REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC
21/05/2024 12:00
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RNS Number : 3105P Barclays PLC 21 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,399,551 0.44% 20,915,657 1.71%
(2) Cash-settled derivatives: 20,889,536 1.70% 5,108,428 0.42%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
26,289,087 2.15% 26,024,085 2.12%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 719647 27.1188 GBP 26.3300 GBP
ADR Sale 112515 17.2238 USD 16.9844 USD
USD 0.54945 ordinary Sale 4954027 27.0600 GBP 26.3300 GBP
ADR Purchase 162515 17.2238 USD 16.9844 USD
USD 0.54945 ordinary Sale 6583 31.0921 EUR 31.0921 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Closing Short 465 26.5402 GBP
USD 0.54945 ordinary SWAP Decreasing Long 87 621.6900 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 166 26.9750 GBP
USD 0.54945 ordinary SWAP Decreasing Long 191 26.6663 GBP
USD 0.54945 ordinary CFD Decreasing Long 200 26.9051 GBP
USD 0.54945 ordinary SWAP Decreasing Long 310 621.6900 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 641 26.6888 GBP
USD 0.54945 ordinary SWAP Decreasing Long 650 26.7629 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,667 26.7634 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,715 26.8000 GBP
USD 0.54945 ordinary CFD Decreasing Long 2,602 26.6994 GBP
USD 0.54945 ordinary CFD Decreasing Long 5,382 27.0350 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,414 621.6884 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 5,458 26.7601 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,978 614.1146 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,124 616.3451 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 7,649 615.3245 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 11,257 26.6064 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,304 26.7637 GBP
USD 0.54945 ordinary SWAP Decreasing Long 12,771 26.5055 GBP
USD 0.54945 ordinary CFD Decreasing Long 13,885 26.8308 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,370 26.8085 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,461 622.4834 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 17,863 26.6282 GBP
USD 0.54945 ordinary SWAP Decreasing Long 19,242 26.8000 GBP
USD 0.54945 ordinary CFD Decreasing Long 20,244 26.7525 GBP
USD 0.54945 ordinary SWAP Decreasing Long 22,508 26.8000 GBP
USD 0.54945 ordinary CFD Decreasing Long 25,000 26.6856 GBP
USD 0.54945 ordinary SWAP Decreasing Long 28,063 622.0075 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 32,121 26.5933 GBP
USD 0.54945 ordinary SWAP Decreasing Long 32,282 614.7054 ZAR
USD 0.54945 ordinary CFD Decreasing Long 97,074 26.7832 GBP
USD 0.54945 ordinary CFD Decreasing Long 119,924 26.7841 GBP
USD 0.54945 ordinary SWAP Decreasing Short 168 619.9566 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 206 621.0601 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 207 621.0329 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 733 26.7997 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,264 26.7573 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,500 623.0023 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,821 26.7412 GBP
USD 0.54945 ordinary SWAP Decreasing Short 6,045 618.2216 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 6,369 26.7393 GBP
USD 0.54945 ordinary CFD Decreasing Short 6,583 31.0886 EUR
USD 0.54945 ordinary SWAP Decreasing Short 8,655 26.7548 GBP
USD 0.54945 ordinary SWAP Decreasing Short 12,122 26.8439 GBP
USD 0.54945 ordinary SWAP Decreasing Short 12,818 26.8253 GBP
USD 0.54945 ordinary SWAP Decreasing Short 19,046 26.7683 GBP
USD 0.54945 ordinary SWAP Decreasing Short 19,240 26.8792 GBP
USD 0.54945 ordinary CFD Decreasing Short 32,282 614.5364 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 34,110 618.4592 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 83,497 621.3983 ZAR
USD 0.54945 ordinary CFD Decreasing Short 143,010 619.3962 ZAR
USD 0.54945 ordinary SWAP Increasing Long 87 621.6900 ZAR
USD 0.54945 ordinary SWAP Increasing Long 123 26.4769 GBP
USD 0.54945 ordinary SWAP Increasing Long 310 621.6900 ZAR
USD 0.54945 ordinary SWAP Increasing Long 378 26.7373 GBP
USD 0.54945 ordinary SWAP Increasing Long 551 611.5213 ZAR
USD 0.54945 ordinary SWAP Increasing Long 1,179 26.9350 GBP
USD 0.54945 ordinary CFD Increasing Long 5,382 27.0350 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,414 621.6884 ZAR
USD 0.54945 ordinary CFD Increasing Long 6,270 26.7336 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,978 614.1146 ZAR
USD 0.54945 ordinary SWAP Increasing Long 7,124 616.3451 ZAR
USD 0.54945 ordinary SWAP Increasing Long 7,649 615.3245 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,500 26.5444 GBP
USD 0.54945 ordinary CFD Increasing Long 9,741 26.8000 GBP
USD 0.54945 ordinary SWAP Increasing Long 11,146 621.7296 ZAR
USD 0.54945 ordinary CFD Increasing Long 11,241 26.6587 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,100 26.8692 GBP
USD 0.54945 ordinary SWAP Increasing Long 12,390 26.8829 GBP
USD 0.54945 ordinary SWAP Increasing Long 13,370 26.8015 GBP
USD 0.54945 ordinary SWAP Increasing Long 15,461 622.4834 ZAR
USD 0.54945 ordinary SWAP Increasing Long 28,063 622.0075 ZAR
USD 0.54945 ordinary CFD Increasing Long 39,138 26.8070 GBP
USD 0.54945 ordinary CFD Increasing Long 50,536 26.8424 GBP
USD 0.54945 ordinary SWAP Increasing Long 65,560 26.8478 GBP
USD 0.54945 ordinary CFD Increasing Long 323,696 26.7739 GBP
USD 0.54945 ordinary CFD Increasing Long 4,000,000 26.4800 GBP
USD 0.54945 ordinary SWAP Increasing Short 168 619.9566 ZAR
USD 0.54945 ordinary SWAP Increasing Short 206 621.0601 ZAR
USD 0.54945 ordinary SWAP Increasing Short 207 621.0329 ZAR
USD 0.54945 ordinary SWAP Increasing Short 415 26.5379 GBP
USD 0.54945 ordinary CFD Increasing Short 551 611.7659 ZAR
USD 0.54945 ordinary SWAP Increasing Short 649 26.7251 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,500 623.0023 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,584 27.0262 GBP
USD 0.54945 ordinary SWAP Increasing Short 1,702 26.8002 GBP
USD 0.54945 ordinary SWAP Increasing Short 2,126 26.5040 GBP
USD 0.54945 ordinary SWAP Increasing Short 6,045 618.2216 ZAR
USD 0.54945 ordinary SWAP Increasing Short 8,596 26.6721 GBP
USD 0.54945 ordinary SWAP Increasing Short 10,595 26.6701 GBP
USD 0.54945 ordinary CFD Increasing Short 11,146 621.9006 ZAR
USD 0.54945 ordinary SWAP Increasing Short 19,379 26.5918 GBP
USD 0.54945 ordinary SWAP Increasing Short 34,110 618.4592 ZAR
USD 0.54945 ordinary CFD Increasing Short 83,497 621.5847 ZAR
USD 0.54945 ordinary SWAP Increasing Short 143,010 619.5821 ZAR
USD 0.54945 ordinary SWAP Opening Long 85 26.5162 GBP
USD 0.54945 ordinary SWAP Opening Long 97 26.5945 GBP
USD 0.54945 ordinary SWAP Opening Long 150 26.8222 GBP
USD 0.54945 ordinary SWAP Opening Long 12,489 26.7345 GBP
USD 0.54945 ordinary SWAP Opening Long 12,781 26.8218 GBP
USD 0.54945 ordinary SWAP Opening Long 24,328 26.5476 GBP
USD 0.54945 ordinary SWAP Opening Long 29,735 26.8110 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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