REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
15/05/2024 11:30
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RNS Number : 5614O Barclays PLC 15 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,152,121 0.42% 17,893,440 1.46%
(2) Cash-settled derivatives: 17,801,323 1.45% 4,857,200 0.40%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
22,953,444 1.87% 22,750,640 1.86%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 3401248 27.1750 GBP 25.9900 GBP
USD 0.54945 ordinary Sale 4421299 27.1750 GBP 25.9900 GBP
USD 0.54945 ordinary Purchase 2813 31.3841 EUR 31.3841 EUR
USD 0.54945 ordinary Sale 8352 30.7149 EUR 30.7149 EUR
ADR Sale 24820 16.4493 USD 16.4207 USD
ADR Purchase 24820 16.4493 USD 16.4207 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Short 5 26.1950 GBP
USD 0.54945 ordinary SWAP Closing Short 732 26.5912 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6 26.3200 GBP
USD 0.54945 ordinary SWAP Decreasing Long 352 26.9434 GBP
USD 0.54945 ordinary SWAP Decreasing Long 523 610.1778 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 589 26.5995 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,040 26.2970 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,162 26.4612 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,320 613.3089 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 1,688 621.9994 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,410 26.7305 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,969 26.4607 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,270 26.1984 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,100 26.4575 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,294 26.6928 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,573 26.7496 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,000 26.2238 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,700 26.4351 GBP
USD 0.54945 ordinary CFD Decreasing Long 8,950 26.1374 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,123 26.3963 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,147 26.7327 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,150 607.0027 ZAR
USD 0.54945 ordinary CFD Decreasing Long 17,282 26.1950 GBP
USD 0.54945 ordinary CFD Decreasing Long 17,914 26.2778 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,866 615.9144 ZAR
USD 0.54945 ordinary CFD Decreasing Long 29,246 26.6133 GBP
USD 0.54945 ordinary SWAP Decreasing Long 31,089 26.3069 GBP
USD 0.54945 ordinary CFD Decreasing Long 32,428 26.1249 GBP
USD 0.54945 ordinary SWAP Decreasing Long 32,620 26.2247 GBP
USD 0.54945 ordinary SWAP Decreasing Long 34,189 26.3678 GBP
USD 0.54945 ordinary SWAP Decreasing Long 35,851 26.4346 GBP
USD 0.54945 ordinary SWAP Decreasing Long 41,690 26.3261 GBP
USD 0.54945 ordinary SWAP Decreasing Long 43,711 26.3375 GBP
USD 0.54945 ordinary CFD Decreasing Long 53,394 26.2548 GBP
USD 0.54945 ordinary SWAP Decreasing Long 81,357 603.5000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 83,479 26.1950 GBP
USD 0.54945 ordinary SWAP Decreasing Long 85,000 26.3581 GBP
USD 0.54945 ordinary SWAP Decreasing Long 130,870 26.2893 GBP
USD 0.54945 ordinary CFD Decreasing Long 182,516 26.4585 GBP
USD 0.54945 ordinary CFD Decreasing Long 183,041 26.4744 GBP
USD 0.54945 ordinary SWAP Decreasing Long 209,488 610.7845 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 260,495 26.3983 GBP
USD 0.54945 ordinary SWAP Decreasing Long 301,575 610.6215 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 591,001 26.3626 GBP
USD 0.54945 ordinary SWAP Decreasing Short 275 612.0100 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 275 611.6162 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 414 610.6349 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,688 621.7506 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,000 624.9609 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 3,806 616.4101 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 5,000 26.0975 GBP
USD 0.54945 ordinary SWAP Decreasing Short 8,320 610.6867 ZAR
USD 0.54945 ordinary CFD Decreasing Short 8,352 30.7116 EUR
USD 0.54945 ordinary CFD Decreasing Short 15,150 606.8357 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 23,342 606.4482 ZAR
USD 0.54945 ordinary CFD Decreasing Short 339,305 612.2203 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 449,157 609.6336 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11 26.4254 GBP
USD 0.54945 ordinary SWAP Increasing Long 24 26.7000 GBP
USD 0.54945 ordinary SWAP Increasing Long 55 26.2050 GBP
USD 0.54945 ordinary SWAP Increasing Long 67 26.7350 GBP
USD 0.54945 ordinary CFD Increasing Long 85 26.3481 GBP
USD 0.54945 ordinary CFD Increasing Long 176 26.1950 GBP
USD 0.54945 ordinary SWAP Increasing Long 191 26.1936 GBP
USD 0.54945 ordinary SWAP Increasing Long 339 27.0966 GBP
USD 0.54945 ordinary SWAP Increasing Long 523 610.1778 ZAR
USD 0.54945 ordinary SWAP Increasing Long 537 26.3854 GBP
USD 0.54945 ordinary SWAP Increasing Long 967 26.7275 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,320 613.3089 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,599 26.0607 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,955 26.9348 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,676 627.8075 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,424 26.7969 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,000 26.8911 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,380 26.6205 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,000 26.8512 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,254 26.1536 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,629 27.0677 GBP
USD 0.54945 ordinary SWAP Increasing Long 9,199 604.1487 ZAR
USD 0.54945 ordinary SWAP Increasing Long 14,508 26.1886 GBP
USD 0.54945 ordinary SWAP Increasing Long 15,700 26.9340 GBP
USD 0.54945 ordinary SWAP Increasing Long 16,834 26.9371 GBP
USD 0.54945 ordinary SWAP Increasing Long 20,866 615.9144 ZAR
USD 0.54945 ordinary SWAP Increasing Long 43,719 26.3865 GBP
USD 0.54945 ordinary CFD Increasing Long 46,267 26.4343 GBP
USD 0.54945 ordinary SWAP Increasing Long 47,400 26.7181 GBP
USD 0.54945 ordinary SWAP Increasing Long 53,300 26.2210 GBP
USD 0.54945 ordinary SWAP Increasing Long 59,302 26.2199 GBP
USD 0.54945 ordinary CFD Increasing Long 68,272 27.1177 GBP
USD 0.54945 ordinary SWAP Increasing Long 89,109 603.5000 ZAR
USD 0.54945 ordinary CFD Increasing Long 146,451 26.4869 GBP
USD 0.54945 ordinary SWAP Increasing Long 193,488 26.2866 GBP
USD 0.54945 ordinary SWAP Increasing Long 195,111 26.1948 GBP
USD 0.54945 ordinary SWAP Increasing Long 209,488 610.7845 ZAR
USD 0.54945 ordinary SWAP Increasing Long 301,575 610.6215 ZAR
USD 0.54945 ordinary CFD Increasing Long 317,139 26.3890 GBP
USD 0.54945 ordinary CFD Increasing Long 1,711,204 26.3817 GBP
USD 0.54945 ordinary SWAP Increasing Short 275 611.6162 ZAR
USD 0.54945 ordinary SWAP Increasing Short 275 612.0100 ZAR
USD 0.54945 ordinary SWAP Increasing Short 414 610.6349 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,000 624.9609 ZAR
USD 0.54945 ordinary CFD Increasing Short 2,676 627.9299 ZAR
USD 0.54945 ordinary CFD Increasing Short 2,813 31.3875 EUR
USD 0.54945 ordinary SWAP Increasing Short 3,806 616.4101 ZAR
USD 0.54945 ordinary CFD Increasing Short 7,752 603.6659 ZAR
USD 0.54945 ordinary SWAP Increasing Short 8,320 610.6867 ZAR
USD 0.54945 ordinary CFD Increasing Short 9,199 604.3904 ZAR
USD 0.54945 ordinary SWAP Increasing Short 23,342 606.4482 ZAR
USD 0.54945 ordinary SWAP Increasing Short 76,028 26.3698 GBP
USD 0.54945 ordinary SWAP Increasing Short 339,305 612.4040 ZAR
USD 0.54945 ordinary CFD Increasing Short 449,157 609.8165 ZAR
USD 0.54945 ordinary SWAP Opening Long 245 26.0970 GBP
USD 0.54945 ordinary SWAP Opening Long 1,317 26.5661 GBP
USD 0.54945 ordinary SWAP Opening Long 1,452 26.3427 GBP
USD 0.54945 ordinary SWAP Opening Long 1,771 26.1591 GBP
USD 0.54945 ordinary SWAP Opening Long 3,106 26.1606 GBP
USD 0.54945 ordinary SWAP Opening Long 15,615 26.5659 GBP
USD 0.54945 ordinary SWAP Opening Long 19,085 26.1720 GBP
USD 0.54945 ordinary SWAP Opening Long 41,652 26.1197 GBP
USD 0.54945 ordinary SWAP Opening Short 5,000 26.2389 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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