REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
29/04/2024 11:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240429:nRSc4173Ma&default-theme=true
RNS Number : 4173M Barclays PLC 29 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 26 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 8,506,347 0.69% 19,874,099 1.62%
(2) Cash-settled derivatives: 18,481,982 1.51% 6,848,496 0.56%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
26,988,329 2.20% 26,722,595 2.18%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 6411508 26.9844 GBP 26.4300 GBP
USD 0.54945 ordinary Sale 3040549 26.9725 GBP 25.2600 GBP
ADR Purchase 56814 16.5102 USD 16.0600 USD
ADR Sale 4314 16.5049 USD 16.5049 USD
USD 0.54945 ordinary Purchase 32771 30.4406 EUR 30.4406 EUR
USD 0.54945 ordinary Sale 3789 30.6600 EUR 30.6600 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Long 393 25.7842 GBP
USD 0.54945 ordinary CFD Closing Long 1,143 26.4980 GBP
USD 0.54945 ordinary SWAP Closing Long 1,751 25.3912 GBP
USD 0.54945 ordinary CFD Closing Long 2,540 26.5732 GBP
USD 0.54945 ordinary SWAP Closing Long 3,089 26.3559 GBP
USD 0.54945 ordinary SWAP Closing Long 8,500 25.7035 GBP
USD 0.54945 ordinary SWAP Closing Long 20,800 26.0417 GBP
USD 0.54945 ordinary CFD Closing Long 22,271 26.3295 GBP
USD 0.54945 ordinary CFD Closing Long 30,000 25.4290 GBP
USD 0.54945 ordinary CFD Closing Long 30,913 25.8593 GBP
USD 0.54945 ordinary SWAP Closing Long 78,951 25.4000 GBP
USD 0.54945 ordinary CFD Closing Long 80,085 26.1302 GBP
USD 0.54945 ordinary CFD Closing Long 100,799 26.3393 GBP
USD 0.54945 ordinary CFD Closing Long 108,378 25.3450 GBP
USD 0.54945 ordinary CFD Closing Long 167,003 26.4300 GBP
USD 0.54945 ordinary CFD Closing Long 767,010 26.2670 GBP
USD 0.54945 ordinary SWAP Decreasing Long 156 26.4301 GBP
USD 0.54945 ordinary SWAP Decreasing Long 207 25.4218 GBP
USD 0.54945 ordinary SWAP Decreasing Long 313 26.3662 GBP
USD 0.54945 ordinary SWAP Decreasing Long 584 26.1266 GBP
USD 0.54945 ordinary SWAP Decreasing Long 899 622.7040 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 903 25.7492 GBP
USD 0.54945 ordinary SWAP Decreasing Long 906 25.4424 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,000 26.0515 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,942 25.7470 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,045 25.9812 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,939 615.7362 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 5,884 26.4274 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,014 25.4667 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,667 25.9816 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,380 26.1737 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,354 26.4300 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,390 25.7674 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,395 25.7499 GBP
USD 0.54945 ordinary SWAP Decreasing Long 24,652 25.7675 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,808 25.4926 GBP
USD 0.54945 ordinary SWAP Decreasing Long 30,423 25.7982 GBP
USD 0.54945 ordinary SWAP Decreasing Long 30,567 25.5950 GBP
USD 0.54945 ordinary SWAP Decreasing Long 63,878 25.6878 GBP
USD 0.54945 ordinary SWAP Decreasing Long 69,839 26.2499 GBP
USD 0.54945 ordinary SWAP Decreasing Long 97,602 25.6839 GBP
USD 0.54945 ordinary SWAP Decreasing Long 125,013 26.4300 GBP
USD 0.54945 ordinary SWAP Decreasing Short 5 26.7820 GBP
USD 0.54945 ordinary SWAP Decreasing Short 12 26.4092 GBP
USD 0.54945 ordinary SWAP Decreasing Short 33 622.4103 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 34 622.2066 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 62 619.6353 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 295 25.3783 GBP
USD 0.54945 ordinary SWAP Decreasing Short 434 26.5197 GBP
USD 0.54945 ordinary SWAP Decreasing Short 673 25.3963 GBP
USD 0.54945 ordinary CFD Decreasing Short 899 622.4549 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,000 26.2932 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,097 622.6251 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,303 26.4300 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,887 25.4259 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,461 622.6177 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 3,179 26.7352 GBP
USD 0.54945 ordinary CFD Decreasing Short 3,789 30.6567 EUR
USD 0.54945 ordinary CFD Decreasing Short 3,939 615.6161 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 6,322 25.4032 GBP
USD 0.54945 ordinary SWAP Decreasing Short 11,995 613.3425 ZAR
USD 0.54945 ordinary CFD Decreasing Short 21,000 29.6850 EUR
USD 0.54945 ordinary SWAP Decreasing Short 91,131 26.4510 GBP
USD 0.54945 ordinary SWAP Decreasing Short 123,709 617.6513 ZAR
USD 0.54945 ordinary CFD Decreasing Short 528,921 612.8799 ZAR
USD 0.54945 ordinary SWAP Increasing Long 326 26.6090 GBP
USD 0.54945 ordinary SWAP Increasing Long 443 26.3492 GBP
USD 0.54945 ordinary SWAP Increasing Long 739 621.1672 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,000 26.4834 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,643 622.0506 ZAR
USD 0.54945 ordinary SWAP Increasing Long 4,535 25.8940 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,215 25.8100 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,118 26.2185 GBP
USD 0.54945 ordinary SWAP Increasing Long 9,500 26.5722 GBP
USD 0.54945 ordinary SWAP Increasing Long 20,213 26.2982 GBP
USD 0.54945 ordinary SWAP Increasing Long 22,500 26.5718 GBP
USD 0.54945 ordinary SWAP Increasing Long 58,899 26.5243 GBP
USD 0.54945 ordinary SWAP Increasing Long 61,861 26.5130 GBP
USD 0.54945 ordinary SWAP Increasing Long 133,167 26.0342 GBP
USD 0.54945 ordinary SWAP Increasing Long 207,417 26.5171 GBP
USD 0.54945 ordinary SWAP Increasing Short 11 26.0509 GBP
USD 0.54945 ordinary SWAP Increasing Short 16 26.4156 GBP
USD 0.54945 ordinary SWAP Increasing Short 33 622.4103 ZAR
USD 0.54945 ordinary SWAP Increasing Short 34 622.2066 ZAR
USD 0.54945 ordinary SWAP Increasing Short 62 619.6353 ZAR
USD 0.54945 ordinary SWAP Increasing Short 79 26.4041 GBP
USD 0.54945 ordinary SWAP Increasing Short 94 26.6125 GBP
USD 0.54945 ordinary SWAP Increasing Short 131 26.8849 GBP
USD 0.54945 ordinary SWAP Increasing Short 135 26.4440 GBP
USD 0.54945 ordinary SWAP Increasing Short 142 25.3830 GBP
USD 0.54945 ordinary SWAP Increasing Short 181 26.9911 GBP
USD 0.54945 ordinary SWAP Increasing Short 295 26.5138 GBP
USD 0.54945 ordinary SWAP Increasing Short 361 26.9844 GBP
USD 0.54945 ordinary SWAP Increasing Short 385 26.4140 GBP
USD 0.54945 ordinary SWAP Increasing Short 512 25.4222 GBP
USD 0.54945 ordinary CFD Increasing Short 739 621.2883 ZAR
USD 0.54945 ordinary SWAP Increasing Short 767 26.5329 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,038 26.6314 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,072 26.7005 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,097 622.6251 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,128 26.4305 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,382 26.3650 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,410 26.5091 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,643 622.0506 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,461 622.6177 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,500 25.7635 GBP
USD 0.54945 ordinary SWAP Increasing Short 3,349 25.3365 GBP
USD 0.54945 ordinary SWAP Increasing Short 5,397 26.5303 GBP
USD 0.54945 ordinary SWAP Increasing Short 7,029 25.4813 GBP
USD 0.54945 ordinary SWAP Increasing Short 8,269 26.4953 GBP
USD 0.54945 ordinary SWAP Increasing Short 8,320 25.4522 GBP
USD 0.54945 ordinary SWAP Increasing Short 8,935 26.5205 GBP
USD 0.54945 ordinary SWAP Increasing Short 9,508 25.3936 GBP
USD 0.54945 ordinary SWAP Increasing Short 10,022 26.0205 GBP
USD 0.54945 ordinary SWAP Increasing Short 11,477 26.8069 GBP
USD 0.54945 ordinary SWAP Increasing Short 11,995 613.3425 ZAR
USD 0.54945 ordinary SWAP Increasing Short 12,844 26.4300 GBP
USD 0.54945 ordinary SWAP Increasing Short 15,289 26.4307 GBP
USD 0.54945 ordinary SWAP Increasing Short 21,572 26.4003 GBP
USD 0.54945 ordinary SWAP Increasing Short 23,484 26.1630 GBP
USD 0.54945 ordinary CFD Increasing Short 32,771 30.4440 EUR
USD 0.54945 ordinary SWAP Increasing Short 58,428 26.3976 GBP
USD 0.54945 ordinary SWAP Increasing Short 70,683 26.6868 GBP
USD 0.54945 ordinary CFD Increasing Short 123,709 617.8366 ZAR
USD 0.54945 ordinary SWAP Increasing Short 528,921 613.0638 ZAR
USD 0.54945 ordinary SWAP Opening Long 915 25.4963 GBP
USD 0.54945 ordinary SWAP Opening Long 1,082 25.4138 GBP
USD 0.54945 ordinary SWAP Opening Long 1,200 25.5675 GBP
USD 0.54945 ordinary SWAP Opening Long 3,056 25.4831 GBP
USD 0.54945 ordinary SWAP Opening Long 5,099 25.4356 GBP
USD 0.54945 ordinary SWAP Opening Long 6,482 25.4186 GBP
USD 0.54945 ordinary SWAP Opening Long 22,468 25.4782 GBP
USD 0.54945 ordinary SWAP Opening Long 31,162 26.4281 GBP
USD 0.54945 ordinary SWAP Opening Long 38,046 25.4471 GBP
USD 0.54945 ordinary SWAP Opening Long 74,617 25.4507 GBP
USD 0.54945 ordinary SWAP Opening Long 79,568 26.4575 GBP
USD 0.54945 ordinary SWAP Opening Long 99,205 26.5631 GBP
USD 0.54945 ordinary CFD Opening Short 795 26.7512 GBP
USD 0.54945 ordinary CFD Opening Short 1,432 25.5324 GBP
USD 0.54945 ordinary SWAP Opening Short 11,742 26.4379 GBP
USD 0.54945 ordinary CFD Opening Short 17,500 25.8162 GBP
USD 0.54945 ordinary CFD Opening Short 21,000 25.4653 GBP
USD 0.54945 ordinary CFD Opening Short 28,694 26.4443 GBP
USD 0.54945 ordinary CFD Opening Short 52,413 26.4300 GBP
USD 0.54945 ordinary CFD Opening Short 268,722 25.9751 GBP
USD 0.54945 ordinary CFD Opening Short 297,125 25.9145 GBP
USD 0.54945 ordinary CFD Opening Short 4,100,000 25.4000 GBP
USD 0.54945 ordinary CFD Opening Long 35,000 16.0600 USD
USD 0.54945 ordinary CFD Opening Long 35,000 16.0950 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Apr 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFLFIISRIAFISRecent news on Anglo American
See all newsREG - Perpetual Limited Anglo American PLC - Form 8.3 - Anglo American Plc
AnnouncementREG - Citigroup Global Mkt Anglo American PLC - Form 8.5 (EPT/RI)
AnnouncementREG - UBS South Africa Anglo American PLC - Form 8.5 (EPT/NON-RI) Anglo American Plc
AnnouncementREG - UBS Securities LLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American Plc
AnnouncementREG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
Announcement