REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
23/05/2024 11:45
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RNS Number : 6788P Barclays PLC 23 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,981,137 0.49% 18,291,274 1.49%
(2) Cash-settled derivatives: 18,169,537 1.48% 5,897,862 0.48%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
24,150,674 1.97% 24,189,136 1.97%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1538332 27.3350 GBP 25.7550 GBP
USD 0.54945 ordinary Sale 3946998 27.3350 GBP 25.7550 GBP
USD 0.54945 ordinary Purchase 3052 31.4162 EUR 31.3883 EUR
USD 0.54945 ordinary Sale 1281 31.4000 EUR 30.4588 EUR
ADR Purchase 38506 17.1041 USD 17.1002 USD
ADR Sale 38506 17.1041 USD 17.1002 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 52 622.3580 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 104 26.6200 GBP
USD 0.54945 ordinary CFD Decreasing Long 123 26.8650 GBP
USD 0.54945 ordinary CFD Decreasing Long 152 26.8092 GBP
USD 0.54945 ordinary CFD Decreasing Long 182 26.5473 GBP
USD 0.54945 ordinary SWAP Decreasing Long 208 26.3428 GBP
USD 0.54945 ordinary SWAP Decreasing Long 210 26.7785 GBP
USD 0.54945 ordinary SWAP Decreasing Long 263 26.6250 GBP
USD 0.54945 ordinary SWAP Decreasing Long 278 26.0218 GBP
USD 0.54945 ordinary CFD Decreasing Long 338 26.9044 GBP
USD 0.54945 ordinary CFD Decreasing Long 437 26.9850 GBP
USD 0.54945 ordinary SWAP Decreasing Long 702 26.6853 GBP
USD 0.54945 ordinary SWAP Decreasing Long 717 26.3939 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,044 26.6494 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,866 26.3697 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,687 26.6562 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,946 26.3360 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,011 26.6724 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,370 27.1372 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,487 26.3168 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,368 26.6645 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,257 26.8216 GBP
USD 0.54945 ordinary CFD Decreasing Long 7,405 26.2181 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,998 26.9852 GBP
USD 0.54945 ordinary SWAP Decreasing Long 9,440 609.6928 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 9,514 26.2741 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,864 622.1551 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 11,632 27.0627 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14,128 619.8289 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 14,229 26.9054 GBP
USD 0.54945 ordinary CFD Decreasing Long 19,254 26.6994 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,187 26.3346 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,788 606.5494 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 23,228 610.0891 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 32,313 620.3807 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 34,966 618.3271 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 42,936 620.5573 ZAR
USD 0.54945 ordinary CFD Decreasing Long 63,345 26.4265 GBP
USD 0.54945 ordinary SWAP Decreasing Long 65,581 617.9500 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 72,481 26.6988 GBP
USD 0.54945 ordinary CFD Decreasing Long 74,038 26.3410 GBP
USD 0.54945 ordinary CFD Decreasing Long 77,773 26.4009 GBP
USD 0.54945 ordinary SWAP Decreasing Long 124,265 26.4898 GBP
USD 0.54945 ordinary SWAP Decreasing Short 208 617.9586 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 275 617.9619 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 328 624.2479 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 331 611.2598 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 553 26.7227 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,072 615.1784 ZAR
USD 0.54945 ordinary CFD Decreasing Short 1,235 30.4554 EUR
USD 0.54945 ordinary SWAP Decreasing Short 1,372 26.7997 GBP
USD 0.54945 ordinary SWAP Decreasing Short 2,000 622.7330 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 7,536 618.2926 ZAR
USD 0.54945 ordinary CFD Decreasing Short 10,864 621.9062 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 14,500 26.5076 GBP
USD 0.54945 ordinary CFD Decreasing Short 34,966 618.1570 ZAR
USD 0.54945 ordinary CFD Decreasing Short 129,001 611.6407 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 603,592 618.4424 ZAR
USD 0.54945 ordinary SWAP Increasing Long 52 622.3580 ZAR
USD 0.54945 ordinary SWAP Increasing Long 84 26.6357 GBP
USD 0.54945 ordinary SWAP Increasing Long 97 26.6852 GBP
USD 0.54945 ordinary SWAP Increasing Long 107 26.7275 GBP
USD 0.54945 ordinary SWAP Increasing Long 167 26.8804 GBP
USD 0.54945 ordinary SWAP Increasing Long 312 26.6170 GBP
USD 0.54945 ordinary SWAP Increasing Long 360 26.8066 GBP
USD 0.54945 ordinary SWAP Increasing Long 457 26.7471 GBP
USD 0.54945 ordinary SWAP Increasing Long 492 26.8113 GBP
USD 0.54945 ordinary SWAP Increasing Long 673 25.9814 GBP
USD 0.54945 ordinary SWAP Increasing Long 719 26.6091 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,671 26.6361 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,495 616.9274 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,709 26.8022 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,711 26.9847 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,871 26.8158 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,932 603.5022 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,949 27.0354 GBP
USD 0.54945 ordinary SWAP Increasing Long 3,955 26.8671 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,102 26.6247 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,700 25.9086 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,721 26.3607 GBP
USD 0.54945 ordinary CFD Increasing Long 6,944 26.9850 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,231 26.8705 GBP
USD 0.54945 ordinary CFD Increasing Long 8,411 26.9825 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,780 25.9930 GBP
USD 0.54945 ordinary SWAP Increasing Long 9,440 609.6928 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11,936 26.7461 GBP
USD 0.54945 ordinary SWAP Increasing Long 11,936 618.2590 ZAR
USD 0.54945 ordinary CFD Increasing Long 12,507 26.6329 GBP
USD 0.54945 ordinary SWAP Increasing Long 14,128 619.8289 ZAR
USD 0.54945 ordinary SWAP Increasing Long 20,788 606.5494 ZAR
USD 0.54945 ordinary SWAP Increasing Long 23,228 610.0891 ZAR
USD 0.54945 ordinary SWAP Increasing Long 25,733 26.9656 GBP
USD 0.54945 ordinary SWAP Increasing Long 27,031 26.8901 GBP
USD 0.54945 ordinary SWAP Increasing Long 29,027 26.7832 GBP
USD 0.54945 ordinary SWAP Increasing Long 30,300 26.7067 GBP
USD 0.54945 ordinary SWAP Increasing Long 32,313 620.3807 ZAR
USD 0.54945 ordinary SWAP Increasing Long 42,936 620.5573 ZAR
USD 0.54945 ordinary SWAP Increasing Long 47,601 26.8097 GBP
USD 0.54945 ordinary SWAP Increasing Long 55,576 26.7968 GBP
USD 0.54945 ordinary SWAP Increasing Long 60,322 619.4048 ZAR
USD 0.54945 ordinary SWAP Increasing Long 65,581 617.9500 ZAR
USD 0.54945 ordinary SWAP Increasing Long 88,917 26.9021 GBP
USD 0.54945 ordinary SWAP Increasing Long 95,994 27.0652 GBP
USD 0.54945 ordinary CFD Increasing Long 252,018 26.6963 GBP
USD 0.54945 ordinary SWAP Increasing Long 345,133 26.9850 GBP
USD 0.54945 ordinary CFD Increasing Long 381,235 26.7198 GBP
USD 0.54945 ordinary SWAP Increasing Long 613,061 26.6687 GBP
USD 0.54945 ordinary CFD Increasing Long 939,185 26.7820 GBP
USD 0.54945 ordinary CFD Increasing Short 43 31.4934 EUR
USD 0.54945 ordinary SWAP Increasing Short 208 617.9586 ZAR
USD 0.54945 ordinary SWAP Increasing Short 275 617.9619 ZAR
USD 0.54945 ordinary SWAP Increasing Short 328 624.2479 ZAR
USD 0.54945 ordinary SWAP Increasing Short 331 611.2598 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,072 615.1784 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,000 622.7330 ZAR
USD 0.54945 ordinary SWAP Increasing Short 2,495 616.9274 ZAR
USD 0.54945 ordinary CFD Increasing Short 2,963 31.4197 EUR
USD 0.54945 ordinary CFD Increasing Short 3,932 603.7436 ZAR
USD 0.54945 ordinary SWAP Increasing Short 7,536 618.2926 ZAR
USD 0.54945 ordinary SWAP Increasing Short 11,936 618.2590 ZAR
USD 0.54945 ordinary SWAP Increasing Short 16,500 26.5317 GBP
USD 0.54945 ordinary SWAP Increasing Short 26,049 26.9849 GBP
USD 0.54945 ordinary SWAP Increasing Short 26,689 26.4318 GBP
USD 0.54945 ordinary SWAP Increasing Short 26,728 26.4450 GBP
USD 0.54945 ordinary SWAP Increasing Short 28,824 26.6364 GBP
USD 0.54945 ordinary CFD Increasing Short 60,322 619.5751 ZAR
USD 0.54945 ordinary SWAP Increasing Short 129,001 611.8242 ZAR
USD 0.54945 ordinary SWAP Increasing Short 325,000 617.9500 ZAR
USD 0.54945 ordinary CFD Increasing Short 603,592 618.6279 ZAR
USD 0.54945 ordinary SWAP Opening Long 29,890 26.8878 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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