REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Anglo AmericanAnnouncement

03/05/2024 12:00

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RNS Number : 2136N  Barclays PLC  03 May 2024

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                    KEY INFORMATION
 (a)                   Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                   Name of offeror/offeree in relation to whose                                         ANGLO AMERICAN PLC

 relevant securities this form relates:
 (c)                   Name of the party to the offer with which exempt                                      BHP GROUP LTD

 principal trader is connected
 (d)                   Date position held/dealing undertaken:                                               02 May 2024
 (e)                   In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 BHP GROUP LTD
 2.                    POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                   Interests and short positions in the relevant securities of the offeror or
                       offeree
                       to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                                USD 0.54945 ordinary
                                                                                                            Interests                   Short Positions
                       Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                           7,544,702     0.62%         18,449,042    1.51%
 (2) Cash-settled derivatives:                                                                              17,189,924    1.40%         6,025,477     0.49%
 (3) Stock-settled derivatives (including options) and agreements to                                        0             0.00%         0             0.00%
 purchase/sell:
                                                                                                            24,734,626    2.02%         24,474,519    2.00%

 TOTAL:

 

 (b)                   Rights to subscribe for new securities (including directors and other
                       executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                    DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                   Purchase and sales
 Class of relevant     Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 USD 0.54945 ordinary  Purchase                   3477602                        26.6152  GBP               25.9800  GBP
 USD 0.54945 ordinary  Sale                       2075637                        26.6150  GBP               25.9800  GBP
 ADR                   Sale                       17819                          16.5468  USD               16.4700  USD
 ADR                   Purchase                   17819                          16.5468  USD               16.4700  USD
 USD 0.54945 ordinary  Purchase                   13794                          30.6271  EUR               30.6271  EUR
 USD 0.54945 ordinary  Sale                       2700                           30.6730  EUR               30.6730  EUR

 (b)                   Cash-settled derivative transactions
 Class of              Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 USD 0.54945 ordinary  CFD                        Closing Long                   372                        26.5214  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   936                        26.3700  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   2,907                      26.6150  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   3,219                      26.1229  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   45,202                     26.3340  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   96,240                     26.3646  GBP
 USD 0.54945 ordinary  CFD                        Closing Long                   832,827                    26.2314  GBP
 USD 0.54945 ordinary  SWAP                       Closing Short                  575                        612.8034  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                10                         606.4500  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                31                         607.4664  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                121                        616.6530  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                191                        25.9974  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                230                        26.0471  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                437                        26.3807  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                454                        614.9974  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                543                        614.6882  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                548                        26.5843  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                844                        26.2013  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                891                        26.4450  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,318                      26.2408  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                1,366                      26.3408  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                2,792                      26.3404  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                3,349                      26.2396  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                3,723                      615.8400  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,701                      616.1397  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,710                      616.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                4,918                      606.6154  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                8,038                      26.1742  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                8,313                      26.0308  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                8,815                      26.1108  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                12,679                     605.0519  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                19,044                     26.5212  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                28,404                     26.0874  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                31,049                     610.3036  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                36,115                     608.9152  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                41,803                     608.1159  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                66,000                     26.3962  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                66,491                     26.2500  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                94,865                     26.6152  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Long                131,277                    26.1444  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               95                         26.4323  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               149                        26.2175  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               163                        26.2801  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               238                        26.2209  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               250                        26.2840  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               276                        26.4457  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               423                        26.4415  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               454                        614.9974  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               528                        26.2567  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               528                        26.3682  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               704                        26.2667  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               890                        26.2240  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,056                      26.1935  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,102                      26.2616  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,344                      26.1994  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,360                      26.2243  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,449                      26.0779  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,500                      25.9974  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,541                      616.1400  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               1,541                      616.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,631                      26.2628  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,787                      26.4344  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,826                      612.7949  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,921                      26.2826  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               1,939                      26.1940  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               2,265                      26.0786  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Short               2,700                      30.6696  EUR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,194                      613.9696  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,330                      607.4009  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,344                      26.4459  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               3,477                      26.2400  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               4,425                      608.9032  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               5,667                      26.2874  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               6,061                      26.2010  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               9,034                      26.1738  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               9,388                      26.2561  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               10,449                     26.0629  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               11,110                     611.7572  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               12,679                     604.8855  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               14,331                     26.2214  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               15,867                     26.0897  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Short               20,000                     30.4550  EUR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               42,933                     26.6139  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               50,104                     26.5902  GBP
 USD 0.54945 ordinary  CFD                        Decreasing Short               79,289                     610.3652  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               81,808                     26.4631  GBP
 USD 0.54945 ordinary  SWAP                       Decreasing Short               120,588                    612.7457  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               127,122                    26.6131  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                9                          26.1461  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                9                          26.0500  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                10                         606.4500  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                31                         607.4664  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                121                        616.6530  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                275                        26.0966  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                296                        613.2420  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                314                        26.1992  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                478                        605.0000  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                543                        614.6882  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                876                        26.1956  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                1,249                      26.2645  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                2,083                      26.2801  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                3,343                      26.6148  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                3,723                      615.8400  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                4,701                      616.1397  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                4,710                      616.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                4,918                      606.6154  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                10,221                     26.4451  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                13,333                     26.4820  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                26,069                     26.3041  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                31,049                     610.3036  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                36,115                     608.9152  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                37,231                     26.4586  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                41,803                     608.1159  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                62,917                     26.6131  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Long                117,504                    26.2717  GBP
 USD 0.54945 ordinary  CFD                        Increasing Short               296                        613.3616  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               478                        605.1663  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               575                        612.8034  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               1,541                      616.1400  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               1,541                      616.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               1,826                      612.7949  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               3,194                      613.9696  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               3,330                      607.4009  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               4,425                      608.9032  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               11,110                     611.7572  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               13,794                     30.6305  EUR
 USD 0.54945 ordinary  SWAP                       Increasing Short               21,933                     26.2308  GBP
 USD 0.54945 ordinary  SWAP                       Increasing Short               79,289                     610.5484  ZAR
 USD 0.54945 ordinary  CFD                        Increasing Short               120,588                    612.9295  ZAR
 USD 0.54945 ordinary  CFD                        Opening Short                  3                          26.6166  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  1,271                      25.9942  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  2,057                      26.2771  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  9,791                      26.4034  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  33,827                     26.2786  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  40,000                     26.0544  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  55,173                     26.2843  GBP
 USD 0.54945 ordinary  CFD                        Opening Short                  2,500,000                  26.4450  GBP

 (c)                   Stock-settled derivative transactions  (including options)
 (i)                   Writing, selling, purchasing or varying
 Class                 Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)                  Exercising
 Class of relevant     Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                   Other dealings (including subscribing for new securities)
 Class of relevant     Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                    OTHER INFORMATION
 (a)                   Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                   Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                   Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                        NO
 Date of disclosure:                                                                                        03 May 2024
 Contact name:                                                                                              Large Holdings Regulatory Operations
 Telephone number:                                                                                          020 3134 7213

 

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