REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
10/05/2024 11:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240510:nRSJ9997Na&default-theme=true
RNS Number : 9997N Barclays PLC 10 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 09 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,442,573 0.44% 18,590,650 1.52%
(2) Cash-settled derivatives: 18,702,279 1.53% 5,231,187 0.43%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,144,852 1.97% 23,821,837 1.94%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 926530 27.5450 GBP 26.4725 GBP
USD 0.54945 ordinary Sale 830570 27.5054 GBP 26.4725 GBP
ADR Purchase 18749 17.1147 USD 16.7300 USD
ADR Sale 18749 17.1147 USD 16.7300 USD
USD 0.54945 ordinary Purchase 863 31.8378 EUR 31.8378 EUR
USD 0.54945 ordinary Sale 2131 30.7894 EUR 30.7894 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 4 26.5800 GBP
USD 0.54945 ordinary CFD Decreasing Long 52 27.2826 GBP
USD 0.54945 ordinary SWAP Decreasing Long 184 27.2150 GBP
USD 0.54945 ordinary SWAP Decreasing Long 190 26.5773 GBP
USD 0.54945 ordinary CFD Decreasing Long 198 27.3600 GBP
USD 0.54945 ordinary SWAP Decreasing Long 234 26.6193 GBP
USD 0.54945 ordinary SWAP Decreasing Long 279 26.7888 GBP
USD 0.54945 ordinary CFD Decreasing Long 281 27.4988 GBP
USD 0.54945 ordinary SWAP Decreasing Long 284 27.1659 GBP
USD 0.54945 ordinary CFD Decreasing Long 594 27.2944 GBP
USD 0.54945 ordinary SWAP Decreasing Long 662 26.5190 GBP
USD 0.54945 ordinary SWAP Decreasing Long 686 26.8418 GBP
USD 0.54945 ordinary SWAP Decreasing Long 804 617.2976 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 909 26.8321 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,231 622.2147 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,981 26.6133 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,309 26.8318 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,654 26.7422 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,690 26.5851 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,427 26.7417 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,570 623.5982 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 5,666 629.9109 ZAR
USD 0.54945 ordinary CFD Decreasing Long 8,736 26.7517 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,826 26.7646 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,103 617.0723 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,611 632.7302 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,611 27.3690 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,066 26.5689 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,226 618.6052 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 13,403 26.9367 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,806 633.0223 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 19,782 622.4971 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 23,412 634.4200 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 28,896 26.9462 GBP
USD 0.54945 ordinary CFD Decreasing Long 29,277 27.1037 GBP
USD 0.54945 ordinary SWAP Decreasing Long 34,098 27.3602 GBP
USD 0.54945 ordinary CFD Decreasing Long 43,366 26.7000 GBP
USD 0.54945 ordinary SWAP Decreasing Long 59,275 26.8703 GBP
USD 0.54945 ordinary SWAP Decreasing Long 71,674 27.3478 GBP
USD 0.54945 ordinary CFD Decreasing Long 145,577 26.8848 GBP
USD 0.54945 ordinary SWAP Decreasing Short 152 628.8357 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 340 628.7324 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 598 27.3600 GBP
USD 0.54945 ordinary CFD Decreasing Short 1,231 621.9659 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,300 633.2355 ZAR
USD 0.54945 ordinary CFD Decreasing Short 2,131 30.7860 EUR
USD 0.54945 ordinary SWAP Decreasing Short 5,239 634.2296 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 5,745 624.0210 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 10,611 632.7302 ZAR
USD 0.54945 ordinary CFD Decreasing Short 15,806 632.8482 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 22,242 628.3029 ZAR
USD 0.54945 ordinary CFD Decreasing Short 183,997 619.8627 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1 634.4200 ZAR
USD 0.54945 ordinary SWAP Increasing Long 80 26.6649 GBP
USD 0.54945 ordinary SWAP Increasing Long 112 26.7100 GBP
USD 0.54945 ordinary CFD Increasing Long 321 27.5054 GBP
USD 0.54945 ordinary SWAP Increasing Long 512 26.8656 GBP
USD 0.54945 ordinary SWAP Increasing Long 804 617.2976 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,156 26.6082 GBP
USD 0.54945 ordinary CFD Increasing Long 1,366 27.1892 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,628 26.6431 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,652 27.4007 GBP
USD 0.54945 ordinary CFD Increasing Long 2,168 27.4579 GBP
USD 0.54945 ordinary CFD Increasing Long 2,353 26.7059 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,883 27.3597 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,570 623.5982 ZAR
USD 0.54945 ordinary SWAP Increasing Long 5,666 629.9109 ZAR
USD 0.54945 ordinary SWAP Increasing Long 5,735 27.3517 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,103 617.0723 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11,226 618.6052 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11,666 27.3704 GBP
USD 0.54945 ordinary SWAP Increasing Long 13,986 615.1500 ZAR
USD 0.54945 ordinary SWAP Increasing Long 14,651 27.3711 GBP
USD 0.54945 ordinary CFD Increasing Long 15,927 27.2462 GBP
USD 0.54945 ordinary SWAP Increasing Long 18,226 27.3184 GBP
USD 0.54945 ordinary SWAP Increasing Long 19,782 622.4971 ZAR
USD 0.54945 ordinary CFD Increasing Long 21,688 27.2274 GBP
USD 0.54945 ordinary SWAP Increasing Long 23,412 634.4200 ZAR
USD 0.54945 ordinary SWAP Increasing Long 25,522 27.0393 GBP
USD 0.54945 ordinary SWAP Increasing Long 26,587 27.0414 GBP
USD 0.54945 ordinary SWAP Increasing Long 33,519 27.1136 GBP
USD 0.54945 ordinary SWAP Increasing Long 38,100 27.2919 GBP
USD 0.54945 ordinary CFD Increasing Long 56,864 27.3600 GBP
USD 0.54945 ordinary SWAP Increasing Long 69,694 27.3580 GBP
USD 0.54945 ordinary CFD Increasing Long 81,810 27.1252 GBP
USD 0.54945 ordinary SWAP Increasing Short 1 634.4200 ZAR
USD 0.54945 ordinary SWAP Increasing Short 22 27.0803 GBP
USD 0.54945 ordinary SWAP Increasing Short 152 628.8357 ZAR
USD 0.54945 ordinary SWAP Increasing Short 340 628.7324 ZAR
USD 0.54945 ordinary CFD Increasing Short 863 31.8413 EUR
USD 0.54945 ordinary SWAP Increasing Short 1,183 26.6047 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,300 633.2355 ZAR
USD 0.54945 ordinary SWAP Increasing Short 4,364 26.8629 GBP
USD 0.54945 ordinary SWAP Increasing Short 5,239 634.2296 ZAR
USD 0.54945 ordinary SWAP Increasing Short 5,745 624.0210 ZAR
USD 0.54945 ordinary SWAP Increasing Short 8,199 26.6917 GBP
USD 0.54945 ordinary CFD Increasing Short 13,986 615.3191 ZAR
USD 0.54945 ordinary CFD Increasing Short 22,242 628.4913 ZAR
USD 0.54945 ordinary SWAP Increasing Short 183,997 620.0487 ZAR
USD 0.54945 ordinary SWAP Opening Short 5 26.5960 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFLFIIEFIILISRecent news on Anglo American
See all newsREG - Anglo American PLC - Director/PDMR Shareholding
AnnouncementREG - Stock Exch Notice - Admission to ISM - 23/03/2026
AnnouncementREG - Anglo American PLC - Notice of AGM
AnnouncementREG - Anglo American PLC - Delisting from the SIX Swiss Exchange
AnnouncementREG - Anglo American PLC - Director/PDMR Shareholding
Announcement