REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI) - Anglo American plc
24/05/2024 11:30
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RNS Number : 8591P Barclays PLC 24 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 10,116,287 0.83% 18,549,447 1.51%
(2) Cash-settled derivatives: 18,795,529 1.53% 5,908,915 0.48%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
28,911,816 2.36% 24,458,362 2.00%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 23 31.7532 EUR 31.4733 EUR
USD 0.54945 ordinary Sale 59 31.7564 EUR 31.4764 EUR
USD 0.54945 ordinary Purchase 1219456 27.1064 GBP 26.4361 GBP
USD 0.54945 ordinary Sale 1440401 27.1300 GBP 26.4361 GBP
ADR Purchase 29829 17.0089 USD 16.9900 USD
ADR Sale 29829 17.0089 USD 16.9900 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 8 26.9902 GBP
USD 0.54945 ordinary SWAP Decreasing Long 14 26.9552 GBP
USD 0.54945 ordinary SWAP Decreasing Long 53 630.0000 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 59 27.0302 GBP
USD 0.54945 ordinary SWAP Decreasing Long 68 26.9640 GBP
USD 0.54945 ordinary SWAP Decreasing Long 103 26.9550 GBP
USD 0.54945 ordinary SWAP Decreasing Long 306 26.9592 GBP
USD 0.54945 ordinary SWAP Decreasing Long 538 26.9335 GBP
USD 0.54945 ordinary SWAP Decreasing Long 565 26.9365 GBP
USD 0.54945 ordinary SWAP Decreasing Long 647 27.0146 GBP
USD 0.54945 ordinary SWAP Decreasing Long 693 26.8811 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,377 26.9331 GBP
USD 0.54945 ordinary CFD Decreasing Long 2,115 26.4550 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,628 26.9832 GBP
USD 0.54945 ordinary CFD Decreasing Long 3,445 27.0276 GBP
USD 0.54945 ordinary CFD Decreasing Long 3,469 27.0050 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,934 631.4548 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 3,960 26.9546 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,455 27.0304 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,955 26.9777 GBP
USD 0.54945 ordinary CFD Decreasing Long 7,402 27.0704 GBP
USD 0.54945 ordinary SWAP Decreasing Long 7,799 26.9178 GBP
USD 0.54945 ordinary CFD Decreasing Long 10,000 26.6129 GBP
USD 0.54945 ordinary CFD Decreasing Long 10,615 27.0039 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,748 26.4733 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,269 627.2700 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 12,698 26.9388 GBP
USD 0.54945 ordinary CFD Decreasing Long 12,698 26.5626 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,488 27.0747 GBP
USD 0.54945 ordinary SWAP Decreasing Long 15,741 628.3255 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 17,931 26.7286 GBP
USD 0.54945 ordinary SWAP Decreasing Long 20,635 627.6874 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 39,833 630.9297 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 48,742 630.6376 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 56,386 26.5036 GBP
USD 0.54945 ordinary SWAP Decreasing Long 58,901 27.0164 GBP
USD 0.54945 ordinary CFD Decreasing Long 92,354 26.9357 GBP
USD 0.54945 ordinary CFD Decreasing Long 161,805 26.8614 GBP
USD 0.54945 ordinary SWAP Decreasing Long 163,138 26.4550 GBP
USD 0.54945 ordinary CFD Decreasing Short 36 31.5566 EUR
USD 0.54945 ordinary SWAP Decreasing Short 112 628.5479 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 206 629.5213 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 352 628.7038 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 1,297 26.6616 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,500 628.8192 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 2,000 26.6646 GBP
USD 0.54945 ordinary SWAP Decreasing Short 4,530 26.7739 GBP
USD 0.54945 ordinary SWAP Decreasing Short 6,158 630.4867 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 12,700 629.6657 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 14,707 630.4211 ZAR
USD 0.54945 ordinary CFD Decreasing Short 20,635 627.5147 ZAR
USD 0.54945 ordinary CFD Decreasing Short 236,418 629.2435 ZAR
USD 0.54945 ordinary SWAP Increasing Long 53 630.0000 ZAR
USD 0.54945 ordinary SWAP Increasing Long 86 27.0668 GBP
USD 0.54945 ordinary SWAP Increasing Long 98 26.4535 GBP
USD 0.54945 ordinary SWAP Increasing Long 99 27.0560 GBP
USD 0.54945 ordinary SWAP Increasing Long 130 26.6750 GBP
USD 0.54945 ordinary SWAP Increasing Long 192 27.1300 GBP
USD 0.54945 ordinary SWAP Increasing Long 247 26.6548 GBP
USD 0.54945 ordinary SWAP Increasing Long 303 26.8864 GBP
USD 0.54945 ordinary SWAP Increasing Long 422 27.0170 GBP
USD 0.54945 ordinary SWAP Increasing Long 531 631.0513 ZAR
USD 0.54945 ordinary SWAP Increasing Long 736 26.8748 GBP
USD 0.54945 ordinary SWAP Increasing Long 816 27.0500 GBP
USD 0.54945 ordinary CFD Increasing Long 1,094 26.8634 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,336 26.9522 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,594 26.9043 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,237 631.0366 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,888 633.4800 ZAR
USD 0.54945 ordinary SWAP Increasing Long 3,934 631.4548 ZAR
USD 0.54945 ordinary SWAP Increasing Long 4,526 26.9108 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,560 26.9896 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,919 26.9619 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,167 26.4548 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,363 26.5470 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,428 26.5713 GBP
USD 0.54945 ordinary CFD Increasing Long 6,556 26.9050 GBP
USD 0.54945 ordinary SWAP Increasing Long 8,850 26.7927 GBP
USD 0.54945 ordinary CFD Increasing Long 9,521 26.4550 GBP
USD 0.54945 ordinary SWAP Increasing Long 11,269 627.2700 ZAR
USD 0.54945 ordinary SWAP Increasing Long 11,486 26.8278 GBP
USD 0.54945 ordinary SWAP Increasing Long 13,526 26.9794 GBP
USD 0.54945 ordinary SWAP Increasing Long 15,741 628.3255 ZAR
USD 0.54945 ordinary CFD Increasing Long 19,165 26.8969 GBP
USD 0.54945 ordinary SWAP Increasing Long 31,364 26.8123 GBP
USD 0.54945 ordinary SWAP Increasing Long 39,833 630.9297 ZAR
USD 0.54945 ordinary SWAP Increasing Long 48,742 630.6376 ZAR
USD 0.54945 ordinary SWAP Increasing Long 58,294 26.9752 GBP
USD 0.54945 ordinary SWAP Increasing Long 60,299 26.9781 GBP
USD 0.54945 ordinary SWAP Increasing Long 159,042 26.8573 GBP
USD 0.54945 ordinary CFD Increasing Long 567,120 27.0058 GBP
USD 0.54945 ordinary SWAP Increasing Short 112 628.5479 ZAR
USD 0.54945 ordinary SWAP Increasing Short 206 629.5213 ZAR
USD 0.54945 ordinary SWAP Increasing Short 352 628.7038 ZAR
USD 0.54945 ordinary SWAP Increasing Short 531 631.0513 ZAR
USD 0.54945 ordinary SWAP Increasing Short 1,500 628.8192 ZAR
USD 0.54945 ordinary CFD Increasing Short 2,237 631.2101 ZAR
USD 0.54945 ordinary CFD Increasing Short 3,888 633.7334 ZAR
USD 0.54945 ordinary SWAP Increasing Short 5,262 27.0062 GBP
USD 0.54945 ordinary SWAP Increasing Short 6,158 630.4867 ZAR
USD 0.54945 ordinary SWAP Increasing Short 10,000 26.7883 GBP
USD 0.54945 ordinary CFD Increasing Short 12,700 629.8546 ZAR
USD 0.54945 ordinary SWAP Increasing Short 14,707 630.4211 ZAR
USD 0.54945 ordinary SWAP Increasing Short 17,633 26.8850 GBP
USD 0.54945 ordinary SWAP Increasing Short 236,418 629.4323 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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