REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
17/05/2024 11:45
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RNS Number : 9348O Barclays PLC 17 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,367,815 0.44% 18,748,187 1.53%
(2) Cash-settled derivatives: 18,724,487 1.53% 5,076,743 0.41%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,092,302 1.97% 23,824,930 1.94%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1249648 26.3800 GBP 26.0200 GBP
USD 0.54945 ordinary Purchase 22 30.6000 EUR 30.4400 EUR
USD 0.54945 ordinary Sale 134 30.5376 EUR 30.5376 EUR
USD 0.54945 ordinary Sale 1366186 26.3400 GBP 26.0200 GBP
ADR Sale 3751 16.6900 USD 16.6019 USD
ADR Purchase 3751 16.6900 USD 16.6019 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
USD 0.54945 ordinary SWAP Closing Long 689 26.2566 GBP
USD 0.54945 ordinary SWAP Closing Long 823 26.2619 GBP
USD 0.54945 ordinary SWAP Closing Long 4,596 26.1816 GBP
USD 0.54945 ordinary CFD Decreasing Long 87 26.2724 GBP
USD 0.54945 ordinary CFD Decreasing Long 100 26.2650 GBP
USD 0.54945 ordinary SWAP Decreasing Long 218 604.4176 ZAR
USD 0.54945 ordinary CFD Decreasing Long 294 26.2340 GBP
USD 0.54945 ordinary SWAP Decreasing Long 325 26.2552 GBP
USD 0.54945 ordinary CFD Decreasing Long 366 26.2544 GBP
USD 0.54945 ordinary SWAP Decreasing Long 438 26.1900 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,239 26.2900 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,768 26.2604 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,035 604.2957 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,737 604.3052 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2,749 26.2104 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,260 26.2991 GBP
USD 0.54945 ordinary CFD Decreasing Long 4,937 26.2647 GBP
USD 0.54945 ordinary CFD Decreasing Long 9,058 26.2200 GBP
USD 0.54945 ordinary CFD Decreasing Long 9,336 26.2401 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,458 26.2512 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,732 604.8520 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,923 606.4437 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 14,876 26.2289 GBP
USD 0.54945 ordinary SWAP Decreasing Long 23,756 26.2292 GBP
USD 0.54945 ordinary SWAP Decreasing Long 35,436 26.2334 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36,395 604.4300 ZAR
USD 0.54945 ordinary CFD Decreasing Long 42,058 26.2119 GBP
USD 0.54945 ordinary SWAP Decreasing Long 49,708 604.7548 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 66,184 604.6753 ZAR
USD 0.54945 ordinary CFD Decreasing Long 75,554 26.1998 GBP
USD 0.54945 ordinary SWAP Decreasing Long 78,550 26.2351 GBP
USD 0.54945 ordinary SWAP Decreasing Long 104,976 26.2900 GBP
USD 0.54945 ordinary SWAP Decreasing Short 7 605.2112 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 379 26.2702 GBP
USD 0.54945 ordinary SWAP Decreasing Short 914 604.9816 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,165 26.2815 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,928 604.9819 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,050 604.9852 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,737 604.3052 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 7,338 26.2797 GBP
USD 0.54945 ordinary CFD Decreasing Short 9,732 604.6857 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 18,540 26.2592 GBP
USD 0.54945 ordinary CFD Decreasing Short 114,172 605.4781 ZAR
USD 0.54945 ordinary SWAP Increasing Long 118 26.2450 GBP
USD 0.54945 ordinary SWAP Increasing Long 130 26.2800 GBP
USD 0.54945 ordinary SWAP Increasing Long 209 26.2995 GBP
USD 0.54945 ordinary SWAP Increasing Long 218 604.4176 ZAR
USD 0.54945 ordinary SWAP Increasing Long 401 26.2274 GBP
USD 0.54945 ordinary SWAP Increasing Long 599 26.2894 GBP
USD 0.54945 ordinary SWAP Increasing Long 854 26.2017 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,416 26.3800 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,870 606.4403 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2,035 604.2957 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2,109 26.1913 GBP
USD 0.54945 ordinary CFD Increasing Long 3,658 26.2470 GBP
USD 0.54945 ordinary CFD Increasing Long 3,792 26.2917 GBP
USD 0.54945 ordinary CFD Increasing Long 9,058 26.2200 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,019 26.2507 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,923 606.4437 ZAR
USD 0.54945 ordinary CFD Increasing Long 11,344 26.2900 GBP
USD 0.54945 ordinary SWAP Increasing Long 18,791 26.2522 GBP
USD 0.54945 ordinary CFD Increasing Long 35,559 26.2507 GBP
USD 0.54945 ordinary SWAP Increasing Long 36,395 604.4300 ZAR
USD 0.54945 ordinary SWAP Increasing Long 42,779 26.2897 GBP
USD 0.54945 ordinary SWAP Increasing Long 43,700 26.2111 GBP
USD 0.54945 ordinary SWAP Increasing Long 49,708 604.7548 ZAR
USD 0.54945 ordinary SWAP Increasing Long 50,800 26.2383 GBP
USD 0.54945 ordinary SWAP Increasing Long 66,184 604.6753 ZAR
USD 0.54945 ordinary SWAP Increasing Long 87,576 26.2350 GBP
USD 0.54945 ordinary CFD Increasing Long 137,743 26.2612 GBP
USD 0.54945 ordinary CFD Increasing Long 163,139 26.2333 GBP
USD 0.54945 ordinary CFD Increasing Short 11 30.6036 EUR
USD 0.54945 ordinary SWAP Increasing Short 18 26.2492 GBP
USD 0.54945 ordinary SWAP Increasing Short 51 26.2170 GBP
USD 0.54945 ordinary SWAP Increasing Short 74 26.3042 GBP
USD 0.54945 ordinary SWAP Increasing Short 627 26.2547 GBP
USD 0.54945 ordinary SWAP Increasing Short 672 26.2591 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,538 26.2780 GBP
USD 0.54945 ordinary CFD Increasing Short 1,870 606.6829 ZAR
USD 0.54945 ordinary SWAP Increasing Short 10,271 26.2866 GBP
USD 0.54945 ordinary SWAP Increasing Short 30,251 26.2141 GBP
USD 0.54945 ordinary CFD Increasing Short 172,359 605.0540 ZAR
USD 0.54945 ordinary SWAP Opening Long 11 30.4400 EUR
USD 0.54945 ordinary SWAP Opening Long 134 30.5376 EUR
USD 0.54945 ordinary SWAP Opening Short 7 605.2112 ZAR
USD 0.54945 ordinary SWAP Opening Short 775 26.2901 GBP
USD 0.54945 ordinary SWAP Opening Short 914 604.9816 ZAR
USD 0.54945 ordinary SWAP Opening Short 1,928 604.9819 ZAR
USD 0.54945 ordinary SWAP Opening Short 2,050 604.9852 ZAR
USD 0.54945 ordinary SWAP Opening Short 2,623 26.1681 GBP
USD 0.54945 ordinary SWAP Opening Short 3,075 26.2506 GBP
USD 0.54945 ordinary SWAP Opening Short 4,880 26.2235 GBP
USD 0.54945 ordinary SWAP Opening Short 10,623 26.2326 GBP
USD 0.54945 ordinary SWAP Opening Short 13,132 26.2552 GBP
USD 0.54945 ordinary SWAP Opening Short 46,827 26.2640 GBP
USD 0.54945 ordinary SWAP Opening Short 114,172 605.6598 ZAR
USD 0.54945 ordinary SWAP Opening Short 172,359 604.8726 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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