REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
01/05/2024 11:15
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RNS Number : 8310M Barclays PLC 01 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 30 Apr 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 6,455,412 0.53% 18,743,141 1.53%
(2) Cash-settled derivatives: 18,624,529 1.52% 5,958,233 0.49%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
25,079,941 2.05% 24,701,374 2.02%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 2258912 27.8150 GBP 26.2500 GBP
USD 0.54945 ordinary Sale 2434468 27.8150 GBP 26.1900 GBP
USD 0.54945 ordinary Purchase 5896 31.4244 EUR 31.4244 EUR
USD 0.54945 ordinary Sale 2751 31.1793 EUR 31.1793 EUR
ADR Purchase 24611 16.5366 USD 16.4640 USD
ADR Sale 24611 16.5366 USD 16.4640 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary CFD Closing Short 40 26.9152 GBP
USD 0.54945 ordinary CFD Closing Short 100 27.4725 GBP
USD 0.54945 ordinary CFD Closing Short 674 27.0504 GBP
USD 0.54945 ordinary CFD Closing Short 5,000 26.4456 GBP
USD 0.54945 ordinary CFD Closing Short 8,882 26.2986 GBP
USD 0.54945 ordinary CFD Closing Short 10,129 26.8284 GBP
USD 0.54945 ordinary CFD Closing Short 25,809 26.5981 GBP
USD 0.54945 ordinary CFD Closing Short 38,494 26.5422 GBP
USD 0.54945 ordinary CFD Closing Short 49,116 27.1719 GBP
USD 0.54945 ordinary CFD Closing Short 56,338 26.3400 GBP
USD 0.54945 ordinary CFD Closing Short 68,665 27.5296 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2 627.1600 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 18 627.2000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 115 639.1800 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 163 26.8050 GBP
USD 0.54945 ordinary SWAP Decreasing Long 207 630.7382 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 227 26.7025 GBP
USD 0.54945 ordinary SWAP Decreasing Long 297 616.9300 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 486 26.7032 GBP
USD 0.54945 ordinary SWAP Decreasing Long 642 26.9729 GBP
USD 0.54945 ordinary SWAP Decreasing Long 748 26.6603 GBP
USD 0.54945 ordinary SWAP Decreasing Long 878 643.1856 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,666 26.8429 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,979 642.6986 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 3,786 616.6915 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 4,193 26.8435 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,059 26.6062 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,311 26.6491 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,931 26.6995 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,600 27.2707 GBP
USD 0.54945 ordinary SWAP Decreasing Long 13,400 26.4839 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,036 625.1992 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 15,398 26.6058 GBP
USD 0.54945 ordinary SWAP Decreasing Long 16,177 26.8686 GBP
USD 0.54945 ordinary SWAP Decreasing Long 18,323 26.6623 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,106 26.4694 GBP
USD 0.54945 ordinary SWAP Decreasing Long 24,590 634.9625 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 25,739 618.0641 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 30,000 26.6822 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36,132 627.2238 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 49,500 622.8850 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 51,336 26.3401 GBP
USD 0.54945 ordinary SWAP Decreasing Long 65,678 26.4436 GBP
USD 0.54945 ordinary SWAP Decreasing Long 65,742 26.9852 GBP
USD 0.54945 ordinary SWAP Decreasing Long 76,132 26.6304 GBP
USD 0.54945 ordinary SWAP Decreasing Long 85,647 26.3400 GBP
USD 0.54945 ordinary SWAP Decreasing Long 113,900 617.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 143,983 26.7917 GBP
USD 0.54945 ordinary SWAP Decreasing Long 170,688 26.3852 GBP
USD 0.54945 ordinary SWAP Decreasing Long 188,566 26.5796 GBP
USD 0.54945 ordinary SWAP Decreasing Long 303,392 26.3519 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1 26.8290 GBP
USD 0.54945 ordinary SWAP Decreasing Short 14 619.4057 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 45 26.6550 GBP
USD 0.54945 ordinary SWAP Decreasing Short 46 26.3385 GBP
USD 0.54945 ordinary CFD Decreasing Short 297 616.7603 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,432 624.3439 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,582 624.3455 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,979 642.4415 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,465 26.4770 GBP
USD 0.54945 ordinary CFD Decreasing Short 2,751 31.1758 EUR
USD 0.54945 ordinary SWAP Decreasing Short 3,734 26.4410 GBP
USD 0.54945 ordinary SWAP Decreasing Short 3,786 616.6915 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 4,406 26.3407 GBP
USD 0.54945 ordinary SWAP Decreasing Short 5,942 26.4551 GBP
USD 0.54945 ordinary SWAP Decreasing Short 14,169 626.4332 ZAR
USD 0.54945 ordinary CFD Decreasing Short 33,827 626.7315 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 48,868 624.7712 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 49,500 622.8850 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 70,495 26.3992 GBP
USD 0.54945 ordinary SWAP Decreasing Short 80,373 626.8390 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 131,363 26.3381 GBP
USD 0.54945 ordinary SWAP Increasing Long 2 627.1600 ZAR
USD 0.54945 ordinary SWAP Increasing Long 18 627.2000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 39 26.4791 GBP
USD 0.54945 ordinary SWAP Increasing Long 115 639.1800 ZAR
USD 0.54945 ordinary SWAP Increasing Long 162 26.4382 GBP
USD 0.54945 ordinary SWAP Increasing Long 207 630.7382 ZAR
USD 0.54945 ordinary SWAP Increasing Long 263 26.6360 GBP
USD 0.54945 ordinary SWAP Increasing Long 287 26.5842 GBP
USD 0.54945 ordinary SWAP Increasing Long 365 26.9580 GBP
USD 0.54945 ordinary SWAP Increasing Long 379 26.4578 GBP
USD 0.54945 ordinary SWAP Increasing Long 667 26.4718 GBP
USD 0.54945 ordinary SWAP Increasing Long 768 26.4635 GBP
USD 0.54945 ordinary SWAP Increasing Long 878 643.1856 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,129 26.9065 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,378 26.6997 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,444 26.6885 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,629 645.8083 ZAR
USD 0.54945 ordinary SWAP Increasing Long 7,964 26.4547 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,705 26.5418 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,776 26.6239 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,392 26.2934 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,749 26.7818 GBP
USD 0.54945 ordinary SWAP Increasing Long 14,036 625.1992 ZAR
USD 0.54945 ordinary SWAP Increasing Long 22,274 26.3381 GBP
USD 0.54945 ordinary SWAP Increasing Long 24,590 634.9625 ZAR
USD 0.54945 ordinary SWAP Increasing Long 25,739 618.0641 ZAR
USD 0.54945 ordinary SWAP Increasing Long 31,091 624.2979 ZAR
USD 0.54945 ordinary SWAP Increasing Long 36,132 627.2238 ZAR
USD 0.54945 ordinary SWAP Increasing Long 64,226 27.1402 GBP
USD 0.54945 ordinary SWAP Increasing Long 113,900 617.0000 ZAR
USD 0.54945 ordinary SWAP Increasing Short 14 619.4057 ZAR
USD 0.54945 ordinary SWAP Increasing Short 29 26.3400 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,432 624.3439 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,582 624.3455 ZAR
USD 0.54945 ordinary SWAP Increasing Short 3,596 26.3430 GBP
USD 0.54945 ordinary SWAP Increasing Short 4,793 26.6136 GBP
USD 0.54945 ordinary CFD Increasing Short 5,896 31.4278 EUR
USD 0.54945 ordinary CFD Increasing Short 7,629 645.9342 ZAR
USD 0.54945 ordinary SWAP Increasing Short 14,169 626.4332 ZAR
USD 0.54945 ordinary CFD Increasing Short 31,091 624.4696 ZAR
USD 0.54945 ordinary SWAP Increasing Short 33,827 626.9196 ZAR
USD 0.54945 ordinary SWAP Increasing Short 48,868 624.7712 ZAR
USD 0.54945 ordinary CFD Increasing Short 80,373 627.0271 ZAR
USD 0.54945 ordinary CFD Opening Long 100 27.1126 GBP
USD 0.54945 ordinary CFD Opening Long 500 26.9088 GBP
USD 0.54945 ordinary CFD Opening Long 663 26.6979 GBP
USD 0.54945 ordinary CFD Opening Long 18,283 26.3617 GBP
USD 0.54945 ordinary CFD Opening Long 20,865 26.3400 GBP
USD 0.54945 ordinary CFD Opening Long 31,884 26.7186 GBP
USD 0.54945 ordinary CFD Opening Long 39,032 26.9409 GBP
USD 0.54945 ordinary CFD Opening Long 65,590 26.6356 GBP
USD 0.54945 ordinary CFD Opening Long 1,192,634 26.8233 GBP
USD 0.54945 ordinary SWAP Opening Short 19,349 26.9122 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 01 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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