REG - Anglo American PLC - Director/PDMR Shareholding
RNS Number : 4696FAnglo American PLC09 March 2020Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors / PDMRs
The Company announces transactions in its Ordinary Shares by PDMRs.
Vesting of Shares awarded at nil cost under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP").
On 4 March 2020, awards made under the BSP and LTIP vested to Directors/PDMRs and shares were released and sold to cover withholding taxes on 5 March as noted below at £19.429 per share.
In the case of awards granted under the LTIP in 2017, the relevant performance conditions were met as to 92.47% (further details can be found in the Directors' Remuneration Report of the Company's 2019 Integrated Annual Report). The awards are also subject to the vesting cap approved by the Company's Remuneration Committee in 2017, however, the value of the vesting cap was not reached on this vesting and therefore no shares lapsed as a result of the cap. The awards therefore vested to the following Directors/PDMRs, to the extent noted below. The remaining portion of the share awards did not vest and lapsed on the same date.
Awards granted under the BSP to PDMRs vest in two tranches. The first tranche, equal to two thirds of the award, vests three years after grant. The remaining third vests as a second tranche five years from grant. First tranches of the 2017 BSP awards and second tranches of the 2015 BSP awards have vested as set out below.
All shares were released net of shares sold to cover taxes as indicated below. The net shares released under all LTIP awards are subject to a further two-year holding period, during which time they may not be sold or transferred.
Director/PDMR
Share Plan
Shares
Granted
Shares
Vested
Shares sold for tax
Net shares retained by Director/PDMR
Didier Charreton
2017 LTIP
116,316
107,557
50,552
57,005
Didier Charreton
2017 BSP
25,957
25,957
12,200
13,757
Bruce Cleaver
2017 LTIP
169,628
156,855
73,722
83,133
Bruce Cleaver
2017 BSP
31,373
31,373
14,746
16,627
Mark Cutifani
2017 LTIP
366,606
339,000
159,330
179,670
Mark Cutifani
2015 BSP
25,530
25,530
12,000
13,530
Mark Cutifani
2017 BSP
70,752
70,752
33,254
37,498
Ruben Fernandes
2017 LTIP
57,017
52,723
16,914
35,809
Ruben Fernandes
2015 BSP
6,589
6,589
1,909
4,680
Ruben Fernandes
2017 BSP
21,278
21,278
6,735
14,543
Seamus French
2017 LTIP
184,267
170,391
80,084
90,307
Seamus French
2015 BSP
15,072
15,072
7,084
7,988
Seamus French
2017 BSP
38,379
38,379
18,039
20,340
Anik Michaud
2017 LTIP
114,035
105,448
49,561
55,887
Anik Michaud
2017 BSP
19,668
19,668
9,244
10,424
Tony O'Neill
2017 LTIP
229,129
211,875
99,582
112,293
Tony O'Neill
2015 BSP
15,690
15,690
7,375
8,315
Tony O'Neill
2017 BSP
44,018
44,018
20,689
23,329
Stephen Pearce
2017 LTIP
220,944
204,306
96,024
108,282
Duncan Wanblad
2017 LTIP
174,617
161,468
75,890
85,578
Duncan Wanblad
2015 BSP
11,080
11,080
5,208
5,872
Duncan Wanblad
2017 BSP
34,033
34,033
15,996
18,037
Peter Whitcutt
2017 LTIP
158,338
146,415
68,816
77,599
Peter Whitcutt
2015 BSP
14,334
14,334
6,737
7,597
Peter Whitcutt
2017 BSP
39,603
39,603
18,614
20,989
Other Transactions in Vested Shares by PDMRs and PCAs
The Company further announces a transfer of its Ordinary shares by a PDMR to a person closely associated with them (PCA).
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Didier Charreton
2.
Reason for the notification
a)
Position / status
Group Director - People and Organisation (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 under the terms of the Anglo American plc Long Term Incentive Plan and Deferred Bonus Share Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
107,557
GBP 0.00
25,957
e)
Aggregated information
Aggregated volume
Price
133,514
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Deferred Bonus Share Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
50,552
GBP 19.429
12,200
e)
Aggregated information
Aggregated volume
Price
62,752
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Bruce Cleaver
2.
Reason for the notification
a)
Position / status
CEO De Beers (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
156,855
GBP 0.00
31,373
e)
Aggregated information
Aggregated volume
Price
188,228
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
73,722
GBP 19.429
14,746
e)
Aggregated information
Aggregated volume
Price
88,468
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Mark Cutifani
2.
Reason for the notification
a)
Position / status
Chief Executive (Director/PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
339,000
GBP 0.00
25,530
GBP 0.00
70,752
e)
Aggregated information
Aggregated volume
Price
435,282
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
159,330
GBP 19.429
12,000
GBP 19.429
33,254
e)
Aggregated information
Aggregated volume
Price
204,584
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Ruben Fernandes
2.
Reason for the notification
a)
Position / status
CEO of Base Metals (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
52,723
GBP 0.00
6,589
GBP 0.00
21,278
e)
Aggregated information
Aggregated volume
Price
80,590
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
16,914
GBP 19.429
1,909
GBP 19.429
6,735
e)
Aggregated information
Aggregated volume
Price
25,558
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Seamus French
2.
Reason for the notification
a)
Position / status
CEO of Bulk Commodities and Other Minerals (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
170,391
GBP 0.00
15,072
GBP 0.00
38,379
e)
Aggregated information
Aggregated volume
Price
223,842
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
80,084
GBP 19.429
7,084
GBP 19.429
18,039
e)
Aggregated information
Aggregated volume
Price
105,207
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Anik Michaud
2.
Reason for the notification
a)
Position / status
Group Director, Corporate Relations (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 under the terms of the Anglo American plc Long Term Incentive Plan and Bonus Share Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
105,448
GBP 0.00
19,668
e)
Aggregated information
Aggregated volume
Price
125,116
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
49,561
GBP 19.429
9,244
e)
Aggregated information
Aggregated volume
Price
58,805
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Tony O'Neill
2.
Reason for the notification
a)
Position / status
Technical Director (Director/PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
211,875
GBP 0.00
15,690
GBP 0.00
44,018
e)
Aggregated information
Aggregated volume
Price
271,583
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
99,582
GBP 19.429
7,375
GBP 19.429
20,689
e)
Aggregated information
Aggregated volume
Price
127,646
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Stephen Pearce
2.
Reason for the notification
a)
Position / status
Finance Director (Director/PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 under the terms of the Anglo American plc Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
204,306
e)
Aggregated information
Aggregated volume
Price
204,306
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
96,024
e)
Aggregated information
Aggregated volume
Price
96,024
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Duncan Wanblad
2.
Reason for the notification
a)
Position / status
Group Director, Strategy & Business Development (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
161,468
GBP 0.00
11,080
GBP 0.00
34,033
e)
Aggregated information
Aggregated volume
Price
206,581
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
75,890
GBP 19.429
5,208
GBP 19.429
15,996
e)
Aggregated information
Aggregated volume
Price
97,094
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Peter Whitcutt
2.
Reason for the notification
a)
Position / status
CEO of Marketing (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.1
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Release of Shares awarded in March 2017 and March 2015 under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
146,415
GBP 0.00
14,334
GBP 0.00
39,603
e)
Aggregated information
Aggregated volume
Price
200,352
GBP 0.00
f)
Date of the transaction
2020-03-04
g)
Place of the transaction
London Stock Exchange - XLON
4.2
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Sale of Shares released under the terms of the Anglo American plc Bonus Share Plan and Long Term Incentive Plan to cover tax.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 19.429
68,816
GBP 19.429
6,737
GBP 19.429
18,614
e)
Aggregated information
Aggregated volume
Price
94,167
GBP 19.429
f)
Date of the transaction
2020-03-05
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Bruce Cleaver
2.
Reason for the notification
a)
Position / status
CEO De Beers (PDMR)
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Transfer of Ordinary Shares to spouse at nil cost.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
16,627
e)
Aggregated information
Aggregated volume
Price
16,627
GBP 0.00
f)
Date of the transaction
2020-03-06
g)
Place of the transaction
London Stock Exchange - XLON
1.
Details of PDMR / person closely associated (PCA)
a)
Name
Adele Cleaver
2.
Reason for the notification
a)
Position / status
PCA - Spouse of Bruce Cleaver, a PDMR
b)
Initial notification / amendment
Initial notification
3.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Full name of the entity
Anglo American plc
b)
LEI
549300S9XF92D1X8ME43
4.
Details of the transaction(s)
a)
Description of the financial instrument
Identification Code
Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820
b)
Nature of the transaction
Transfer of Ordinary Shares from spouse at nil cost.
c)
Currency
GBP - British Pound
d)
Price(s) and volume(s)
Price(s)
Volume(s)
GBP 0.00
16,627
e)
Aggregated information
Aggregated volume
Price
16,627
GBP 0.00
f)
Date of the transaction
2020-03-06
g)
Place of the transaction
London Stock Exchange - XLON
Clare Davage
Deputy Company Secretary
9 March 2020
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