REG - Barclays PLC Anglo American PLC - Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC
28/05/2024 11:00
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RNS Number : 1027Q Barclays PLC 28 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ANGLO AMERICAN PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
BHP GROUP LTD
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 10,244,979 0.84% 17,872,131 1.46%
(2) Cash-settled derivatives: 18,273,209 1.49% 5,903,918 0.48%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
28,518,188 2.33% 23,776,049 1.94%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.54945 ordinary Purchase 1027329 26.5150 GBP 26.1313 GBP
USD 0.54945 ordinary Purchase 600 30.8666 EUR 30.8666 EUR
USD 0.54945 ordinary Sale 510514 26.5150 GBP 26.1313 GBP
ADR Sale 7949 16.7693 USD 16.7362 USD
ADR Purchase 7949 16.7693 USD 16.7362 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.54945 ordinary SWAP Decreasing Long 62 26.3250 GBP
USD 0.54945 ordinary SWAP Decreasing Long 179 617.6099 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 181 26.1848 GBP
USD 0.54945 ordinary SWAP Decreasing Long 301 26.4059 GBP
USD 0.54945 ordinary SWAP Decreasing Long 308 619.2300 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 511 26.3463 GBP
USD 0.54945 ordinary SWAP Decreasing Long 548 619.1846 ZAR
USD 0.54945 ordinary CFD Decreasing Long 643 26.2606 GBP
USD 0.54945 ordinary CFD Decreasing Long 657 26.2565 GBP
USD 0.54945 ordinary SWAP Decreasing Long 719 26.3015 GBP
USD 0.54945 ordinary SWAP Decreasing Long 733 26.4522 GBP
USD 0.54945 ordinary CFD Decreasing Long 900 26.4695 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,018 26.2282 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,061 26.1936 GBP
USD 0.54945 ordinary CFD Decreasing Long 1,303 26.2528 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,319 26.3461 GBP
USD 0.54945 ordinary SWAP Decreasing Long 1,409 26.2980 GBP
USD 0.54945 ordinary SWAP Decreasing Long 2,002 617.3847 ZAR
USD 0.54945 ordinary CFD Decreasing Long 3,324 26.1500 GBP
USD 0.54945 ordinary SWAP Decreasing Long 3,701 26.4253 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,155 26.3637 GBP
USD 0.54945 ordinary SWAP Decreasing Long 4,207 26.3110 GBP
USD 0.54945 ordinary SWAP Decreasing Long 5,008 26.2593 GBP
USD 0.54945 ordinary SWAP Decreasing Long 6,964 26.2846 GBP
USD 0.54945 ordinary SWAP Decreasing Long 8,054 618.8345 ZAR
USD 0.54945 ordinary CFD Decreasing Long 8,226 26.2793 GBP
USD 0.54945 ordinary SWAP Decreasing Long 10,801 26.2681 GBP
USD 0.54945 ordinary SWAP Decreasing Long 11,745 26.1501 GBP
USD 0.54945 ordinary SWAP Decreasing Long 17,198 617.2075 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 19,350 26.2946 GBP
USD 0.54945 ordinary SWAP Decreasing Long 21,079 617.4709 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 26,821 617.1328 ZAR
USD 0.54945 ordinary CFD Decreasing Long 26,904 26.2987 GBP
USD 0.54945 ordinary SWAP Decreasing Long 27,566 26.2881 GBP
USD 0.54945 ordinary SWAP Decreasing Long 29,921 615.7300 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 33,232 26.2915 GBP
USD 0.54945 ordinary SWAP Decreasing Long 34,039 26.3025 GBP
USD 0.54945 ordinary SWAP Decreasing Long 36,070 616.7788 ZAR
USD 0.54945 ordinary SWAP Decreasing Long 62,729 26.1967 GBP
USD 0.54945 ordinary CFD Decreasing Long 75,215 26.3172 GBP
USD 0.54945 ordinary CFD Decreasing Long 80,085 26.3261 GBP
USD 0.54945 ordinary SWAP Decreasing Long 86,570 26.2608 GBP
USD 0.54945 ordinary SWAP Decreasing Long 94,584 26.1549 GBP
USD 0.54945 ordinary SWAP Decreasing Long 290,531 26.1500 GBP
USD 0.54945 ordinary SWAP Decreasing Short 27 618.5936 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 30 26.2573 GBP
USD 0.54945 ordinary SWAP Decreasing Short 179 617.6099 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 269 615.9844 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 519 26.2322 GBP
USD 0.54945 ordinary SWAP Decreasing Short 1,686 26.2792 GBP
USD 0.54945 ordinary CFD Decreasing Short 2,002 617.1378 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 11,233 616.6264 ZAR
USD 0.54945 ordinary SWAP Decreasing Short 11,431 618.3743 ZAR
USD 0.54945 ordinary CFD Decreasing Short 36,070 616.6092 ZAR
USD 0.54945 ordinary CFD Decreasing Short 144,750 616.9700 ZAR
USD 0.54945 ordinary SWAP Increasing Long 55 26.2700 GBP
USD 0.54945 ordinary SWAP Increasing Long 60 26.2850 GBP
USD 0.54945 ordinary SWAP Increasing Long 71 26.2761 GBP
USD 0.54945 ordinary SWAP Increasing Long 76 26.4625 GBP
USD 0.54945 ordinary SWAP Increasing Long 106 26.1483 GBP
USD 0.54945 ordinary SWAP Increasing Long 107 618.1100 ZAR
USD 0.54945 ordinary SWAP Increasing Long 191 618.0500 ZAR
USD 0.54945 ordinary SWAP Increasing Long 308 619.2300 ZAR
USD 0.54945 ordinary CFD Increasing Long 324 26.1500 GBP
USD 0.54945 ordinary SWAP Increasing Long 446 26.4815 GBP
USD 0.54945 ordinary SWAP Increasing Long 451 26.3657 GBP
USD 0.54945 ordinary SWAP Increasing Long 491 26.3882 GBP
USD 0.54945 ordinary SWAP Increasing Long 548 619.1846 ZAR
USD 0.54945 ordinary SWAP Increasing Long 618 26.4416 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,054 26.2126 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,110 26.4602 GBP
USD 0.54945 ordinary CFD Increasing Long 1,232 26.2764 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,597 26.4950 GBP
USD 0.54945 ordinary SWAP Increasing Long 1,874 26.3693 GBP
USD 0.54945 ordinary SWAP Increasing Long 2,119 26.2245 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,742 26.4279 GBP
USD 0.54945 ordinary CFD Increasing Long 4,879 26.3087 GBP
USD 0.54945 ordinary SWAP Increasing Long 4,914 26.4893 GBP
USD 0.54945 ordinary SWAP Increasing Long 5,344 26.3845 GBP
USD 0.54945 ordinary CFD Increasing Long 5,797 26.3973 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,168 26.3610 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,673 26.3974 GBP
USD 0.54945 ordinary SWAP Increasing Long 6,941 617.4423 ZAR
USD 0.54945 ordinary SWAP Increasing Long 8,054 618.8345 ZAR
USD 0.54945 ordinary SWAP Increasing Long 9,659 26.3731 GBP
USD 0.54945 ordinary SWAP Increasing Long 17,198 617.2075 ZAR
USD 0.54945 ordinary CFD Increasing Long 19,265 26.3197 GBP
USD 0.54945 ordinary SWAP Increasing Long 20,401 26.2380 GBP
USD 0.54945 ordinary SWAP Increasing Long 21,079 617.4709 ZAR
USD 0.54945 ordinary SWAP Increasing Long 26,609 26.4255 GBP
USD 0.54945 ordinary SWAP Increasing Long 26,821 617.1328 ZAR
USD 0.54945 ordinary SWAP Increasing Long 28,434 26.3577 GBP
USD 0.54945 ordinary SWAP Increasing Long 29,921 615.7300 ZAR
USD 0.54945 ordinary CFD Increasing Long 74,440 26.3957 GBP
USD 0.54945 ordinary SWAP Increasing Long 179,436 26.2373 GBP
USD 0.54945 ordinary SWAP Increasing Short 27 618.5936 ZAR
USD 0.54945 ordinary CFD Increasing Short 107 618.3572 ZAR
USD 0.54945 ordinary CFD Increasing Short 191 618.1705 ZAR
USD 0.54945 ordinary SWAP Increasing Short 269 615.9844 ZAR
USD 0.54945 ordinary CFD Increasing Short 600 30.8700 EUR
USD 0.54945 ordinary CFD Increasing Short 6,941 617.6121 ZAR
USD 0.54945 ordinary SWAP Increasing Short 9,500 26.2881 GBP
USD 0.54945 ordinary SWAP Increasing Short 11,233 616.6264 ZAR
USD 0.54945 ordinary CFD Increasing Short 11,431 618.5598 ZAR
USD 0.54945 ordinary SWAP Increasing Short 18,150 26.3434 GBP
USD 0.54945 ordinary SWAP Increasing Short 144,750 617.1551 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28-May-24
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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