REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
09/05/2024 12:00
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RNS Number : 8190N Barclays PLC 09 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,413,481 0.44% 18,656,024 1.52%
(2) Cash-settled derivatives: 18,765,143 1.53% 5,232,941 0.43%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,178,624 1.97% 23,888,965 1.95%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1051 30.9817 EUR 30.8300 EUR
USD 0.54945 ordinary Sale 5 30.8330 EUR 30.8330 EUR
USD 0.54945 ordinary Purchase 1266176 26.6844 GBP 26.5050 GBP
USD 0.54945 ordinary Sale 1056244 26.7550 GBP 26.5050 GBP
ADR Purchase 14093 16.5740 USD 16.5494 USD
ADR Sale 14093 16.5740 USD 16.5494 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 28 617.2667 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 28 617.1907 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 68 26.5700 GBP
USD 0.54945 ordinary SWAP Decreasing Long 124 26.6922 GBP
USD 0.54945 ordinary SWAP Decreasing Long 184 26.6600 GBP
USD 0.54945 ordinary SWAP Decreasing Long 252 26.6922 GBP
USD 0.54945 ordinary SWAP Decreasing Long 453 619.5000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 632 26.5569 GBP
USD 0.54945 ordinary SWAP Decreasing Long 727 26.6497 GBP
USD 0.54945 ordinary SWAP Decreasing Long 878 618.9747 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,100 26.6125 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,200 26.5642 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,780 26.6127 GBP
USD 0.54945 ordinary CFD Decreasing Long 3,004 26.6424 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,766 618.8728 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 5,168 617.5285 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 6,400 26.6817 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,046 26.5434 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,245 26.5622 GBP
USD 0.54945 ordinary CFD Decreasing Long 10,153 26.5400 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,233 616.9460 ZAR
USD 0.54945 ordinary CFD Decreasing Long 10,516 26.6684 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,542 26.5602 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,515 26.6255 GBP
USD 0.54945 ordinary CFD Decreasing Long 20,144 26.6078 GBP
USD 0.54945 ordinary SWAP Decreasing Long 22,651 26.5413 GBP
USD 0.54945 ordinary SWAP Decreasing Long 22,912 26.6037 GBP
USD 0.54945 ordinary SWAP Decreasing Long 24,914 26.5855 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,513 26.5401 GBP
USD 0.54945 ordinary CFD Decreasing Long 31,834 26.6124 GBP
USD 0.54945 ordinary SWAP Decreasing Long 47,369 617.6476 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 50,500 26.5920 GBP
USD 0.54945 ordinary SWAP Decreasing Long 57,950 617.6832 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 59,000 26.5306 GBP
USD 0.54945 ordinary SWAP Decreasing Long 59,000 616.5946 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 80,141 26.5400 GBP
USD 0.54945 ordinary SWAP Decreasing Long 92,765 26.5403 GBP
USD 0.54945 ordinary SWAP Decreasing Long 107,335 26.5438 GBP
USD 0.54945 ordinary SWAP Decreasing Long 116,173 616.1300 ZAR
USD 0.54945 ordinary CFD Decreasing Long 202,837 26.5405 GBP
USD 0.54945 ordinary SWAP Decreasing Short 412 619.9557 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 413 619.4159 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 735 617.0928 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 876 26.5089 GBP
USD 0.54945 ordinary CFD Decreasing Short 878 618.7271 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,043 617.0187 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,545 617.0948 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,643 617.0955 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,725 619.1680 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 3,000 618.9352 ZAR
USD 0.54945 ordinary CFD Decreasing Short 4,557 616.1300 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 4,557 616.1300 ZAR
USD 0.54945 ordinary CFD Decreasing Short 5,168 617.3587 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 5,695 26.5332 GBP
USD 0.54945 ordinary SWAP Decreasing Short 12,090 617.0704 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 13,375 618.1736 ZAR
USD 0.54945 ordinary CFD Decreasing Short 37,485 618.2157 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 48,729 616.5094 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 59,000 616.5946 ZAR
USD 0.54945 ordinary SWAP Increasing Long 28 617.1907 ZAR
USD 0.54945 ordinary SWAP Increasing Long 28 617.2667 ZAR
USD 0.54945 ordinary SWAP Increasing Long 31 26.5754 GBP
USD 0.54945 ordinary SWAP Increasing Long 32 26.7097 GBP
USD 0.54945 ordinary SWAP Increasing Long 62 26.5379 GBP
USD 0.54945 ordinary SWAP Increasing Long 67 26.5883 GBP
USD 0.54945 ordinary SWAP Increasing Long 75 26.5948 GBP
USD 0.54945 ordinary SWAP Increasing Long 125 26.5148 GBP
USD 0.54945 ordinary SWAP Increasing Long 131 26.5618 GBP
USD 0.54945 ordinary SWAP Increasing Long 137 26.6564 GBP
USD 0.54945 ordinary SWAP Increasing Long 453 619.5000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 486 26.6323 GBP
USD 0.54945 ordinary SWAP Increasing Long 570 26.6802 GBP
USD 0.54945 ordinary SWAP Increasing Long 583 26.6896 GBP
USD 0.54945 ordinary SWAP Increasing Long 633 26.6881 GBP
USD 0.54945 ordinary SWAP Increasing Long 705 26.5398 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,371 617.0332 ZAR
USD 0.54945 ordinary CFD Increasing Long 3,160 26.6775 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,766 618.8728 ZAR
USD 0.54945 ordinary CFD Increasing Long 6,034 26.6460 GBP
USD 0.54945 ordinary CFD Increasing Long 6,752 26.5400 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,058 26.6444 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,600 26.5299 GBP
USD 0.54945 ordinary CFD Increasing Long 10,121 26.5421 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,233 616.9460 ZAR
USD 0.54945 ordinary SWAP Increasing Long 25,500 26.5370 GBP
USD 0.54945 ordinary SWAP Increasing Long 47,369 617.6476 ZAR
USD 0.54945 ordinary CFD Increasing Long 48,620 26.5555 GBP
USD 0.54945 ordinary SWAP Increasing Long 57,950 617.6832 ZAR
USD 0.54945 ordinary SWAP Increasing Long 144,031 616.1300 ZAR
USD 0.54945 ordinary CFD Increasing Long 514,785 26.5736 GBP
USD 0.54945 ordinary SWAP Increasing Short 247 26.6000 GBP
USD 0.54945 ordinary SWAP Increasing Short 412 619.9557 ZAR
USD 0.54945 ordinary SWAP Increasing Short 413 619.4159 ZAR
USD 0.54945 ordinary SWAP Increasing Short 735 617.0928 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,043 617.0187 ZAR
USD 0.54945 ordinary CFD Increasing Short 1,046 30.9851 EUR
USD 0.54945 ordinary CFD Increasing Short 1,371 617.2800 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,545 617.0948 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,643 617.0955 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,725 619.1680 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,878 26.5404 GBP
USD 0.54945 ordinary SWAP Increasing Short 3,000 618.9352 ZAR
USD 0.54945 ordinary CFD Increasing Short 4,557 616.1300 ZAR
USD 0.54945 ordinary SWAP Increasing Short 4,557 616.1300 ZAR
USD 0.54945 ordinary SWAP Increasing Short 12,090 617.0704 ZAR
USD 0.54945 ordinary SWAP Increasing Short 12,630 26.5854 GBP
USD 0.54945 ordinary SWAP Increasing Short 13,375 618.1736 ZAR
USD 0.54945 ordinary CFD Increasing Short 27,858 616.2994 ZAR
USD 0.54945 ordinary SWAP Increasing Short 37,485 618.4012 ZAR
USD 0.54945 ordinary CFD Increasing Short 48,729 616.6944 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 09 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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