)
Aggregated information
Aggregated volume
Price
60,575
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Bruce Cleaver
2.
Reason for the notification
a)
Position / status
CEO De Beers (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
29,508
GBP 0.00
22,300
e)
Aggregated information
Aggregated volume
Price
51,808
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
13,870
GBP 16.934
10,481
e)
Aggregated information
Aggregated volume
Price
24,351
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Seamus French
2.
Reason for the notification
a)
Position / status
CEO of Bulk Commodities - Coal and Iron Ore (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
30,146
GBP 0.00
67,500
e)
Aggregated information
Aggregated volume
Price
97,646
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
14,169
GBP 16.934
31,725
e)
Aggregated information
Aggregated volume
Price
45,894
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Anik Michaud
2.
Reason for the notification
a)
Position / status
Group Director - Corporate Relations (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
15,204
GBP 0.00
18,200
e)
Aggregated information
Aggregated volume
Price
33,404
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
7,146
GBP 16.934
8,554
e)
Aggregated information
Aggregated volume
Price
15,700
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Duncan Wanblad
2.
Reason for the notification
a)
Position / status
CEO Base Metals & Group Director - Strategy & Business Development (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
22,162
GBP 0.00
67,500
e)
Aggregated information
Aggregated volume
Price
89,662
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
10,417
GBP 16.934
31,725
e)
Aggregated information
Aggregated volume
Price
42,142
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Peter Whitcutt
2.
Reason for the notification
a)
Position / status
CEO Marketing (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
28,670
GBP 0.00
67,500
e)
Aggregated information
Aggregated volume
Price
96,170
GBP 0.00
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 16.934
13,475
GBP 16.934
31,725
e)
Aggregated information
Aggregated volume
Price
45,200
GBP 16.934
f)
Date of the transaction
2018-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Bruce Cleaver
2.
Reason for the notification
a)
Position / status
CEO De Beers (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Ordinary Shares
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 17.359
8,237
e)
Aggregated information
Aggregated volume
Price
8,237
GBP 17.359
f)
Date of the transaction
2018-03-06
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Transfer of Ordinary Shares to spouse at nil cost.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
19,220
e)
Aggregated information
Aggregated volume
Price
19,220
GBP 0.00
f)
Date of the transaction
2018-03-06
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Adele Cleaver
2.
Reason for the notification
a)
Position / status
PCA - Spouse of Bruce Cleaver, a PDMR. 
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Transfer of Ordinary Shares from spouse at nil cost.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
19,220
e)
Aggregated information
Aggregated volume
Price
19,220
GBP 0.00
f)
Date of the transaction
2018-03-06
g)
Place of the transaction
London Stock Exchange - XLON
John Mills
Group Company Secretary
7 March 2018

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