REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc

Anglo AmericanAnnouncement

07/05/2024 11:45

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RNS Number : 4462N  Barclays PLC  07 May 2024

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                    KEY INFORMATION
 (a)                   Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                   Name of offeror/offeree in relation to whose                                         ANGLO AMERICAN PLC

 relevant securities this form relates:
 (c)                   Name of the party to the offer with which exempt                                     BHP GROUP LTD

 principal trader is connected
 (d)                   Date position held/dealing undertaken:                                               06 May 2024
 (e)                   In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 BHP GROUP LTD
 2.                    POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                   Interests and short positions in the relevant securities of the offeror or
                       offeree
                       to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                                USD 0.54945 ordinary
                                                                                                            Interests                   Short Positions
                       Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                           5,555,511     0.45%         18,820,807    1.54%
 (2) Cash-settled derivatives:                                                                              18,758,118    1.53%         5,222,269     0.43%
 (3) Stock-settled derivatives (including options) and agreements to                                        0             0.00%         0             0.00%
 purchase/sell:
                                                                                                            24,313,629    1.98%         24,043,076    1.96%

 TOTAL:

 

 (b)                   Rights to subscribe for new securities (including directors and other
                       executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                    DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                   Purchase and sales
 Class of relevant     Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 USD 0.54945 ordinary  Purchase                   201                            31.2740  EUR               31.2709  EUR
 USD 0.54945 ordinary  Sale                       201                            31.1851  EUR               31.1820  EUR
 ADR                   Sale                       3262                           16.9258  USD               16.8300  USD
 ADR                   Purchase                   3262                           16.9258  USD               16.8300  USD

 (b)                   Cash-settled derivative transactions
 Class of              Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 USD 0.54945 ordinary  SWAP                       Decreasing Long                127                        616.8791  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                3,293                      618.0433  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                7,563                      617.6946  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                9,534                      617.0000  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                16,258                     618.3936  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Long                24,609                     618.6414  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               38                         616.9378  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               85                         616.6850  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               93                         617.0547  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               280                        617.4737  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               297                        617.4761  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               1,052                      618.6936  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               2,000                      621.2294  ZAR
 USD 0.54945 ordinary  SWAP                       Decreasing Short               6,599                      617.3511  ZAR
 USD 0.54945 ordinary  CFD                        Decreasing Short               11,662                     620.0226  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                13                         628.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                150                        621.0000  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Long                3,773                      619.5581  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               38                         616.9378  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               85                         616.6850  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               93                         617.0547  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               280                        617.4737  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               297                        617.4761  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               2,000                      621.2294  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               6,599                      617.3511  ZAR
 USD 0.54945 ordinary  SWAP                       Increasing Short               8,471                      617.7359  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   13                         628.1400  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   127                        616.8791  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   150                        621.0000  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   1,052                      618.8143  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   3,293                      618.0433  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   3,773                      619.5581  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   7,563                      617.6946  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   8,471                      617.7359  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   9,534                      617.0000  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   11,662                     620.1932  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   16,258                     618.3936  ZAR
 USD 0.54945 ordinary  SWAP                       Opening Long                   24,609                     618.6414  ZAR

 (c)                   Stock-settled derivative transactions  (including options)
 (i)                   Writing, selling, purchasing or varying
 Class                 Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)                  Exercising
 Class of relevant     Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                   Other dealings (including subscribing for new securities)
 Class of relevant     Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                    OTHER INFORMATION
 (a)                   Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                   Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                   Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                        NO
 Date of disclosure:                                                                                        07 May 2024
 Contact name:                                                                                              Large Holdings Regulatory Operations
 Telephone number:                                                                                          020 3134 7213

 

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