REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC
30/04/2024 12:00
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RNS Number : 6269M Barclays PLC 30 April 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 29 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 7,886,167 0.64% 19,995,266 1.63%
(2) Cash-settled derivatives: 18,563,630 1.52% 6,178,820 0.50%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
26,449,797 2.16% 26,174,086 2.14%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1376548 27.5300 GBP 26.7900 GBP
USD 0.54945 ordinary Sale 2123565 27.5300 GBP 26.7900 GBP
ADR Purchase 51698 17.2800 USD 17.0582 USD
ADR Sale 51698 17.2746 USD 17.0582 USD
USD 0.54945 ordinary Purchase 7026 32.0017 EUR 32.0017 EUR
USD 0.54945 ordinary Sale 1130 31.3600 EUR 31.3600 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Long 100 26.9900 GBP
USD 0.54945 ordinary SWAP Closing Long 1,032 26.9685 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14 635.8900 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 30 27.0802 GBP
USD 0.54945 ordinary SWAP Decreasing Long 476 26.9120 GBP
USD 0.54945 ordinary SWAP Decreasing Long 531 27.1549 GBP
USD 0.54945 ordinary SWAP Decreasing Long 681 633.5020 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 940 633.5298 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,221 639.7294 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,567 27.5002 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,660 27.2033 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,018 27.0324 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,566 633.8034 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 4,640 27.1248 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,014 27.2929 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,107 27.0319 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,004 27.1618 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,039 630.9861 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,423 26.9624 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,768 26.9747 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,981 27.1357 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,595 629.7740 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 12,308 27.4170 GBP
USD 0.54945 ordinary SWAP Decreasing Long 19,554 27.2139 GBP
USD 0.54945 ordinary SWAP Decreasing Long 21,212 640.6600 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 22,167 638.1138 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 33,869 630.3783 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 53,046 27.1847 GBP
USD 0.54945 ordinary SWAP Decreasing Long 88,114 26.8701 GBP
USD 0.54945 ordinary SWAP Decreasing Short 14 629.7170 ZAR
USD 0.54945 ordinary CFD Decreasing Short 31 27.2354 GBP
USD 0.54945 ordinary CFD Decreasing Short 42 26.9690 GBP
USD 0.54945 ordinary CFD Decreasing Short 350 27.2297 GBP
USD 0.54945 ordinary SWAP Decreasing Short 500 27.0922 GBP
USD 0.54945 ordinary SWAP Decreasing Short 676 633.5509 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 904 27.3940 GBP
USD 0.54945 ordinary SWAP Decreasing Short 914 633.5411 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,130 31.3565 EUR
USD 0.54945 ordinary SWAP Decreasing Short 1,975 27.2582 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,214 26.9674 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,448 26.8626 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,894 27.5000 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,981 27.3965 GBP
USD 0.54945 ordinary CFD Decreasing Short 4,566 633.5499 ZAR
USD 0.54945 ordinary CFD Decreasing Short 6,448 27.0400 GBP
USD 0.54945 ordinary CFD Decreasing Short 11,173 27.1282 GBP
USD 0.54945 ordinary CFD Decreasing Short 13,727 640.6600 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 13,727 640.6600 ZAR
USD 0.54945 ordinary CFD Decreasing Short 22,167 637.9383 ZAR
USD 0.54945 ordinary CFD Decreasing Short 25,000 31.4250 EUR
USD 0.54945 ordinary CFD Decreasing Short 35,962 26.9027 GBP
USD 0.54945 ordinary CFD Decreasing Short 46,724 27.0852 GBP
USD 0.54945 ordinary SWAP Decreasing Short 68,051 27.4980 GBP
USD 0.54945 ordinary CFD Decreasing Short 80,565 631.3789 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 82,605 27.3907 GBP
USD 0.54945 ordinary CFD Decreasing Short 106,678 27.5000 GBP
USD 0.54945 ordinary CFD Decreasing Short 127,603 27.1937 GBP
USD 0.54945 ordinary SWAP Decreasing Short 140,544 636.7535 ZAR
USD 0.54945 ordinary CFD Decreasing Short 192,050 27.4659 GBP
USD 0.54945 ordinary CFD Decreasing Short 303,205 26.9593 GBP
USD 0.54945 ordinary SWAP Increasing Long 14 635.8900 ZAR
USD 0.54945 ordinary SWAP Increasing Long 41 27.0950 GBP
USD 0.54945 ordinary SWAP Increasing Long 43 26.8747 GBP
USD 0.54945 ordinary SWAP Increasing Long 204 26.8461 GBP
USD 0.54945 ordinary SWAP Increasing Long 353 633.9375 ZAR
USD 0.54945 ordinary SWAP Increasing Long 396 27.1148 GBP
USD 0.54945 ordinary SWAP Increasing Long 429 27.2411 GBP
USD 0.54945 ordinary SWAP Increasing Long 681 633.5020 ZAR
USD 0.54945 ordinary SWAP Increasing Long 694 26.8179 GBP
USD 0.54945 ordinary SWAP Increasing Long 940 633.5298 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,167 26.9184 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,221 639.7294 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,844 27.3502 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,314 26.8393 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,039 630.9861 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,263 640.6600 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,595 629.7740 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11,949 640.6600 ZAR
USD 0.54945 ordinary SWAP Increasing Long 17,856 27.2054 GBP
USD 0.54945 ordinary SWAP Increasing Long 21,825 27.4322 GBP
USD 0.54945 ordinary SWAP Increasing Long 26,473 27.4989 GBP
USD 0.54945 ordinary SWAP Increasing Long 33,869 630.3783 ZAR
USD 0.54945 ordinary SWAP Increasing Long 38,036 27.4980 GBP
USD 0.54945 ordinary SWAP Increasing Long 40,000 640.9803 ZAR
USD 0.54945 ordinary SWAP Increasing Long 40,000 27.4807 GBP
USD 0.54945 ordinary SWAP Increasing Long 52,541 27.3913 GBP
USD 0.54945 ordinary SWAP Increasing Long 58,923 26.9422 GBP
USD 0.54945 ordinary SWAP Increasing Short 14 629.7170 ZAR
USD 0.54945 ordinary SWAP Increasing Short 47 26.9379 GBP
USD 0.54945 ordinary CFD Increasing Short 83 26.8118 GBP
USD 0.54945 ordinary CFD Increasing Short 353 634.1118 ZAR
USD 0.54945 ordinary SWAP Increasing Short 676 633.5509 ZAR
USD 0.54945 ordinary SWAP Increasing Short 914 633.5411 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,165 27.0934 GBP
USD 0.54945 ordinary CFD Increasing Short 1,300 26.9391 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,866 27.0955 GBP
USD 0.54945 ordinary SWAP Increasing Short 3,309 26.9062 GBP
USD 0.54945 ordinary SWAP Increasing Short 3,567 27.4822 GBP
USD 0.54945 ordinary CFD Increasing Short 5,000 26.9971 GBP
USD 0.54945 ordinary SWAP Increasing Short 5,624 26.8896 GBP
USD 0.54945 ordinary CFD Increasing Short 7,026 32.0053 EUR
USD 0.54945 ordinary SWAP Increasing Short 11,365 27.4797 GBP
USD 0.54945 ordinary CFD Increasing Short 11,734 26.8275 GBP
USD 0.54945 ordinary CFD Increasing Short 13,659 27.0911 GBP
USD 0.54945 ordinary CFD Increasing Short 13,727 640.6600 ZAR
USD 0.54945 ordinary SWAP Increasing Short 13,727 640.6600 ZAR
USD 0.54945 ordinary CFD Increasing Short 19,319 27.3058 GBP
USD 0.54945 ordinary CFD Increasing Short 25,000 26.8704 GBP
USD 0.54945 ordinary CFD Increasing Short 32,939 26.9050 GBP
USD 0.54945 ordinary SWAP Increasing Short 40,000 640.9803 ZAR
USD 0.54945 ordinary CFD Increasing Short 41,857 26.9639 GBP
USD 0.54945 ordinary CFD Increasing Short 49,127 27.0500 GBP
USD 0.54945 ordinary CFD Increasing Short 59,014 26.9545 GBP
USD 0.54945 ordinary CFD Increasing Short 74,946 27.4985 GBP
USD 0.54945 ordinary SWAP Increasing Short 80,565 631.5684 ZAR
USD 0.54945 ordinary CFD Increasing Short 140,544 636.9445 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Apr 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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