REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC
20/05/2024 11:45
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RNS Number : 1216P Barclays PLC 20 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,466,167 0.45% 16,741,177 1.37%
(2) Cash-settled derivatives: 16,714,437 1.36% 5,180,503 0.42%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
22,180,604 1.81% 21,921,680 1.79%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 3309140 27.0014 GBP 26.1000 GBP
USD 0.54945 ordinary Purchase 125 31.1400 EUR 31.0518 EUR
USD 0.54945 ordinary Sale 1235702 27.0100 GBP 26.0960 GBP
USD 0.54945 ordinary Sale 602 31.2933 EUR 31.0550 EUR
ADR Sale 21412 16.9809 USD 16.9763 USD
ADR Purchase 21412 16.9809 USD 16.9763 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
USD 0.54945 ordinary SWAP Closing Long 123 31.1400 EUR
USD 0.54945 ordinary SWAP Closing Short 105 603.0594 ZAR
USD 0.54945 ordinary SWAP Closing Short 221 603.0606 ZAR
USD 0.54945 ordinary SWAP Closing Short 237 603.0637 ZAR
USD 0.54945 ordinary SWAP Closing Short 267 606.1000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 2 601.5500 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 32 606.3656 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 365 26.8300 GBP
USD 0.54945 ordinary SWAP Decreasing Long 664 26.2508 GBP
USD 0.54945 ordinary SWAP Decreasing Long 709 26.3849 GBP
USD 0.54945 ordinary SWAP Decreasing Long 833 26.4708 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,857 26.6355 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,140 26.4704 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,036 617.3951 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 4,400 26.6073 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,660 26.6007 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,661 26.3041 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,218 26.4357 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,195 612.9860 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 10,555 26.1000 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,401 612.6145 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 13,042 26.4330 GBP
USD 0.54945 ordinary SWAP Decreasing Long 13,874 609.5876 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 14,547 616.0627 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 15,677 26.4963 GBP
USD 0.54945 ordinary CFD Decreasing Long 19,640 26.6313 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,704 620.7000 ZAR
USD 0.54945 ordinary CFD Decreasing Long 23,579 26.7750 GBP
USD 0.54945 ordinary CFD Decreasing Long 30,866 26.3207 GBP
USD 0.54945 ordinary SWAP Decreasing Long 32,812 608.6138 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 34,594 611.1199 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 36,340 26.4863 GBP
USD 0.54945 ordinary SWAP Decreasing Long 37,770 26.5337 GBP
USD 0.54945 ordinary SWAP Decreasing Long 53,047 26.2997 GBP
USD 0.54945 ordinary CFD Decreasing Long 83,381 26.2944 GBP
USD 0.54945 ordinary CFD Decreasing Long 97,876 26.3718 GBP
USD 0.54945 ordinary CFD Decreasing Long 2,500,000 26.1000 GBP
USD 0.54945 ordinary SWAP Decreasing Short 4 612.9160 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 32 606.3656 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 53 26.3270 GBP
USD 0.54945 ordinary SWAP Decreasing Short 70 26.6162 GBP
USD 0.54945 ordinary SWAP Decreasing Short 122 26.7732 GBP
USD 0.54945 ordinary SWAP Decreasing Short 456 26.7873 GBP
USD 0.54945 ordinary SWAP Decreasing Short 506 26.8089 GBP
USD 0.54945 ordinary CFD Decreasing Short 600 31.2898 EUR
USD 0.54945 ordinary SWAP Decreasing Short 649 26.1944 GBP
USD 0.54945 ordinary SWAP Decreasing Short 781 26.6065 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,300 608.7724 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,432 26.4360 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,467 26.3238 GBP
swUSD 0.54945 ordinary SWAP Decreasing Short 3,306 26.0960 GBP
USD 0.54945 ordinary SWAP Decreasing Short 3,407 26.3915 GBP
USD 0.54945 ordinary CFD Decreasing Short 4,036 617.2253 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 4,983 26.8017 GBP
USD 0.54945 ordinary SWAP Decreasing Short 5,238 620.1902 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 6,150 26.7747 GBP
USD 0.54945 ordinary SWAP Decreasing Short 20,519 616.5218 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 28,769 26.5775 GBP
USD 0.54945 ordinary CFD Decreasing Short 153,879 604.8188 ZAR
USD 0.54945 ordinary SWAP Increasing Long 2 601.5500 ZAR
USD 0.54945 ordinary SWAP Increasing Long 151 26.7664 GBP
USD 0.54945 ordinary SWAP Increasing Long 272 615.1427 ZAR
USD 0.54945 ordinary SWAP Increasing Long 328 26.4889 GBP
USD 0.54945 ordinary SWAP Increasing Long 463 26.6734 GBP
USD 0.54945 ordinary SWAP Increasing Long 487 26.3037 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,067 613.7990 ZAR
USD 0.54945 ordinary CFD Increasing Long 6,894 26.6654 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,337 26.8177 GBP
USD 0.54945 ordinary SWAP Increasing Long 7,419 26.8653 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,500 26.7859 GBP
USD 0.54945 ordinary CFD Increasing Long 9,799 26.6810 GBP
USD 0.54945 ordinary SWAP Increasing Long 10,195 612.9860 ZAR
USD 0.54945 ordinary CFD Increasing Long 10,974 26.6802 GBP
USD 0.54945 ordinary SWAP Increasing Long 11,401 612.6145 ZAR
USD 0.54945 ordinary SWAP Increasing Long 13,221 620.0610 ZAR
USD 0.54945 ordinary SWAP Increasing Long 13,874 609.5876 ZAR
USD 0.54945 ordinary SWAP Increasing Long 14,294 26.8054 GBP
USD 0.54945 ordinary SWAP Increasing Long 14,547 616.0627 ZAR
USD 0.54945 ordinary SWAP Increasing Long 16,100 26.6460 GBP
USD 0.54945 ordinary SWAP Increasing Long 17,700 26.7845 GBP
USD 0.54945 ordinary SWAP Increasing Long 20,704 620.7000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 21,500 26.7859 GBP
USD 0.54945 ordinary CFD Increasing Long 29,455 26.8473 GBP
USD 0.54945 ordinary SWAP Increasing Long 32,812 608.6138 ZAR
USD 0.54945 ordinary SWAP Increasing Long 34,594 611.1199 ZAR
USD 0.54945 ordinary SWAP Increasing Long 34,734 620.6316 ZAR
USD 0.54945 ordinary CFD Increasing Long 47,353 26.7750 GBP
USD 0.54945 ordinary SWAP Increasing Long 70,789 26.7390 GBP
USD 0.54945 ordinary SWAP Increasing Long 77,869 26.6818 GBP
USD 0.54945 ordinary SWAP Increasing Long 150,159 26.5613 GBP
USD 0.54945 ordinary CFD Increasing Long 401,080 26.6098 GBP
USD 0.54945 ordinary SWAP Increasing Short 4 612.9160 ZAR
USD 0.54945 ordinary SWAP Increasing Short 105 603.0594 ZAR
USD 0.54945 ordinary SWAP Increasing Short 221 603.0606 ZAR
USD 0.54945 ordinary SWAP Increasing Short 237 603.0637 ZAR
USD 0.54945 ordinary SWAP Increasing Short 267 606.1000 ZAR
USD 0.54945 ordinary CFD Increasing Short 272 615.2626 ZAR
USD 0.54945 ordinary SWAP Increasing Short 415 26.1243 GBP
USD 0.54945 ordinary SWAP Increasing Short 751 26.7780 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,300 608.7724 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,773 26.1445 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,038 26.6977 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,147 26.8089 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,164 26.9015 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,895 26.6118 GBP
USD 0.54945 ordinary SWAP Increasing Short 3,857 26.6400 GBP
USD 0.54945 ordinary SWAP Increasing Short 4,054 26.3455 GBP
USD 0.54945 ordinary CFD Increasing Short 4,067 614.0445 ZAR
USD 0.54945 ordinary SWAP Increasing Short 4,442 26.5269 GBP
USD 0.54945 ordinary SWAP Increasing Short 4,669 26.9087 GBP
USD 0.54945 ordinary SWAP Increasing Short 5,000 26.6065 GBP
USD 0.54945 ordinary SWAP Increasing Short 5,238 620.1902 ZAR
USD 0.54945 ordinary SWAP Increasing Short 5,395 26.3495 GBP
USD 0.54945 ordinary SWAP Increasing Short 7,525 26.7752 GBP
USD 0.54945 ordinary SWAP Increasing Short 8,800 26.8023 GBP
USD 0.54945 ordinary SWAP Increasing Short 13,221 620.0610 ZAR
USD 0.54945 ordinary CFD Increasing Short 20,519 616.7068 ZAR
USD 0.54945 ordinary SWAP Increasing Short 21,624 26.4430 GBP
USD 0.54945 ordinary CFD Increasing Short 34,734 620.8023 ZAR
USD 0.54945 ordinary SWAP Increasing Short 153,879 605.0003 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to: (i) the voting rights of any relevant securities under any
option; or (ii) the voting rights of future acquisition or disposal of
any relevant securities to which any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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