REG - Anglo American PLC - Director/PDMR Shareholding

Anglo AmericanAnnouncement

06/04/2022 16:00

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RNS Number : 5087H  Anglo American PLC  06 April 2022

Anglo American plc ("the Company")

Registered office: 17 Charterhouse Street, London EC1N 6RA

Registered number: 3564138 (incorporated in England and Wales)

LEI: 549300S9XF92D1X8ME43

 

Notification of transactions by Directors and PDMRs

The Company has been notified of the following transactions in its Ordinary
Shares by Directors and Persons Discharging Managerial Responsibilities
("PDMRs"):

·    On 1 April 2022, a purchase of Ordinary Shares by Hilary Maxson, a
Non-Executive Director.

·    On 1 April 2022, awards of GBP 3,600 of free shares were made to
Directors and PDMRs at nil cost under the Company's Share Incentive Plan, a UK
HM Revenue & Customs ("HMRC") approved all-employee share plan. These
shares are subject to a three year holding period.

·    On 4 April 2022, gift transfers of Ordinary Shares at nil cost by a
PDMR to two adult children, one of whom is a person closely associated (PCA)
with the PDMR.

·    On 4 April 2022, an exercise of share options by a Director in
respect of the Company's Sharesave Plan, a UK HMRC approved all-employee Save
As You Earn ("SAYE") share option plan under which employees are able to save
from their monthly salary funds to exercise share options at the end of the
savings period at a fixed discounted option price.

 

In accordance with Article 19 of the UK Market Abuse Regulation, the relevant
FCA notifications are set out below.

 

 1.  Details of PDMR / PCA
 a)  Name                                     Hilary Maxson
 2.  Reason for the notification
 a)  Position / status                        Non-Executive Director (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Purchase of Ordinary Shares.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)   Volume(s)
                                              GBP 39.86  500
 e)  Aggregated information

     Aggregated volume                        500

     Price                                    GBP 39.86
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

500

 

GBP 39.86

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Didier Charreton
 2.  Reason for the notification
 a)  Position / status                        Group Director - People and Organisation (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Bruce Cleaver
 2.  Reason for the notification
 a)  Position / status                        CEO De Beers (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Mark Cutifani
 2.  Reason for the notification
 a)  Position / status                        Chief Executive (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / person closely associated (PCA)
 a)  Name                                     Ruben Fernandes
 2.  Reason for the notification
 a)  Position / status                        CEO of Base Metals (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Anik Michaud
 2.  Reason for the notification
 a)  Position / status                        Group Director - Corporate Relations and Sustainable Impact (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Themba Mkhwanazi
 2.  Reason for the notification
 a)  Position / status                        CEO Bulk Commodities (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 

 1.  Details of PDMR / PCA
 a)  Name                                     Tony O'Neill
 2.  Reason for the notification
 a)  Position / status                        Technical Director (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Stephen Pearce
 2.  Reason for the notification
 a)  Position / status                        Finance Director (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Duncan Wanblad
 2.  Reason for the notification
 a)  Position / status                        Group Director, Strategy & Business Development (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Peter Whitcutt
 2.  Reason for the notification
 a)  Position / status                        CEO Marketing (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Award of Ordinary Shares at nil cost under the Company's Share Incentive Plan,
                                              a UK HMRC approved all-employee share plan. These shares are subject to a
                                              three year holding period.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00   90
 e)  Aggregated information

     Aggregated volume                        90

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-01
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

90

 

GBP 0.00

f)

Date of the transaction

2022-04-01

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Duncan Wanblad
 2.  Reason for the notification
 a)  Position / status                        Group Director, Strategy & Business Development (PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Gift transfers of Ordinary Shares at nil cost to two adult children, one of
                                              whom is a PCA
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00  15,000
                                              GBP 0.00  15,000
 e)  Aggregated information

     Aggregated volume                        30,000

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-04
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

30,000

 

GBP 0.00

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

 

 

 1.  Details of PDMR / PCA
 a)  Name                                     Emma Wanblad
 2.  Reason for the notification
 a)  Position / status                        PCA - of Duncan Wanblad, a PDMR
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Receipt of gift transfer of Ordinary Shares from a PDMR at nil cost
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)  Volume(s)
                                              GBP 0.00  15,000
 e)  Aggregated information

     Aggregated volume                        15,000

     Price                                    GBP 0.00
 f)  Date of the transaction                  2022-04-04
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

15,000

 

GBP 0.00

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

 

 1.  Details of PDMR / PCA
 a)  Name                                     Tony O'Neill
 2.  Reason for the notification
 a)  Position / status                        Technical Director (Director/PDMR)
 b)  Initial notification / amendment         Initial notification
 3.  Details of the issuer, emission allowance market participant, auction
     platform, auctioneer or auction monitor
 a)  Full name of the entity                  Anglo American plc
 b)  LEI                                      549300S9XF92D1X8ME43
 4.  Details of the transaction(s)
 a)  Description of the financial instrument  Anglo American plc Ordinary Shares of USD0.54945 each

     Identification Code

                                              GB00B1XZS820
 b)  Nature of the transaction                Exercise of share options granted in 2018 under the Company's Sharesave Plan,
                                              a UK HMRC approved all-employee SAYE plan, and retention of shares.
 c)  Currency                                 GBP - British Pound
 d)  Price(s) and volume(s)                   Price(s)   Volume(s)
                                              GBP 12.33  1,459
 e)  Aggregated information

     Aggregated volume                        1,459

     Price                                    GBP 12.33
 f)  Date of the transaction                  2022-04-04
 g)  Place of the transaction                 London Stock Exchange - XLON

e)

Aggregated information

 

Aggregated volume

 

Price

 

 

1,459

 

GBP 12.33

f)

Date of the transaction

2022-04-04

g)

Place of the transaction

London Stock Exchange - XLON

 

 

Clare Davage

Deputy Company Secretary

6 April 2022

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