REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
16/05/2024 11:45
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RNS Number : 7451O Barclays PLC 16 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,300,949 0.43% 18,566,765 1.52%
(2) Cash-settled derivatives: 18,515,338 1.51% 3,812,712 0.31%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
23,816,287 1.94% 22,379,477 1.83%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1398609 26.4750 GBP 25.9225 GBP
USD 0.54945 ordinary Sale 1922977 26.4750 GBP 25.9225 GBP
USD 0.54945 ordinary Sale 800 30.5200 EUR 30.5200 EUR
USD 0.54945 ordinary Purchase 1175 30.6463 EUR 30.6463 EUR
ADR Sale 18479 16.5455 USD 16.5286 USD
ADR Purchase 18479 16.5416 USD 16.5386 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Long 88 25.9450 GBP
USD 0.54945 ordinary SWAP Closing Long 3,508 25.9436 GBP
USD 0.54945 ordinary SWAP Closing Long 5,983 26.2500 GBP
USD 0.54945 ordinary SWAP Closing Long 6,175 25.9419 GBP
USD 0.54945 ordinary SWAP Closing Long 7,376 26.2513 GBP
USD 0.54945 ordinary SWAP Closing Long 31,098 26.0888 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2 605.6450 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 11 30.7100 EUR
USD 0.54945 ordinary SWAP Decreasing Long 35 26.0500 GBP
USD 0.54945 ordinary CFD Decreasing Long 53 26.2147 GBP
USD 0.54945 ordinary SWAP Decreasing Long 91 605.3034 ZAR
USD 0.54945 ordinary CFD Decreasing Long 120 26.1123 GBP
USD 0.54945 ordinary SWAP Decreasing Long 181 603.7461 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 311 26.1712 GBP
USD 0.54945 ordinary SWAP Decreasing Long 543 605.0766 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 642 26.3939 GBP
USD 0.54945 ordinary SWAP Decreasing Long 651 26.1912 GBP
USD 0.54945 ordinary SWAP Decreasing Long 686 26.3326 GBP
USD 0.54945 ordinary SWAP Decreasing Long 885 26.2447 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,392 26.3908 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,529 609.4494 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,259 26.2446 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,395 604.9060 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 3,999 26.2501 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,597 26.2536 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,622 26.2664 GBP
USD 0.54945 ordinary CFD Decreasing Long 6,004 26.2500 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,399 26.1113 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,230 26.1948 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,562 610.1747 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 12,770 26.1840 GBP
USD 0.54945 ordinary SWAP Decreasing Long 13,401 26.1214 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,689 26.2500 GBP
USD 0.54945 ordinary SWAP Decreasing Long 17,232 26.1784 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,845 26.2872 GBP
USD 0.54945 ordinary SWAP Decreasing Long 21,207 26.1752 GBP
USD 0.54945 ordinary CFD Decreasing Long 28,032 26.1726 GBP
USD 0.54945 ordinary SWAP Decreasing Long 29,426 604.7315 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 31,411 26.2649 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36,929 26.1775 GBP
USD 0.54945 ordinary SWAP Decreasing Long 47,753 26.2841 GBP
USD 0.54945 ordinary CFD Decreasing Long 50,741 26.4165 GBP
USD 0.54945 ordinary CFD Decreasing Long 51,156 26.2886 GBP
USD 0.54945 ordinary CFD Decreasing Long 61,387 26.3900 GBP
USD 0.54945 ordinary SWAP Decreasing Long 70,118 606.8000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 91,665 608.0850 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 102,273 607.9052 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 136,738 26.2179 GBP
USD 0.54945 ordinary CFD Decreasing Long 141,979 26.2411 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2 605.6450 ZAR
USD 0.54945 ordinary CFD Decreasing Short 800 30.5166 EUR
USD 0.54945 ordinary SWAP Decreasing Short 2,067 26.1950 GBP
USD 0.54945 ordinary CFD Decreasing Short 2,926 606.8000 ZAR
USD 0.54945 ordinary CFD Decreasing Short 3,395 604.7396 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 7,059 606.8957 ZAR
USD 0.54945 ordinary CFD Decreasing Short 151,647 608.0197 ZAR
USD 0.54945 ordinary SWAP Increasing Long 91 605.3034 ZAR
USD 0.54945 ordinary SWAP Increasing Long 102 26.4800 GBP
USD 0.54945 ordinary SWAP Increasing Long 181 603.7461 ZAR
USD 0.54945 ordinary SWAP Increasing Long 181 26.2579 GBP
USD 0.54945 ordinary CFD Increasing Long 185 26.1484 GBP
USD 0.54945 ordinary SWAP Increasing Long 213 26.1773 GBP
USD 0.54945 ordinary SWAP Increasing Long 247 26.2068 GBP
USD 0.54945 ordinary SWAP Increasing Long 255 26.2476 GBP
USD 0.54945 ordinary SWAP Increasing Long 278 26.2498 GBP
USD 0.54945 ordinary SWAP Increasing Long 543 605.0766 ZAR
USD 0.54945 ordinary CFD Increasing Long 681 26.3570 GBP
USD 0.54945 ordinary SWAP Increasing Long 708 26.2064 GBP
USD 0.54945 ordinary SWAP Increasing Long 908 26.3794 GBP
USD 0.54945 ordinary SWAP Increasing Long 923 26.2632 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,438 25.9970 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,529 609.4494 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,657 603.7806 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,915 25.9781 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,078 26.3876 GBP
USD 0.54945 ordinary CFD Increasing Long 6,198 25.9742 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,199 26.3862 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,439 26.2049 GBP
USD 0.54945 ordinary CFD Increasing Long 8,000 26.1935 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,926 26.3844 GBP
USD 0.54945 ordinary CFD Increasing Long 11,441 26.2540 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,562 610.1747 ZAR
USD 0.54945 ordinary SWAP Increasing Long 25,016 26.1850 GBP
USD 0.54945 ordinary SWAP Increasing Long 29,426 604.7315 ZAR
USD 0.54945 ordinary SWAP Increasing Long 30,701 26.2428 GBP
USD 0.54945 ordinary SWAP Increasing Long 35,784 26.0573 GBP
USD 0.54945 ordinary SWAP Increasing Long 41,642 26.1837 GBP
USD 0.54945 ordinary CFD Increasing Long 43,187 26.1172 GBP
USD 0.54945 ordinary CFD Increasing Long 46,230 26.2590 GBP
USD 0.54945 ordinary SWAP Increasing Long 46,993 26.3808 GBP
USD 0.54945 ordinary SWAP Increasing Long 66,858 26.2352 GBP
USD 0.54945 ordinary CFD Increasing Long 87,703 26.2834 GBP
USD 0.54945 ordinary SWAP Increasing Long 91,665 608.0850 ZAR
USD 0.54945 ordinary SWAP Increasing Long 91,741 606.8000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 102,273 607.9052 ZAR
USD 0.54945 ordinary CFD Increasing Long 931,539 26.2062 GBP
USD 0.54945 ordinary SWAP Increasing Short 57 607.7429 ZAR
USD 0.54945 ordinary SWAP Increasing Short 286 26.2358 GBP
USD 0.54945 ordinary CFD Increasing Short 1,164 30.6491 EUR
USD 0.54945 ordinary CFD Increasing Short 2,926 606.8000 ZAR
USD 0.54945 ordinary CFD Increasing Short 3,657 604.0222 ZAR
USD 0.54945 ordinary SWAP Increasing Short 20,535 26.3151 GBP
USD 0.54945 ordinary CFD Increasing Short 21,623 606.9668 ZAR
USD 0.54945 ordinary SWAP Increasing Short 50,277 26.2170 GBP
USD 0.54945 ordinary CFD Increasing Short 86,611 608.0556 ZAR
USD 0.54945 ordinary SWAP Opening Short 3,362 25.9500 GBP
USD 0.54945 ordinary SWAP Opening Short 7,206 26.2135 GBP
USD 0.54945 ordinary SWAP Opening Short 8,409 26.1300 GBP
USD 0.54945 ordinary SWAP Opening Short 19,085 26.2071 GBP
USD 0.54945 ordinary SWAP Opening Short 21,259 26.3863 GBP
USD 0.54945 ordinary SWAP Opening Short 27,687 26.4039 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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